LPL Financial Holdings Inc.
LPLA- Exchange
- Nasdaq
- Industry
- Security & Commodity Brokers, Dealers, Exchanges & Services
- SEC CIK
- 0001397911
In the last 90 days, LPL Financial Holdings Inc. insiders filed 0 open-market purchases and 4 sales; 768 institutions reported holding it in 13F filings for Q2 2026, worth $23.3B in total; superinvestors Lone Pine Capital and Markel Group hold it.
13F holders, Q1 2023
Institutional positions in LPL Financial Holdings Inc. as of Mar 31, 2023. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 615
- −8 vs. Q4 2022
- Shares held
- 75.0M
- −1.44M (−1.9%) vs. Q4 2022
- Total value
- $15.1B
- −$1.36B (−8.3%) vs. Q4 2022
- New holders
- 78
- 231 more added
- Sold out
- 86
- 231 more reduced
9 institutions that held it in Q4 2022 haven't filed for Q1 2023 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q4 2022: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting LPLA on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 768 | $23.3B |
| Q1 2026 | 769 | $24.8B |
| Q4 2025 | 826 | $29.0B |
| Q3 2025 | 759 | $26.1B |
| Q2 2025 | 802 | $29.8B |
| Q1 2025 | 788 | $25.5B |
| Q4 2024 | 725 | $23.3B |
| Q3 2024 | 646 | $16.8B |
| Q2 2024 | 677 | $20.1B |
| Q1 2024 | 650 | $19.2B |
| Q4 2023 | 621 | $16.2B |
| Q3 2023 | 601 | $17.1B |
| Q2 2023 | 590 | $15.6B |
| Q1 2023 | 615 | $15.1B |
| Q4 2022 | 632 | $16.5B |
| Q3 2022 | 583 | $17.2B |
| Q2 2022 | 534 | $15.1B |
| Q1 2022 | 481 | $14.3B |
| Q4 2021 | 435 | $12.3B |
| Q3 2021 | 423 | $12.1B |
| Q2 2021 | 419 | $10.3B |
| Q1 2021 | 398 | $11.0B |
Institutions, Q1 2023
Shares, value and share of portfolio for each institution holding LPL Financial Holdings Inc.; share changes are against Q4 2022.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| D. E. Shaw & Co., Inc. | 1,053,398 | $213.2M | 0.34% | +227,528+27.6% | Added |
| JPMorgan Chase & Co | 1,245,919 | $252.2M | 0.03% | +36,875+3.0% | Added |
| Wellington Management Group LLP | 1,348,443 | $272.9M | 0.05% | −175,830−11.5% | Reduced |
| Geode Capital Management, LLC | 1,456,856 | $294.5M | 0.04% | +131,196+9.9% | Added |
| Clarkston Capital Partners, LLC | 1,484,455 | $300.5M | 5.60% | +12,984+0.9% | Added |
| Millennium Management LLC | 1,487,641 | $301.1M | 0.35% | +753,938+102.8% | Added |
| State Street Corp | 1,708,552 | $345.8M | 0.02% | +69,075+4.2% | Added |
| Samlyn Capital, LLC | 1,772,888 | $358.8M | 6.59% | +380,373+27.3% | Added |
| Lone Pine Capital LLCSuperinvestorLone Pine Capital | 1,859,641 | $376.4M | 3.48% | −147,681−7.4% | Reduced |
| Kayne Anderson Rudnick Investment Management LLC | 2,016,167 | $408.1M | 1.20% | −2,669−0.1% | Reduced |
| WCM Investment Management, LLC | 2,464,045 | $498.7M | 1.59% | −92,231−3.6% | Reduced |
| Janus Henderson Group PLC | 3,305,996 | $669.1M | 0.44% | −156,828−4.5% | Reduced |
| FMR LLC | 4,283,675 | $867.0M | 0.08% | +2,063,212+92.9% | Added |
| BlackRock Inc. | 6,542,756 | $1.32B | 0.04% | +250,448+4.0% | Added |
| Vanguard Group Inc | 7,938,028 | $1.61B | 0.04% | +369,589+4.9% | Added |
| GQG Partners LLC | 0 | $0 | 0.00% | −793,926−100.0% | Sold out |
| Artisan Partners Limited Partnership | 0 | $0 | 0.00% | −533,453−100.0% | Sold out |
