SPDR S&P Midcap 400 ETF Trust
MDY- Exchange
- NYSE
- SEC CIK
- 0000936958
No open-market purchases or sales by SPDR S&P Midcap 400 ETF Trust insiders were filed in the last 90 days; 1,542 institutions reported holding it in 13F filings for Q2 2026, worth $17.3B in total; no superinvestor holds it.
13F holders, Q3 2021
Institutional positions in SPDR S&P Midcap 400 ETF Trust as of Sep 30, 2021. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 1,023
- +4 vs. Q2 2021
- Shares held
- 25.7M
- −251.3K (−1.0%) vs. Q2 2021
- Total value
- $12.4B
- −$391.0M (−3.1%) vs. Q2 2021
- New holders
- 60
- 258 more added
- Sold out
- 56
- 358 more reduced
18 institutions that held it in Q2 2021 haven't filed for Q3 2021 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q2 2021: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting MDY on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 1,542 | $17.3B |
| Q1 2026 | 1,455 | $15.3B |
| Q4 2025 | 1,438 | $15.3B |
| Q3 2025 | 1,369 | $15.0B |
| Q2 2025 | 1,351 | $14.2B |
| Q1 2025 | 1,361 | $13.4B |
| Q4 2024 | 1,409 | $15.1B |
| Q3 2024 | 1,319 | $14.1B |
| Q2 2024 | 1,293 | $13.2B |
| Q1 2024 | 1,297 | $13.9B |
| Q4 2023 | 1,235 | $13.9B |
| Q3 2023 | 1,159 | $12.5B |
| Q2 2023 | 1,155 | $11.9B |
| Q1 2023 | 1,137 | $11.3B |
| Q4 2022 | 1,147 | $11.1B |
| Q3 2022 | 1,052 | $9.54B |
| Q2 2022 | 1,040 | $10.1B |
| Q1 2022 | 1,101 | $12.2B |
| Q4 2021 | 1,126 | $13.7B |
| Q3 2021 | 1,023 | $12.4B |
| Q2 2021 | 1,037 | $12.8B |
| Q1 2021 | 1,026 | $12.3B |
Institutions, Q3 2021
Shares, value and share of portfolio for each institution holding SPDR S&P Midcap 400 ETF Trust; share changes are against Q2 2021.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Bank of America Corp | 2,232,385 | $1.07B | 0.12% | +13,670+0.6% | Added |
| Wells Fargo & Company | 1,673,862 | $804.9M | 0.18% | −126,731−7.0% | Reduced |
| Northern Trust Corp | 1,282,930 | $616.9M | 0.11% | +67,953+5.6% | Added |
| US Bancorp | 1,186,201 | $570.4M | 1.07% | −18,369−1.5% | Reduced |
| Morgan Stanley | 1,081,441 | $520.0M | 0.07% | +102,335+10.5% | Added |
| UBS Group AG | 1,028,601 | $494.6M | 0.21% | +305,974+42.3% | Added |
| Veritable, L.P. | 1,025,849 | $493.3M | 7.95% | −5,712−0.6% | Reduced |
| The PNC Financial Services Group, Inc. | 984,939 | $473.6M | 0.44% | −1,383−0.1% | Reduced |
| Goldman Sachs Group Inc | 547,841 | $263.4M | 0.07% | −46,314−7.8% | Reduced |
| Royal Bank of Canada | 518,311 | $249.2M | 0.07% | +114,871+28.5% | Added |
| Citigroup Inc | 495,841 | $238.4M | 0.24% | +79,747+19.2% | Added |
| Bank of Montreal | 428,384 | $210.0M | 0.10% | −25,573−5.6% | Reduced |
| BNP Paribas Arbitrage, SA | 366,139 | $176.1M | 0.42% | +52,688+16.8% | Added |
| Raymond James & Associates | 355,950 | $171.2M | 0.15% | −151,648−29.9% | Reduced |
| Arvest Bank Trust Division | 301,385 | $144.9M | 8.13% | −6,900−2.2% | Reduced |
| Resource Management, LLC | 268,997 | $129.4M | 14.77% | +1,075+0.4% | Added |
| Conservest Capital Advisors, Inc. | 228,700 | $110.0M | 12.39% | −1,580−0.7% | Reduced |
| First Republic Investment Management, Inc. | 223,031 | $107.3M | 0.26% | +16,256+7.9% | Added |
| Bank of New York Mellon Corp | 216,001 | $103.9M | 0.02% | −6,841−3.1% | Reduced |
