MidCap Financial Investment Corp
MFIC- Exchange
- Nasdaq
- SEC CIK
- 0001278752
No open-market purchases or sales by MidCap Financial Investment Corp insiders were filed in the last 90 days; 169 institutions reported holding it in 13F filings for Q2 2026, worth $320.6M in total; Soros Fund Management is the only superinvestor holding it.
Other share classesMFICL
13F holders, Q4 2023
Institutional positions in MidCap Financial Investment Corp as of Dec 31, 2023. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 125
- +10 vs. Q3 2023
- Shares held
- 18.8M
- +457.7K (+2.5%) vs. Q3 2023
- Total value
- $257.0M
- +$5.04M (+2.0%) vs. Q3 2023
- New holders
- 22
- 41 more added
- Sold out
- 12
- 33 more reduced
3 institutions that held it in Q3 2023 haven't filed for Q4 2023 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q3 2023: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting MFIC on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 169 | $320.6M |
| Q1 2026 | 176 | $357.7M |
| Q4 2025 | 192 | $362.5M |
| Q3 2025 | 174 | $350.5M |
| Q2 2025 | 170 | $364.7M |
| Q1 2025 | 169 | $357.5M |
| Q4 2024 | 173 | $351.5M |
| Q3 2024 | 177 | $339.3M |
| Q2 2024 | 128 | $288.4M |
| Q1 2024 | 127 | $295.3M |
| Q4 2023 | 125 | $257.0M |
| Q3 2023 | 118 | $253.2M |
| Q2 2023 | 118 | $228.5M |
| Q1 2023 | 124 | $212.8M |
| Q4 2022 | 134 | $215.6M |
| Q3 2022 | 124 | $191.7M |
| Q2 2022 | 124 | $194.8M |
| Q1 2022 | 127 | $255.0M |
| Q4 2021 | 130 | $251.0M |
| Q3 2021 | 118 | $258.8M |
| Q2 2021 | 125 | $292.0M |
| Q1 2021 | 130 | $299.8M |
Institutions, Q4 2023
Shares, value and share of portfolio for each institution holding MidCap Financial Investment Corp; share changes are against Q3 2023.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| First Manhattan Co | 5 | $68 | 0.00% | 00.0% | Unchanged |
| Tower Research Capital LLC (TRC) | 6 | $82 | 0.00% | −2,427−99.8% | Reduced |
| FMR LLC | 30 | $410 | 0.00% | −25−45.5% | Reduced |
| GAMMA Investing LLC | 58 | $804 | 0.00% | +58 | New |
| Investors Research Corp | 73 | $999 | 0.00% | 00.0% | Unchanged |
| Principal Securities, Inc. | 109 | $1.49K | 0.00% | +109 | New |
| Key Financial Inc | 150 | $2.05K | 0.00% | 00.0% | Unchanged |
| Focused Wealth Management, Inc | 181 | $2.48K | 0.00% | 00.0% | Unchanged |
| Hantz Financial Services, Inc. | 200 | $3.00K | 0.00% | 00.0% | Unchanged |
| Lindbrook Capital, LLC | 271 | $3.71K | 0.00% | 00.0% | Unchanged |
| Asset Dedication, LLC | 316 | $4.00K | 0.00% | 00.0% | Unchanged |
| Baystate Wealth Management LLC | 342 | $4.68K | 0.00% | +342 | New |
| Live Oak Investment Partners | – | $6.53K | 0.01% | – | – |
| Tennessee Valley Asset Management Partners | 507 | $6.94K | 0.00% | +507 | New |
| Transcendent Capital Group LLC | 596 | $8.15K | 0.01% | +596 | New |
| NBC Securities, Inc. | 717 | $9.00K | 0.00% | 00.0% | Unchanged |
| Highlander Capital Management, LLC | 966 | $13.2K | 0.00% | 00.0% | Unchanged |
| Nomura Asset Management Co Ltd | 1,126 | $15.4K | 0.00% | 00.0% | Unchanged |
| Citigroup Inc | 1,163 | $15.9K | 0.00% | +642+123.2% | Added |
| Northwestern Mutual Wealth Management Co | 1,201 | $16.4K | 0.00% | +17+1.4% | Added |
