LPL Financial Holdings Inc.
LPLA- Exchange
- Nasdaq
- Industry
- Security & Commodity Brokers, Dealers, Exchanges & Services
- SEC CIK
- 0001397911
In the last 90 days, LPL Financial Holdings Inc. insiders filed 0 open-market purchases and 4 sales; 768 institutions reported holding it in 13F filings for Q2 2026, worth $23.3B in total; superinvestors Lone Pine Capital and Markel Group hold it.
13F holders, Q3 2023
Institutional positions in LPL Financial Holdings Inc. as of Sep 30, 2023. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 601
- +18 vs. Q2 2023
- Shares held
- 71.9M
- −180.2K (−0.2%) vs. Q2 2023
- Total value
- $17.1B
- +$1.51B (+9.7%) vs. Q2 2023
- New holders
- 70
- 248 more added
- Sold out
- 52
- 195 more reduced
7 institutions that held it in Q2 2023 haven't filed for Q3 2023 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q2 2023: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting LPLA on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 768 | $23.3B |
| Q1 2026 | 769 | $24.8B |
| Q4 2025 | 826 | $29.0B |
| Q3 2025 | 759 | $26.1B |
| Q2 2025 | 802 | $29.8B |
| Q1 2025 | 788 | $25.5B |
| Q4 2024 | 725 | $23.3B |
| Q3 2024 | 646 | $16.8B |
| Q2 2024 | 677 | $20.1B |
| Q1 2024 | 650 | $19.2B |
| Q4 2023 | 621 | $16.2B |
| Q3 2023 | 601 | $17.1B |
| Q2 2023 | 590 | $15.6B |
| Q1 2023 | 615 | $15.1B |
| Q4 2022 | 632 | $16.5B |
| Q3 2022 | 583 | $17.2B |
| Q2 2022 | 534 | $15.1B |
| Q1 2022 | 481 | $14.3B |
| Q4 2021 | 435 | $12.3B |
| Q3 2021 | 423 | $12.1B |
| Q2 2021 | 419 | $10.3B |
| Q1 2021 | 398 | $11.0B |
Institutions, Q3 2023
Shares, value and share of portfolio for each institution holding LPL Financial Holdings Inc.; share changes are against Q2 2023.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| V-Square Quantitative Management LLC | 522 | $124.1K | 0.05% | +47+9.9% | Added |
| Ci Investments Inc. | 511 | $121.0K | 0.00% | +14+2.8% | Added |
| Federation des caisses Desjardins du Quebec | 505 | $120.0K | 0.00% | +82+19.4% | Added |
| First Horizon Advisors, Inc. | 496 | $117.9K | 0.00% | +55+12.5% | Added |
| Private Trust Co NA | 476 | $113.1K | 0.01% | 00.0% | Unchanged |
| Provence Wealth Management Group | 472 | $112.2K | 0.07% | +472 | New |
| Allworth Financial LP | 470 | $111.6K | 0.00% | +32+7.3% | Added |
| Jefferies Financial Group Inc. | 455 | $108.1K | 0.00% | −2,645−85.3% | Reduced |
| Global Retirement Partners, LLC | 462 | $107.5K | 0.01% | +12+2.7% | Added |
| Asset Dedication, LLC | 451 | $107.0K | 0.01% | +1+0.2% | Added |
| Desjardins Global Asset Management Inc. | 440 | $104.6K | 0.01% | +440 | New |
| Covestor Ltd | 417 | $99.0K | 0.07% | +50+13.6% | Added |
| Gables Capital Management Inc. | 400 | $95.1K | 0.07% | 00.0% | Unchanged |
| Central Trust Co | 388 | $92.2K | 0.00% | +18+4.9% | Added |
| Kapitalo Investimentos Ltda | 370 | $87.9K | 0.01% | +370 | New |
| Assetmark, Inc | 353 | $83.9K | 0.00% | −33−8.5% | Reduced |