| Bessemer Group Inc | 194,840 | $93.7M | 0.20% | +158,985+443.4% | Added |
| MAI Capital Management | 192,201 | $92.4M | 1.80% | +4,338+2.3% | Added |
| LPL Financial LLC | 173,348 | $83.4M | 0.08% | +8,620+5.2% | Added |
| Whittier Trust Co | 165,514 | $79.6M | 1.45% | −1,767−1.1% | Reduced |
| Healthcare of Ontario Pension Plan Trust Fund | 160,000 | $76.9M | 0.19% | +85,000+113.3% | Added |
| Welch & Forbes LLC | 149,399 | $71.8M | 1.19% | +2,862+2.0% | Added |
| Ameriprise Financial Inc | 143,202 | $68.9M | 0.02% | −6,620−4.4% | Reduced |
| Brown Advisory Inc | 139,688 | $67.2M | 0.10% | −1,130−0.8% | Reduced |
| Alliancebernstein L.P. | 127,564 | $61.3M | 0.02% | −4,332−3.3% | Reduced |
| Manufacturers Life Insurance Company, The | 127,312 | $61.2M | 0.05% | −805,482−86.4% | Reduced |
| Waddell & Associates, LLC | 127,195 | $61.2M | 10.42% | +1,746+1.4% | Added |
| Northwestern Mutual Wealth Management Co | 122,646 | $59.0M | 0.11% | +2,571+2.1% | Added |
| HighTower Advisors, LLC | 122,412 | $58.9M | 0.16% | +394+0.3% | Added |
| FineMark National Bank & Trust | 121,619 | $58.5M | 2.48% | −140.0% | Reduced |
| Creative Planning | 120,943 | $58.2M | 0.10% | −1,282−1.0% | Reduced |
| Montag A & Associates Inc | 118,539 | $57.0M | 3.06% | −2,946−2.4% | Reduced |
| Barclays PLC | 115,948 | $55.8M | 0.04% | −17,723−13.3% | Reduced |
| JPMorgan Chase & Co | 115,522 | $55.6M | 0.01% | −65,162−36.1% | Reduced |
| Raymond James Financial Services Advisors, Inc. | 113,770 | $54.7M | 0.11% | +2,079+1.9% | Added |
| State Street Corp | 113,329 | $54.5M | 0.00% | −1,211−1.1% | Reduced |
| HRT Financial LP | 111,125 | $53.4M | 0.33% | +111,125 | New |
| Sandy Spring Bank | 108,422 | $52.1M | 2.76% | −276−0.3% | Reduced |
| Eaton Vance Management | 109,826 | $52.0M | 0.07% | +193+0.2% | Added |
| Susquehanna International Group, LLP | 103,393 | $49.7M | 0.06% | +60,533+141.2% | Added |
| Hills Bank & Trust Co | 101,768 | $48.9M | 7.39% | +1,726+1.7% | Added |
| Truist Financial Corp | 98,471 | $47.4M | 0.08% | +1,744+1.8% | Added |
| Commonwealth Equity Services, LLC | 97,769 | $47.0M | 0.12% | +7,811+8.7% | Added |
| MetLife Investment Management | 90,900 | $43.7M | 0.39% | +69,800+330.8% | Added |
| Washington Trust Co | 88,038 | $42.3M | 1.19% | +1,266+1.5% | Added |
| Credit Suisse AG | 87,986 | $42.3M | 0.03% | +10,524+13.6% | Added |
| Portland Global Advisors LLC | 87,939 | $42.3M | 7.82% | −465−0.5% | Reduced |
| Advisor Group Holdings, Inc. | 82,795 | $39.9M | 0.08% | −9,118−9.9% | Reduced |
| First Hawaiian Bank | 81,440 | $39.2M | 1.60% | −5,313−6.1% | Reduced |
| Barber Financial Group, Inc. | 81,046 | $39.0M | 5.04% | −25,486−23.9% | Reduced |
| Mariner, LLC | 80,734 | $38.8M | 0.20% | +13,162+19.5% | Added |
| Squarepoint Ops LLC | 77,692 | $37.4M | 0.26% | +29,235+60.3% | Added |
| Citizens Financial Group Inc | 75,873 | $36.5M | 1.35% | −3,414−4.3% | Reduced |
| Hyman Charles D | 75,718 | $36.4M | 2.55% | +1,720+2.3% | Added |
| Tower Research Capital LLC (TRC) | 75,552 | $36.3M | 0.93% | +54,107+252.3% | Added |
| Financial Counselors Inc | 75,319 | $36.2M | 0.78% | +310+0.4% | Added |
| Henshaw Capital LLC | 75,150 | $36.1M | 2.26% | 00.0% | Unchanged |