| IFP Advisors, Inc | 1,500 | $20.5K | 0.00% | −18,860−92.6% | Reduced |
| Founders Capital Management | 1,500 | $20.5K | 0.01% | 00.0% | Unchanged |
| PEAK6 Investments LLC | 1,588 | $21.7K | 0.00% | −6,978−81.5% | Reduced |
| Barclays PLC | 1,637 | $22.4K | 0.00% | +1,507+1,159.2% | Added |
| Provenance Wealth Advisors, LLC | 1,809 | $24.7K | 0.00% | 00.0% | Unchanged |
| Signaturefd, LLC | 2,725 | $37.3K | 0.00% | +664+32.2% | Added |
| Group One Trading, L.P. | 3,896 | $53.3K | 0.00% | +3,896 | New |
| Qube Research & Technologies Ltd | 4,155 | $56.8K | 0.00% | +1,163+38.9% | Added |
| Comerica Bank | 5,412 | $74.0K | 0.00% | −132−2.4% | Reduced |
| Security National Bank | 5,550 | $75.9K | 0.02% | +5,550 | New |
| Tucker Asset Management LLC | 5,945 | $81.3K | 0.02% | +5,945 | New |
| Parkside Financial Bank & Trust | 6,186 | $84.6K | 0.02% | +165+2.7% | Added |
| Harbour Investments, Inc. | 6,677 | $91.3K | 0.00% | −515−7.2% | Reduced |
| Cape Investment Advisory, Inc. | 6,712 | $91.8K | 0.04% | +6,712 | New |
| Aquatic Capital Management LLC | 7,600 | $104.0K | 0.00% | +7,300+2,433.3% | Added |
| Baldwin Brothers Inc | 8,333 | $114.0K | 0.01% | 00.0% | Unchanged |
| Parallel Advisors, LLC | 9,356 | $128.0K | 0.00% | 00.0% | Unchanged |
| Sequoia Financial Advisors, LLC | 10,591 | $144.9K | 0.00% | 00.0% | Unchanged |
| Creative Planning | 11,112 | $152.0K | 0.00% | −285−2.5% | Reduced |
| Cambridge Investment Research Advisors, Inc. | 11,148 | $153.0K | 0.00% | −2,815−20.2% | Reduced |
| HRT Financial LP | 11,428 | $156.0K | 0.00% | +11,428 | New |
| Independent Financial Group, LLC | 11,545 | $157.9K | 0.01% | 00.0% | Unchanged |
| Virtu Financial LLC | 12,130 | $166.0K | 0.01% | +12,130 | New |
| CIBC World Markets Inc. | 12,320 | $169.0K | 0.00% | +12,320 | New |
| Quantbot Technologies LP | 12,425 | $170.0K | 0.01% | +12,425 | New |
| Advisory Services Network, LLC | 12,570 | $172.0K | 0.00% | −262−2.0% | Reduced |
| Mirae Asset Global Investments Co., Ltd. | 13,367 | $182.9K | 0.00% | −7,781−36.8% | Reduced |
| National Asset Management, Inc. | 13,738 | $187.9K | 0.01% | +2,377+20.9% | Added |
| Eagle Global Advisors LLC | 15,060 | $206.0K | 0.01% | 00.0% | Unchanged |
| Sigma Planning Corp | 18,334 | $250.8K | 0.02% | −32,136−63.7% | Reduced |
| Onyx Bridge Wealth Group LLC | 19,651 | $268.8K | 0.05% | 00.0% | Unchanged |
| Ethos Financial Group, LLC | 19,628 | $269.0K | 0.06% | 00.0% | Unchanged |
| Janney Montgomery Scott LLC | 19,700 | $270.0K | 0.00% | −983−4.8% | Reduced |
| International Assets Investment Management, LLC | 20,910 | $286.1K | 0.04% | +10.0% | Added |
| Truist Financial Corp | 20,922 | $286.2K | 0.00% | +20,922 | New |
| Millennium Capital Advisors, LLC | 21,055 | $288.0K | 0.22% | +21,055 | New |
| Steward Partners Investment Advisory, LLC | 21,302 | $291.4K | 0.00% | +573+2.8% | Added |
| GWM Advisors LLC | 21,281 | $297.1K | 0.00% | +374+1.8% | Added |
| Farther Finance Advisors, LLC | 22,838 | $312.4K | 0.02% | +22,838 | New |
| US Bancorp | 23,359 | $319.6K | 0.00% | +2,333+11.1% | Added |
| Citadel Advisors LLC | 25,885 | $354.1K | 0.00% | +10,380+66.9% | Added |