| Capital World Investors | 0 | $0 | 0.00% | −504,494−100.0% | Sold out |
| Walleye Capital LLC | 0 | $0 | 0.00% | −112,125−100.0% | Sold out |
| William Blair Investment Management, LLC | 0 | $0 | 0.00% | −108,703−100.0% | Sold out |
| Avalon Investment & Advisory | 0 | $0 | 0.00% | −89,954−100.0% | Sold out |
| Cinctive Capital Management LP | 0 | $0 | 0.00% | −76,111−100.0% | Sold out |
| HRT Financial LP | 0 | $0 | 0.00% | −68,604−100.0% | Sold out |
| Polar Capital Holdings Plc | 0 | $0 | 0.00% | −48,433−100.0% | Sold out |
| Weiss Multi-Strategy Advisers LLC | 0 | $0 | 0.00% | −48,126−100.0% | Sold out |
| Moneta Group Investment Advisors LLC | 0 | $0 | 0.00% | −36,847−100.0% | Sold out |
| Rivermont Capital Management LP | 0 | $0 | 0.00% | −34,131−100.0% | Sold out |
| Bridgewater Associates, LP | 0 | $0 | 0.00% | −20,053−100.0% | Sold out |
| ING Groep NV | 0 | $0 | 0.00% | −18,900−100.0% | Sold out |
| Otter Creek Advisors, LLC | 0 | $0 | 0.00% | −18,741−100.0% | Sold out |
| Connor, Clark & Lunn Investment Management Ltd. | 0 | $0 | 0.00% | −16,497−100.0% | Sold out |
| Empowered Funds, LLC | 0 | $0 | 0.00% | −15,017−100.0% | Sold out |
| Cannon Global Investment Management, LLC | 0 | $0 | 0.00% | −12,800−100.0% | Sold out |
| M&G Investment Management Ltd | 0 | $0 | 0.00% | −12,648−100.0% | Sold out |
| Natixis | 0 | $0 | 0.00% | −11,363−100.0% | Sold out |
| Wakefield Asset Management LLLP | 0 | $0 | 0.00% | −11,064−100.0% | Sold out |
| Alcosta Capital Management, Inc. | 0 | $0 | 0.00% | −10,896−100.0% | Sold out |
| Gyon Technologies Capital Management, LP | 0 | $0 | 0.00% | −10,265−100.0% | Sold out |
| Walleye Trading LLC | 0 | $0 | 0.00% | −9,201−100.0% | Sold out |
| PDT Partners, LLC | 0 | $0 | 0.00% | −8,848−100.0% | Sold out |
| Park Avenue Securities LLC | 0 | $0 | 0.00% | −7,752−100.0% | Sold out |
| Prescott Group Capital Management, L.L.C. | 0 | $0 | 0.00% | −7,000−100.0% | Sold out |
| Highland Capital Management, LLC | 0 | $0 | 0.00% | −6,397−100.0% | Sold out |
| ProShare Advisors LLC | 0 | $0 | 0.00% | −6,083−100.0% | Sold out |
| Thompson Siegel & Walmsley LLC | 0 | $0 | 0.00% | −6,000−100.0% | Sold out |
| Brinker Capital Investments, LLC | 0 | $0 | 0.00% | −5,778−100.0% | Sold out |
| Meeder Asset Management Inc | 0 | $0 | 0.00% | −5,673−100.0% | Sold out |
| F/M Investments LLC | 0 | $0 | 0.00% | −5,632−100.0% | Sold out |
| Dai-Ichi Life Insurance Company, Ltd | 0 | $0 | 0.00% | −4,297−100.0% | Sold out |
| Vaughan Nelson Investment Management, L.P. | 0 | $0 | 0.00% | −4,166−100.0% | Sold out |
| Aigen Investment Management, LP | 0 | $0 | 0.00% | −3,909−100.0% | Sold out |
| Prossimo Advisors, LLC | 0 | $0 | 0.00% | −3,600−100.0% | Sold out |
| Glenview Trust Co | 0 | $0 | 0.00% | −3,553−100.0% | Sold out |
| Capula Management Ltd | 0 | $0 | 0.00% | −3,370−100.0% | Sold out |
| Glenmede Trust Co NA | 0 | $0 | 0.00% | −3,246−100.0% | Sold out |
| Echo Street Capital Management LLC | 0 | $0 | 0.00% | −2,720−100.0% | Sold out |
| Jump Financial, LLC | 0 | $0 | 0.00% | −2,329−100.0% | Sold out |
| Grantham, Mayo, Van Otterloo & Co. LLC | 0 | $0 | 0.00% | −2,200−100.0% | Sold out |
