SPDR S&P Midcap 400 ETF Trust
MDY- Exchange
- NYSE
- SEC CIK
- 0000936958
No open-market purchases or sales by SPDR S&P Midcap 400 ETF Trust insiders were filed in the last 90 days; 1,542 institutions reported holding it in 13F filings for Q2 2026, worth $17.3B in total; no superinvestor holds it.
13F holders, Q3 2023
Institutional positions in SPDR S&P Midcap 400 ETF Trust as of Sep 30, 2023. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 1,159
- +20 vs. Q2 2023
- Shares held
- 27.3M
- +2.62M (+10.6%) vs. Q2 2023
- Total value
- $12.5B
- +$704.4M (+5.9%) vs. Q2 2023
- New holders
- 67
- 297 more added
- Sold out
- 47
- 402 more reduced
16 institutions that held it in Q2 2023 haven't filed for Q3 2023 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q2 2023: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting MDY on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 1,542 | $17.3B |
| Q1 2026 | 1,455 | $15.3B |
| Q4 2025 | 1,438 | $15.3B |
| Q3 2025 | 1,369 | $15.0B |
| Q2 2025 | 1,351 | $14.2B |
| Q1 2025 | 1,361 | $13.4B |
| Q4 2024 | 1,409 | $15.1B |
| Q3 2024 | 1,319 | $14.1B |
| Q2 2024 | 1,293 | $13.2B |
| Q1 2024 | 1,297 | $13.9B |
| Q4 2023 | 1,235 | $13.9B |
| Q3 2023 | 1,159 | $12.5B |
| Q2 2023 | 1,155 | $11.9B |
| Q1 2023 | 1,137 | $11.3B |
| Q4 2022 | 1,147 | $11.1B |
| Q3 2022 | 1,052 | $9.54B |
| Q2 2022 | 1,040 | $10.1B |
| Q1 2022 | 1,101 | $12.2B |
| Q4 2021 | 1,126 | $13.7B |
| Q3 2021 | 1,023 | $12.4B |
| Q2 2021 | 1,037 | $12.8B |
| Q1 2021 | 1,026 | $12.3B |
Institutions, Q3 2023
Shares, value and share of portfolio for each institution holding SPDR S&P Midcap 400 ETF Trust; share changes are against Q2 2023.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Granite Bay Wealth Management, LLC | 2,536,853 | $1.22B | 11.93% | +2,497,603+6,363.3% | Added |
| Bank of America Corp | 2,253,068 | $1.03B | 0.13% | +162,810+7.8% | Added |
| Wells Fargo & Company | 1,454,732 | $664.3M | 0.21% | −6,617−0.5% | Reduced |
| Morgan Stanley | 1,262,498 | $576.5M | 0.06% | −78,172−5.8% | Reduced |
| Northern Trust Corp | 1,154,175 | $527.0M | 0.10% | −11,538−1.0% | Reduced |
| US Bancorp | 1,092,736 | $499.0M | 0.82% | −3,290−0.3% | Reduced |
| Pathstone Family Office, LLC | 963,113 | $439.8M | 3.42% | +961,212+50,563.5% | Added |
| The PNC Financial Services Group, Inc. | 791,908 | $361.6M | 0.31% | −12,976−1.6% | Reduced |
| UBS Group AG | 601,552 | $274.7M | 0.13% | −7,425−1.2% | Reduced |
| Goldman Sachs Group Inc | 533,298 | $243.5M | 0.06% | +179,936+50.9% | Added |
| Bank of Montreal | 492,611 | $230.8M | 0.14% | −9,171−1.8% | Reduced |
| Northwestern Mutual Wealth Management Co | 501,826 | $229.2M | 0.30% | +23,919+5.0% | Added |
| Raymond James & Associates | 364,141 | $166.3M | 0.14% | +5,141+1.4% | Added |
| Citadel Advisors LLC | 324,897 | $148.4M | 0.16% | +57,695+21.6% | Added |
| BNP Paribas Arbitrage, SA | 318,792 | $145.6M | 0.32% | +1,619+0.5% | Added |
| Royal Bank of Canada | 273,390 | $124.8M | 0.04% | −622−0.2% | Reduced |
| Creative Planning | 271,610 | $124.0M | 0.17% | −38,351−12.4% | Reduced |
| Arvest Trust Co N A | 268,276 | $122.5M | 7.99% | −1,786−0.7% | Reduced |
| Conservest Capital Advisors, Inc. | 254,922 | $116.4M | 14.05% | +1,478+0.6% | Added |