| Access Investment Management LLC | 26,000 | $355.7K | 0.13% | +26,000 | New |
| Royal Bank of Canada | 35,051 | $480.0K | 0.00% | +92+0.3% | Added |
| Virtus ETF Advisers LLC | 36,224 | $495.5K | 0.31% | −14,288−28.3% | Reduced |
| SEI Investments Co | 38,453 | $526.0K | 0.00% | +1,168+3.1% | Added |
| Winton Group Ltd | 38,484 | $526.5K | 0.04% | +10,652+38.3% | Added |
| Raymond James & Associates | 43,127 | $590.0K | 0.00% | −3,247−7.0% | Reduced |
| Northeast Financial Consultants Inc | 43,733 | $598.3K | 0.03% | 00.0% | Unchanged |
| Global Wealth Management Investment Advisory, Inc. | 45,269 | $619.3K | 0.16% | +333+0.7% | Added |
| Stifel Financial Corp | 46,763 | $639.7K | 0.00% | −478−1.0% | Reduced |
| Lido Advisors, LLC | 47,666 | $652.1K | 0.01% | +47,666 | New |
| AE Wealth Management LLC | 48,315 | $685.1K | 0.00% | −1,394−2.8% | Reduced |
| Cubic Asset Management, LLC | 51,694 | $707.2K | 0.18% | 00.0% | Unchanged |
| ExodusPoint Capital Management, LP | 52,368 | $716.0K | 0.01% | +39,640+311.4% | Added |
| Panoramic Investment Advisors, LLC | 53,630 | $733.7K | 0.63% | 00.0% | Unchanged |
| Relative Value Partners Group, LLC | 56,166 | $768.4K | 0.05% | 00.0% | Unchanged |
| Great West Life Assurance Co | 58,847 | $799.0K | 0.00% | −6,613−10.1% | Reduced |
| Jump Financial, LLC | 60,401 | $826.3K | 0.03% | +32,301+115.0% | Added |
| The PNC Financial Services Group, Inc. | 62,248 | $851.6K | 0.00% | 00.0% | Unchanged |
| JPMorgan Chase & Co | 62,412 | $853.8K | 0.00% | +62,392+311,960.0% | Added |
| Millennium Management LLC | 66,019 | $903.1K | 0.00% | −84,232−56.1% | Reduced |
| Rockefeller Capital Management L.P. | 66,407 | $908.5K | 0.00% | +1,630+2.5% | Added |
| HighTower Advisors, LLC | 67,155 | $918.0K | 0.00% | −433−0.6% | Reduced |
| Meridian Investment Counsel Inc. | 73,076 | $999.7K | 0.34% | −1,400−1.9% | Reduced |
| Castlekeep Investment Advisors LLC | 74,830 | $1.02M | 0.73% | +74,830 | New |
| M Holdings Securities, Inc. | 75,863 | $1.04M | 0.12% | +11,317+17.5% | Added |
| Schonfeld Strategic Advisors LLC | 78,200 | $1.07M | 0.01% | +78,200 | New |
| Camelot Portfolios, LLC | 90,390 | $1.24M | 0.73% | +19,173+26.9% | Added |
| Wells Fargo & Company | 100,623 | $1.38M | 0.00% | −2,032−2.0% | Reduced |
| Tudor Investment Corp Et Al | 103,628 | $1.42M | 0.02% | +103,628 | New |
| McKinley Capital Management LLC /Delaware | 106,323 | $1.45M | 0.19% | −1,394−1.3% | Reduced |
| GraniteShares Advisors LLC | 107,475 | $1.47M | 1.32% | +107,475 | New |
| DnB Asset Management AS | 116,083 | $1.59M | 0.01% | 00.0% | Unchanged |
| Arkadios Wealth Advisors | 121,969 | $1.67M | 0.14% | −270.0% | Reduced |
| LPL Financial LLC | 124,392 | $1.70M | 0.00% | +14,516+13.2% | Added |
| Advisors Asset Management, Inc. | 126,539 | $1.73M | 0.04% | +53,307+72.8% | Added |
| Goldman Sachs Group Inc | 133,788 | $1.83M | 0.00% | +35,663+36.3% | Added |
| UBS Group AG | 148,601 | $2.03M | 0.00% | +5,571+3.9% | Added |
| Graypoint LLC | 156,184 | $2.14M | 0.17% | +4,210+2.8% | Added |
| BI Asset Management Fondsmaeglerselskab A/S | 163,300 | $2.23M | 0.05% | +19,874+13.9% | Added |