| Tower Research Capital LLC (TRC) | 312 | $74.1K | 0.00% | +120+62.5% | Added |
| Clearstead Advisors, LLC | 307 | $73.0K | 0.00% | −176−36.4% | Reduced |
| Alta Advisers Ltd | 300 | $71.3K | 0.04% | 00.0% | Unchanged |
| CWS Financial Advisors, LLC | 282 | $67.0K | 0.03% | +282 | New |
| Lazard Asset Management LLC | 284 | $67.0K | 0.00% | −2,836−90.9% | Reduced |
| Harvest Fund Management Co., Ltd | 272 | $65.0K | 0.01% | +239+724.2% | Added |
| State of Wyoming | 263 | $62.5K | 0.01% | −278−51.4% | Reduced |
| Cary Street Partner Investment Advisory LLC | 261 | $62.1K | 0.00% | +231+770.0% | Added |
| Benjamin Edwards Inc | 254 | $60.0K | 0.01% | +21+9.0% | Added |
| Capital Analysts, LLC | 247 | $59.0K | 0.00% | 00.0% | Unchanged |
| JJJ Advisors Inc. | 236 | $56.1K | 0.01% | +100+73.5% | Added |
| Whittier Trust Co of Nevada Inc | 227 | $53.9K | 0.00% | −14−5.8% | Reduced |
| Sandy Spring Bank | 205 | $48.7K | 0.00% | 00.0% | Unchanged |
| Ceredex Value Advisors LLC | 200 | $47.5K | 0.00% | +25+14.3% | Added |
| Umb Bank N A | 195 | $46.3K | 0.00% | +7+3.7% | Added |
| Steward Financial Group LLC | 196 | $46.0K | 0.01% | +32+19.5% | Added |
| SRS Capital Advisors, Inc. | 194 | $46.0K | 0.01% | −809−80.7% | Reduced |
| Jackson, Grant Investment Advisers, Inc. | 181 | $43.0K | 0.02% | 00.0% | Unchanged |
| TD Waterhouse Canada Inc. | 124 | $37.1K | 0.00% | +66+113.8% | Added |
| Ronald Blue Trust, Inc. | 147 | $32.0K | 0.00% | +17+13.1% | Added |
| Flaharty Asset Management, LLC | 128 | $30.4K | 0.01% | +128 | New |
| MCF Advisors LLC | 126 | $29.9K | 0.00% | 00.0% | Unchanged |
| Fifth Third Bancorp | 120 | $28.5K | 0.00% | +22+22.4% | Added |
| Smithfield Trust Co | 119 | $28.0K | 0.00% | +74+164.4% | Added |
| Riverview Trust Co | 113 | $26.9K | 0.02% | 00.0% | Unchanged |
| Quarry LP | 106 | $25.2K | 0.02% | −67−38.7% | Reduced |
| Hollencrest Capital Management | 103 | $24.5K | 0.00% | +103 | New |
| Tanglewood Legacy Advisors, LLC | 100 | $23.8K | 0.01% | 00.0% | Unchanged |
| Livforsakringsbolaget Skandia, Omsesidigt | 100 | $23.8K | 0.00% | 00.0% | Unchanged |
| Heritage Wealth Advisors | 88 | $20.9K | 0.00% | +88 | New |
| Parkside Financial Bank & Trust | 85 | $20.2K | 0.00% | +5+6.3% | Added |
| IAG Wealth Partners, LLC | 83 | $19.8K | 0.01% | 00.0% | Unchanged |
| Spire Wealth Management | 82 | $19.5K | 0.00% | 00.0% | Unchanged |
| GoalVest Advisory LLC | 80 | $19.0K | 0.01% | +25+45.5% | Added |
| West Oak Capital, LLC | 75 | $18.0K | 0.01% | 00.0% | Unchanged |
| Huntington National Bank | 69 | $16.4K | 0.00% | +2+3.0% | Added |
| JFS Wealth Advisors, LLC | 65 | $15.4K | 0.00% | 00.0% | Unchanged |
| Clean Yield Group | 63 | $14.7K | 0.01% | 00.0% | Unchanged |
| FIL Ltd | 61 | $14.5K | 0.00% | −182,218−100.0% | Reduced |
| Carmel Capital Partners, LLC | 58 | $13.8K | 0.01% | +58 | New |
| Bell Investment Advisors, Inc | 57 | $13.5K | 0.00% | −4−6.6% | Reduced |
| Farther Finance Advisors, LLC | 57 | $13.5K | 0.00% | +25+78.1% | Added |
