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Livermore
Livermore
ZHEN

Novavax Inc

NVAX
Exchange
Nasdaq
Industry
Biological Products, (No Diagnostic Substances)
SEC CIK
0001000694

No open-market purchases or sales by Novavax Inc insiders were filed in the last 90 days; 268 institutions reported holding it in 13F filings for Q2 2026, worth $1.11B in total; Coatue Management is the only superinvestor holding it.

13F holders, Q3 2021

Institutional positions in Novavax Inc as of Sep 30, 2021. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works

Institutional holders
445
+39 vs. Q2 2021
Shares held
37.5M
−1.68M (−4.3%) vs. Q2 2021
Total value
$7.77B
−$555.0M (−6.7%) vs. Q2 2021
New holders
88
173 more added
Sold out
49
109 more reduced

3 institutions that held it in Q2 2021 haven't filed for Q3 2021 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.

Compare with Q2 2021: new holders, sold out and not filed yet

Holders and value by quarter

Institutions reporting NVAX on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.

Institutional holdersQ3 2021: 445 institutions
Q1 2021: 390 institutionsQ2 2021: 409 institutionsQ3 2021: 445 institutionsQ4 2021: 431 institutionsQ1 2022: 382 institutionsQ2 2022: 328 institutionsQ3 2022: 256 institutionsQ4 2022: 253 institutionsQ1 2023: 224 institutionsQ2 2023: 216 institutionsQ3 2023: 227 institutionsQ4 2023: 200 institutionsQ1 2024: 202 institutionsQ2 2024: 230 institutionsQ3 2024: 238 institutionsQ4 2024: 235 institutionsQ1 2025: 246 institutionsQ2 2025: 252 institutionsQ3 2025: 250 institutionsQ4 2025: 237 institutionsQ1 2026: 260 institutionsQ2 2026: 268 institutions
Value heldQ3 2021: $7.77B
Q1 2021: $7.70BQ2 2021: $8.44BQ3 2021: $7.77BQ4 2021: $4.81BQ1 2022: $2.49BQ2 2022: $1.75BQ3 2022: $659.6MQ4 2022: $540.3MQ1 2023: $416.7MQ2 2023: $421.9MQ3 2023: $447.9MQ4 2023: $376.0MQ1 2024: $371.3MQ2 2024: $1.06BQ3 2024: $1.19BQ4 2024: $825.9MQ1 2025: $632.2MQ2 2025: $642.9MQ3 2025: $894.6MQ4 2025: $792.5MQ1 2026: $960.7MQ2 2026: $1.11B
Institutions holding NVAX and their total value by quarter
QuarterHoldersValue
Q2 2026268$1.11B
Q1 2026260$960.7M
Q4 2025237$792.5M
Q3 2025250$894.6M
Q2 2025252$642.9M
Q1 2025246$632.2M
Q4 2024235$825.9M
Q3 2024238$1.19B
Q2 2024230$1.06B
Q1 2024202$371.3M
Q4 2023200$376.0M
Q3 2023227$447.9M
Q2 2023216$421.9M
Q1 2023224$416.7M
Q4 2022253$540.3M
Q3 2022256$659.6M
Q2 2022328$1.75B
Q1 2022382$2.49B
Q4 2021431$4.81B
Q3 2021445$7.77B
Q2 2021409$8.44B
Q1 2021390$7.70B

Institutions, Q3 2021

Shares, value and share of portfolio for each institution holding Novavax Inc; share changes are against Q2 2021.