| CI Private Wealth, LLC | 253,391 | $115.7M | 0.27% | +2,845+1.1% | Added |
| JPMorgan Chase & Co | 234,032 | $106.9M | 0.01% | −66,065−22.0% | Reduced |
| Squarepoint Ops LLC | 210,944 | $96.3M | 0.47% | +133,611+172.8% | Added |
| MAI Capital Management | 207,259 | $94.6M | 1.42% | −258−0.1% | Reduced |
| Bank of New York Mellon Corp | 188,015 | $85.9M | 0.02% | −9,072−4.6% | Reduced |
| Citigroup Inc | 184,664 | $84.3M | 0.12% | +19,990+12.1% | Added |
| HighTower Advisors, LLC | 183,898 | $84.0M | 0.16% | +41,115+28.8% | Added |
| First Republic Investment Management, Inc. | 174,692 | $79.8M | 0.23% | −20,833−10.7% | Reduced |
| Welch & Forbes LLC | 162,559 | $74.2M | 1.23% | +1,294+0.8% | Added |
| Commonwealth Equity Services, LLC | 158,507 | $72.4M | 0.15% | +62,083+64.4% | Added |
| Raymond James Financial Services Advisors, Inc. | 147,376 | $67.3M | 0.12% | +5,607+4.0% | Added |
| Truist Financial Corp | 146,919 | $67.1M | 0.11% | +2,320+1.6% | Added |
| Alliancebernstein L.P. | 145,633 | $66.5M | 0.03% | +7,488+5.4% | Added |
| Whittier Trust Co | 145,197 | $66.3M | 1.18% | −1,737−1.2% | Reduced |
| Hills Bank & Trust Co | 141,818 | $64.8M | 7.52% | +341+0.2% | Added |
| LPL Financial LLC | 139,986 | $63.9M | 0.04% | +1,079+0.8% | Added |
| Waddell & Associates, LLC | 137,870 | $63.0M | 9.21% | +1,153+0.8% | Added |
| FineMark National Bank & Trust | 129,280 | $59.0M | 2.57% | −5,140−3.8% | Reduced |
| Ameriprise Financial Inc | 119,805 | $56.0M | 0.02% | +6,067+5.3% | Added |
| Brown Advisory Inc | 117,406 | $53.6M | 0.09% | −352−0.3% | Reduced |
| Montag A & Associates Inc | 109,710 | $50.3M | 3.17% | −143−0.1% | Reduced |
| Employees Retirement System of Texas | 108,500 | $49.5M | 0.73% | +64,000+143.8% | Added |
| Washington Trust Co | 106,987 | $48.9M | 2.15% | +1,038+1.0% | Added |
| Sandy Spring Bank | 98,497 | $45.0M | 2.50% | −844−0.8% | Reduced |
| Mariner, LLC | 96,280 | $44.0M | 0.12% | +2,424+2.6% | Added |
| Advisor Group Holdings, Inc. | 85,094 | $38.9M | 0.06% | +13,596+19.0% | Added |
| Portland Global Advisors LLC | 81,223 | $37.1M | 6.22% | −989−1.2% | Reduced |
| Barclays PLC | 77,148 | $35.2M | 0.02% | −125,593−61.9% | Reduced |
| Hyman Charles D | 75,937 | $34.7M | 2.26% | +370+0.5% | Added |
| Henshaw Capital LLC | 75,050 | $34.3M | 1.98% | −100−0.1% | Reduced |
| Captrust Financial Advisors | 74,236 | $33.9M | 0.13% | +1,996+2.8% | Added |
| Cerity Partners LLC | 71,188 | $32.6M | 0.16% | −22,667−24.2% | Reduced |
| Financial Counselors Inc | 70,384 | $32.1M | 0.64% | +256+0.4% | Added |
| Pittenger & Anderson Inc | 69,816 | $31.9M | 1.61% | +706+1.0% | Added |
| Kayne Anderson Rudnick Investment Management LLC | 68,281 | $31.2M | 0.09% | +3,041+4.7% | Added |
| Whittier Trust Co of Nevada Inc | 67,461 | $30.8M | 1.09% | −429−0.6% | Reduced |
| Tower Research Capital LLC (TRC) | 67,311 | $30.7M | 0.96% | +67,299+560,825.0% | Added |
| Blair William & Co | 66,544 | $30.4M | 0.12% | −1,230−1.8% | Reduced |
| Waldron Private Wealth LLC | 66,090 | $30.2M | 1.57% | −2,449−3.6% | Reduced |
| Pinnacle Associates Ltd | 65,764 | $30.0M | 0.56% | −1,375−2.0% | Reduced |