| Enterprise Financial Services Corp | 0 | $0 | 0.00% | −2,150−100.0% | Sold out |
| American Trust | 0 | $0 | 0.00% | −2,090−100.0% | Sold out |
| Lighthouse Investment Partners, LLC | 0 | $0 | 0.00% | −2,022−100.0% | Sold out |
| Boulder Hill Capital Management LP | 0 | $0 | 0.00% | −2,000−100.0% | Sold out |
| Ascent Group, LLC | 0 | $0 | 0.00% | −1,943−100.0% | Sold out |
| Ssi Investment Management LLC | 0 | $0 | 0.00% | −1,889−100.0% | Sold out |
| Teza Capital Management LLC | 0 | $0 | 0.00% | −1,767−100.0% | Sold out |
| CenterBook Partners LP | 0 | $0 | 0.00% | −1,677−100.0% | Sold out |
| Cetera Advisors LLC | 0 | $0 | 0.00% | −1,623−100.0% | Sold out |
| Fullerton Fund Management Co Ltd. | 0 | $0 | 0.00% | −1,490−100.0% | Sold out |
| Asahi Life Asset Management Co., Ltd. | 0 | $0 | 0.00% | −1,395−100.0% | Sold out |
| Gsa Capital Partners LLP | 0 | $0 | 0.00% | −1,345−100.0% | Sold out |
| Arrowstreet Capital, Limited Partnership | 0 | $0 | 0.00% | −1,294−100.0% | Sold out |
| Personal Cfo Solutions, LLC | 0 | $0 | 0.00% | −1,262−100.0% | Sold out |
| Convergence Investment Partners, LLC | 0 | $0 | 0.00% | −1,256−100.0% | Sold out |
| Driehaus Capital Management LLC | 0 | $0 | 0.00% | −1,208−100.0% | Sold out |
| YHB Investment Advisors, Inc. | 0 | $0 | 0.00% | −1,154−100.0% | Sold out |
| Qsemble Capital Management, LP | 0 | $0 | 0.00% | −1,050−100.0% | Sold out |
| Levy Wealth Management Group, LLC | 0 | $0 | 0.00% | −1,042−100.0% | Sold out |
| HBK Sorce Advisory LLC | 0 | $0 | 0.00% | −1,018−100.0% | Sold out |
| Axq Capital, LP | 0 | $0 | 0.00% | −976−100.0% | Sold out |
| Advisory Research Inc | 0 | $0 | 0.00% | −970−100.0% | Sold out |
| Apollon Wealth Management, LLC | 0 | $0 | 0.00% | −963−100.0% | Sold out |
| Foundry Partners, LLC | 0 | $0 | 0.00% | −938−100.0% | Sold out |
| Dark Forest Capital Management LP | 0 | $0 | 0.00% | −863−100.0% | Sold out |
| Comerica Securities,inc. | 0 | $0 | 0.00% | −561−100.0% | Sold out |
| Financial Management Professionals, Inc. | 0 | $0 | 0.00% | −508−100.0% | Sold out |
| Money Concepts Capital Corp | 0 | $0 | 0.00% | −194−100.0% | Sold out |
| U.S. Capital Wealth Advisors, LLC | 0 | $0 | 0.00% | −150−100.0% | Sold out |
| Johnson Financial Group, Inc. | 0 | $0 | 0.00% | −71−100.0% | Sold out |
| NVWM, LLC | 0 | $0 | 0.00% | −54−100.0% | Sold out |
| Castleview Partners, LLC | 0 | $0 | 0.00% | −33−100.0% | Sold out |
| Sofos Investments, Inc. | 0 | $0 | 0.00% | −216−100.0% | Sold out |
| Ten Capital Wealth Advisors, LLC | 0 | $0 | 0.00% | −32−100.0% | Sold out |
| Accurate Wealth Management, LLC | 0 | $0 | 0.00% | −26−100.0% | Sold out |
| Aua Capital Management, LLC | 0 | $0 | 0.00% | −19−100.0% | Sold out |
| Corrado Advisors, LLC | 0 | $0 | 0.00% | −17−100.0% | Sold out |
| Bartlett & Co. LLC | 0 | $0 | 0.00% | −12−100.0% | Sold out |
| Bartlett & Co. Wealth Management LLC | 0 | $0 | 0.00% | −12−100.0% | Sold out |
| Zions Bancorporation, N.A. | 0 | $0 | 0.00% | −10−100.0% | Sold out |
| Freedom Wealth Alliance, LLC | 0 | $0 | 0.00% | −3−100.0% | Sold out |
| EWG Elevate Inc. | 0 | $0 | 0.00% | −1−100.0% | Sold out |