| Pinnacle Associates Ltd | 72,455 | $34.8M | 0.64% | −1,469−2.0% | Reduced |
| SG Americas Securities, LLC | 69,686 | $33.5M | 0.18% | −73,178−51.2% | Reduced |
| Peapack Gladstone Financial Corp | 69,221 | $33.3M | 0.69% | −205−0.3% | Reduced |
| Waldron Private Wealth LLC | 68,299 | $32.8M | 1.91% | +57,611+539.0% | Added |
| Whittier Trust Co of Nevada Inc | 67,650 | $32.5M | 1.33% | +282+0.4% | Added |
| Envestnet Asset Management Inc | 65,698 | $31.6M | 0.02% | +527+0.8% | Added |
| Victory Capital Management Inc | 65,548 | $31.5M | 0.03% | −17,787−21.3% | Reduced |
| Blair William & Co | 64,065 | $30.8M | 0.10% | +1,835+2.9% | Added |
| Conning Inc. | 63,175 | $30.4M | 0.87% | −40,960−39.3% | Reduced |
| Pittenger & Anderson Inc | 62,974 | $30.3M | 1.52% | +699+1.1% | Added |
| Heritage Investors Management Corp | 61,452 | $29.6M | 1.24% | −3,107−4.8% | Reduced |
| Kayne Anderson Rudnick Investment Management LLC | 61,408 | $29.5M | 0.07% | −9,086−12.9% | Reduced |
| Gofen & Glossberg LLC | 60,854 | $29.3M | 0.69% | +273+0.5% | Added |
| Stifel Financial Corp | 59,894 | $28.8M | 0.04% | +17,492+41.3% | Added |
| Baird Financial Group, Inc. | 58,432 | $28.1M | 0.07% | +601+1.0% | Added |
| Smith, Moore & Co. | 56,640 | $27.2M | 4.16% | +1,124+2.0% | Added |
| Corient Capital Partners, LLC | 55,662 | $26.8M | 1.96% | +168+0.3% | Added |
| Bartlett & Co. Wealth Management LLC | 55,255 | $26.6M | 0.51% | −160.0% | Reduced |
| Bartlett & Co. LLC | 55,255 | $26.6M | 0.51% | −160.0% | Reduced |
| Cambridge Investment Research Advisors, Inc. | 53,077 | $25.5M | 0.13% | −9,002−14.5% | Reduced |
| Moreno Evelyn V | 52,105 | $25.1M | 5.90% | −40.0% | Reduced |
| Citadel Advisors LLC | 52,013 | $25.0M | 0.03% | +29,179+127.8% | Added |
| Financial Advisory Group | 50,003 | $24.0M | 5.32% | −899−1.8% | Reduced |
| Ascent Wealth Partners, LLC | 49,453 | $23.7M | 4.55% | +1,691+3.5% | Added |
| Clearstead Advisors, LLC | 48,965 | $23.5M | 1.76% | −571−1.2% | Reduced |
| Retirement Systems of Alabama | 46,232 | $22.2M | 0.08% | +93+0.2% | Added |
| Wellspring Financial Advisors, LLC | 46,168 | $22.2M | 6.69% | −1,766−3.7% | Reduced |
| Oldfather Financial Services, LLC | 41,759 | $22.1M | 11.35% | +372+0.9% | Added |
| Cypress Capital, LLC | 45,345 | $21.8M | 2.77% | +45,345 | New |
| Klingman & Associates, LLC | 44,630 | $21.5M | 2.00% | −242−0.5% | Reduced |
| Cumberland Advisors Inc | 43,645 | $21.0M | 4.85% | +1,150+2.7% | Added |
| Chicago Partners Investment Group LLC | 39,649 | $20.9M | 1.47% | −379−0.9% | Reduced |
| Comerica Bank | 40,970 | $20.9M | 0.13% | +9,759+31.3% | Added |
| Captrust Financial Advisors | 42,341 | $20.4M | 0.17% | −147−0.3% | Reduced |
| Holt Capital Advisors, L.L.C. dba Holt Capital Partners, L.P. | 41,790 | $20.1M | 3.82% | +477+1.2% | Added |
| Boston Private Wealth LLC | 40,313 | $19.4M | 0.25% | −587−1.4% | Reduced |
| Prio Wealth Limited Partnership | 40,296 | $19.4M | 0.65% | −1,095−2.6% | Reduced |
| 1st Source Bank | 37,944 | $18.2M | 1.15% | +254+0.7% | Added |
| Carnegie Capital Asset Management, LLC | 37,936 | $18.2M | 0.69% | +1,298+3.5% | Added |
| Covington Capital Management | 37,624 | $18.1M | 0.68% | −1,110−2.9% | Reduced |