| Envestnet Asset Management Inc | 63,701 | $29.1M | 0.01% | −3,911−5.8% | Reduced |
| SG Americas Securities, LLC | 63,654 | $29.1M | 0.39% | +29,816+88.1% | Added |
| Peapack Gladstone Financial Corp | 63,326 | $28.9M | 0.54% | −133−0.2% | Reduced |
| Baird Financial Group, Inc. | 58,913 | $26.9M | 0.07% | +1,781+3.1% | Added |
| Stifel Financial Corp | 57,728 | $26.4M | 0.04% | −3,267−5.4% | Reduced |
| Smith, Moore & Co. | 58,644 | $26.2M | 3.46% | +462+0.8% | Added |
| HRT Financial LP | 56,351 | $25.7M | 0.26% | +10,658+23.3% | Added |
| State Street Corp | 55,979 | $25.6M | 0.00% | −4,828−7.9% | Reduced |
| Heritage Investors Management Corp | 55,800 | $25.5M | 1.07% | −950−1.7% | Reduced |
| Ascent Wealth Partners, LLC | 55,801 | $25.5M | 4.69% | −222−0.4% | Reduced |
| Moreno Evelyn V | 55,411 | $25.3M | 5.51% | +318+0.6% | Added |
| Divergent Planning, LLC | 55,679 | $25.2M | 13.55% | +2,080+3.9% | Added |
| MetLife Investment Management | 53,900 | $24.6M | 0.19% | −40,200−42.7% | Reduced |
| Clearstead Advisors, LLC | 53,855 | $24.6M | 1.51% | −101−0.2% | Reduced |
| Susquehanna International Group, LLP | 53,197 | $24.3M | 0.04% | −73,800−58.1% | Reduced |
| Cambridge Investment Research Advisors, Inc. | 52,453 | $24.0M | 0.11% | +24,752+89.4% | Added |
| Oldfather Financial Services, LLC | 50,629 | $23.1M | 11.73% | +2,018+4.2% | Added |
| Edge Capital Group, LLC | 50,334 | $23.0M | 1.49% | +144+0.3% | Added |
| Comerica Bank | 49,049 | $22.4M | 0.12% | +49,049 | New |
| Crewe Advisors LLC | 48,867 | $22.3M | 3.86% | +46+0.1% | Added |
| Conning Inc. | 48,607 | $22.2M | 0.81% | 00.0% | Unchanged |
| Citizens Financial Group Inc | 48,309 | $22.1M | 0.90% | −209−0.4% | Reduced |
| First Hawaiian Bank | 48,095 | $22.0M | 0.75% | −1,315−2.7% | Reduced |
| Retirement Systems of Alabama | 46,909 | $21.4M | 0.10% | +165+0.4% | Added |
| Financial Advisory Group | 45,954 | $21.0M | 4.32% | −547−1.2% | Reduced |
| Klingman & Associates, LLC | 45,749 | $20.9M | 1.69% | −350−0.8% | Reduced |
| Twin Tree Management, LP | 45,347 | $20.7M | 0.69% | +45,347 | New |
| Holt Capital Advisors, L.L.C. dba Holt Capital Partners, L.P. | 44,432 | $20.3M | 3.97% | −200−0.4% | Reduced |
| Chicago Partners Investment Group LLC | 46,238 | $20.0M | 1.08% | +1,659+3.7% | Added |
| Cumberland Advisors Inc | 43,849 | $20.0M | 8.88% | +330+0.8% | Added |
| Bartlett & Co. Wealth Management LLC | 43,121 | $19.8M | 0.35% | −16,550−27.7% | Reduced |
| Bartlett & Co. LLC | 43,121 | $19.8M | 0.35% | −16,550−27.7% | Reduced |
| Wolverine Trading, LLC | 42,563 | $19.4M | 0.19% | +12,353+40.9% | Added |
| M&T Bank Corp | 41,899 | $19.1M | 0.08% | −5,185−11.0% | Reduced |
| Miracle Mile Advisors, LLC | 41,596 | $19.0M | 0.59% | −292−0.7% | Reduced |
| Rockefeller Capital Management L.P. | 40,865 | $18.7M | 0.07% | +2,304+6.0% | Added |
| LCM Capital Management Inc | 40,846 | $18.7M | 15.21% | +2,116+5.5% | Added |
| Wealth Enhancement Advisory Services, LLC | 40,805 | $18.6M | 0.06% | +40,805 | New |
| Kowal Investment Group, LLC | 40,691 | $18.6M | 5.01% | +1,128+2.9% | Added |
| Janney Montgomery Scott LLC | 37,498 | $17.1M | 0.06% | +445+1.2% | Added |
| Johnson Investment Counsel Inc | 37,278 | $17.0M | 0.22% | −88−0.2% | Reduced |