| Colonial Trust Co | 57 | $13.5K | 0.00% | +33+137.5% | Added |
| Trust Co of Vermont | 54 | $12.8K | 0.00% | +54 | New |
| PSI Advisors, LLC | 50 | $11.9K | 0.01% | 00.0% | Unchanged |
| Massmutual Trust Co FSB | 50 | $11.9K | 0.00% | +41+455.6% | Added |
| Plante Moran Financial Advisors, LLC | 48 | $11.4K | 0.00% | 00.0% | Unchanged |
| Park Place Capital Corp | 48 | $11.4K | 0.00% | 00.0% | Unchanged |
| Raleigh Capital Management Inc. | 48 | $11.4K | 0.01% | +48 | New |
| Whittier Trust Co | 47 | $11.2K | 0.00% | +47 | New |
| Global Wealth Strategies & Associates | 44 | $10.5K | 0.00% | +44 | New |
| Perkins Coie Trust Co | 42 | $9.98K | 0.00% | +42 | New |
| Glassman Wealth Services | 40 | $9.51K | 0.00% | 00.0% | Unchanged |
| Loomis Sayles & Co L P | 36 | $9.00K | 0.00% | +11+44.0% | Added |
| Baker Avenue Asset Management, LP | 33 | $7.88K | 0.00% | +5+17.9% | Added |
| FinTrust Capital Advisors, LLC | 31 | $7.37K | 0.00% | −20−39.2% | Reduced |
| Earnest Partners LLC | 29 | $6.89K | 0.00% | 00.0% | Unchanged |
| Versant Capital Management, Inc | 25 | $5.94K | 0.00% | 00.0% | Unchanged |
| SJS Investment Consulting Inc. | 24 | $5.71K | 0.00% | +3+14.3% | Added |
| Thomas J. Herzfeld Advisors, Inc. | 24 | $5.70K | 0.00% | 00.0% | Unchanged |
| Concord Wealth Partners | 24 | $5.70K | 0.00% | 00.0% | Unchanged |
| Investment Research & Advisory Group, Inc. | 23 | $5.47K | 0.00% | 00.0% | Unchanged |
| Macroview Investment Management LLC | 22 | $5.25K | 0.01% | +22 | New |
| Cambridge Trust Co | 21 | $4.99K | 0.00% | +21 | New |
| CNB Bank | 19 | $4.51K | 0.00% | 00.0% | Unchanged |
| Sound Income Strategies, LLC | 17 | $4.04K | 0.00% | 00.0% | Unchanged |
| Wolff Wiese Magana LLC | 15 | $3.56K | 0.00% | 00.0% | Unchanged |
| GPS Wealth Strategies Group, LLC | 15 | $3.56K | 0.00% | 00.0% | Unchanged |
| Lee Financial Co | 13 | $3.09K | 0.00% | 00.0% | Unchanged |
| Washington Trust Co | 13 | $3.09K | 0.00% | 00.0% | Unchanged |
| Cape Investment Advisory, Inc. | 13 | $3.09K | 0.00% | 00.0% | Unchanged |
| Rosenberg Matthew Hamilton | 12 | $2.85K | 0.00% | 00.0% | Unchanged |
| Householder Group Estate & Retirement Specialist, LLC | 9 | $2.17K | 0.00% | +9 | New |
| Hexagon Capital Partners LLC | 9 | $2.14K | 0.00% | 00.0% | Unchanged |
| Sunbelt Securities, Inc. | 8 | $1.90K | 0.00% | +8 | New |
| Harbour Investments, Inc. | 7 | $1.66K | 0.00% | +6+600.0% | Added |
| Institutional & Family Asset Management, LLC | 6 | $1.43K | 0.00% | 00.0% | Unchanged |
| Cherry Tree Wealth Management, LLC | 5 | $1.19K | 0.00% | 00.0% | Unchanged |
| Raffa Wealth Management, LLC | 5 | $1.19K | 0.00% | 00.0% | Unchanged |
| Tfo-TDC, LLC | 5 | $1.09K | 0.00% | +2+66.7% | Added |
| ClariVest Asset Management LLC | 4 | $1.00K | 0.00% | 00.0% | Unchanged |
| Abound Wealth Management | 4 | $954 | 0.00% | 00.0% | Unchanged |
| Larson Financial Group LLC | 1 | $239 | 0.00% | 00.0% | Unchanged |
| Manchester Capital Management LLC | 1 | $238 | 0.00% | 00.0% | Unchanged |