Institutions holding NVAX in Q3 2021
InstitutionSharesValue% of portfolioChange in sharesAction
AlphaMark Advisors, LLC35$7.00K0.00%00.0%Unchanged
Zions Bancorporation, N.A.28$6.00K0.00%+19+211.1%Added
Bogart Wealth, LLC30$6.00K0.00%+20+200.0%Added
Atlas Private Wealth Advisors28$6.00K0.00%+28New
Proequities, Inc.25$5.00K0.00%+25New
Tortoise Investment Management, LLC25$5.00K0.00%+25New
Rockbridge Investment Management, LCC25$5.00K0.00%+25New
Robbins Farley LLC25$5.00K0.00%+25New
Stonebridge Financial Planning Group, LLC20$4.00K0.00%00.0%Unchanged
Parkside Financial Bank & Trust20$4.00K0.00%+14+233.3%Added
Allworth Financial LP20$4.00K0.00%+20New
Prestige Wealth Management Group LLC15$3.00K0.00%−5−25.0%Reduced
Carmichael Hill & Associates, Inc.13$3.00K0.00%00.0%Unchanged
Disciplined Investments, LLC15$3.00K0.00%00.0%Unchanged
Glassman Wealth Services14$3.00K0.00%+4+40.0%Added
Meridian Wealth Partners, LLC13$3.00K0.00%+13New
Koshinski Asset Management, Inc.10$2.07K0.00%+10New
Wolff Wiese Magana LLC10$2.00K0.00%−100−90.9%Reduced
Creative Financial Designs Inc8$2.00K0.00%−20−71.4%Reduced
State of Wyoming8$2.00K0.00%−5−38.5%Reduced
Lindbrook Capital, LLC9$2.00K0.00%+9New
Lee Financial Co8$2.00K0.00%+8New
Endurance Wealth Management, Inc.10$2.00K0.00%+10New
Stonebridge Capital Advisors LLC10$2.00K0.00%+10New
Ellevest, Inc.11$2.00K0.00%+11New
Evoke Wealth, LLC11$2.00K0.00%+11New
CVA Family Office, LLC14$2.00K0.00%+14New
Consolidated Planning Corp12$2.00K0.00%+12New
Bell Investment Advisors, Inc12$2.00K0.00%+12New
TD Private Client Wealth LLC9$1.87K0.00%−3−25.0%Reduced
Raffa Wealth Management, LLC9$1.87K0.00%+7+350.0%Added
Sutton Wealth Advisors Inc.6$1.24K0.00%+6New
Alpha Paradigm Partners, LLC7$1.00K0.00%−606−98.9%Reduced
Plante Moran Financial Advisors, LLC7$1.00K0.00%−40−85.1%Reduced
Corbenic Partners LLC7$1.00K0.00%00.0%Unchanged
Tarbox Family Office, Inc.5$1.00K0.00%00.0%Unchanged
Versant Capital Management, Inc7$1.00K0.00%+2+40.0%Added
Newbridge Financial Services Group, Inc.6$1.00K0.00%00.0%Unchanged
Activest Wealth Management2$1.00K0.00%00.0%Unchanged
Eaton Vance Management326$00.00%+1+0.3%Added
Huntington National Bank1$00.00%00.0%Unchanged
BerganKDV Wealth Management, LLC2$00.00%00.0%Unchanged
Global Retirement Partners, LLC1$00.00%00.0%Unchanged
Bellwether Advisors, LLC2$00.00%00.0%Unchanged
Gerber Kawasaki Wealth & Investment Management8––+8New
Carmignac Gestion0$00.00%−457,805−100.0%Sold out
HRT Financial LP0$00.00%−109,286−100.0%Sold out
Polar Capital Holdings Plc0$00.00%−90,000−100.0%Sold out
Vivo Capital, LLC0$00.00%−88,046−100.0%Sold out
Putnam Investments LLC0$00.00%−81,200−100.0%Sold out
Capital Fund Management S.A.0$00.00%−62,286−100.0%Sold out
Deltec Asset Management LLC0$00.00%−56,320−100.0%Sold out
AQR Capital Management LLC0$00.00%−28,679−100.0%Sold out
Swiss Life Asset Management Ltd0$00.00%−15,951−100.0%Sold out
Erste Asset Management GmbH0$00.00%−17,600−100.0%Sold out
Forsta Ap-Fonden0$00.00%−15,800−100.0%Sold out
Schonfeld Strategic Advisors LLC0$00.00%−12,900−100.0%Sold out
ACT Capital Management, LLC0$00.00%−10,300−100.0%Sold out
Pura Vida Investments, LLC0$00.00%−10,000−100.0%Sold out
Qube Research & Technologies Ltd0$00.00%−9,930−100.0%Sold out
Bluestein R H & Co0$00.00%−6,000−100.0%Sold out
Y-Intercept (Hong Kong) Ltd0$00.00%−5,617−100.0%Sold out
Blueshift Asset Management, LLC0$00.00%−3,796−100.0%Sold out
Illinois Municipal Retirement Fund0$00.00%−3,587−100.0%Sold out
Sante Capital Fund, LP0$00.00%−3,523−100.0%Sold out
Knights of Columbus Asset Advisors LLC0$00.00%−3,409−100.0%Sold out
Magnetar Financial LLC0$00.00%−2,366−100.0%Sold out
Laurion Capital Management LP0$00.00%−2,271−100.0%Sold out
Maven Securities LTD0$00.00%−2,100−100.0%Sold out
qPULA Trading Management LP0$00.00%−2,104−100.0%Sold out
SG3 Management, LLC0$00.00%−2,000−100.0%Sold out
Financial Partners Group, Inc0$00.00%−1,864−100.0%Sold out
Winton Group Ltd0$00.00%−1,784−100.0%Sold out
Harvest Investment Services, LLC0$00.00%−1,460−100.0%Sold out
Aviva PLC0$00.00%−1,413−100.0%Sold out
Bridgefront Capital, LLC0$00.00%−1,412−100.0%Sold out
BP PLC0$00.00%−1,374−100.0%Sold out
Engineers Gate Manager LP0$00.00%−1,341−100.0%Sold out
Bailard, Inc.0$00.00%−1,288−100.0%Sold out
Baird Financial Group, Inc.0$00.00%−1,177−100.0%Sold out
IHT Wealth Management, LLC0$00.00%−997−100.0%Sold out
Wolverine Asset Management LLC0$00.00%−666−100.0%Sold out
Whittier Trust Co0$00.00%−505−100.0%Sold out
WealthShield Partners, LLC0$00.00%−500−100.0%Sold out
Red Door Wealth Management, LLC0$00.00%−375−100.0%Sold out
Clearstead Advisors, LLC0$00.00%−265−100.0%Sold out
Permanens Capital L.P.0$00.00%−105−100.0%Sold out
Canton Hathaway, LLC0$00.00%−75−100.0%Sold out
Private Ocean, LLC0$00.00%−25−100.0%Sold out
MCF Advisors LLC0$00.00%−15−100.0%Sold out
Global Wealth Management Investment Advisory, Inc.0$00.00%−10−100.0%Sold out
Anchor Investment Management, LLC0$00.00%−8−100.0%Sold out
Psagot Investment House Ltd.0$00.00%−6−100.0%Sold out
Modus Advisors, LLC0$00.00%−3−100.0%Sold out
Pictet Asset Management Ltd––––Not filed
QS Investors, LLC––––Not filed
CWM, LLC––––Not filed