LPL Financial Holdings Inc.
LPLA- Exchange
- Nasdaq
- Industry
- Security & Commodity Brokers, Dealers, Exchanges & Services
- SEC CIK
- 0001397911
In the last 90 days, LPL Financial Holdings Inc. insiders filed 0 open-market purchases and 4 sales; 768 institutions reported holding it in 13F filings for Q2 2026, worth $23.3B in total; superinvestors Lone Pine Capital and Markel Group hold it.
13F holders, Q1 2023
Institutional positions in LPL Financial Holdings Inc. as of Mar 31, 2023. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 615
- −8 vs. Q4 2022
- Shares held
- 75.0M
- −1.44M (−1.9%) vs. Q4 2022
- Total value
- $15.1B
- −$1.36B (−8.3%) vs. Q4 2022
- New holders
- 78
- 231 more added
- Sold out
- 86
- 231 more reduced
9 institutions that held it in Q4 2022 haven't filed for Q1 2023 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q4 2022: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting LPLA on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 768 | $23.3B |
| Q1 2026 | 769 | $24.8B |
| Q4 2025 | 826 | $29.0B |
| Q3 2025 | 759 | $26.1B |
| Q2 2025 | 802 | $29.8B |
| Q1 2025 | 788 | $25.5B |
| Q4 2024 | 725 | $23.3B |
| Q3 2024 | 646 | $16.8B |
| Q2 2024 | 677 | $20.1B |
| Q1 2024 | 650 | $19.2B |
| Q4 2023 | 621 | $16.2B |
| Q3 2023 | 601 | $17.1B |
| Q2 2023 | 590 | $15.6B |
| Q1 2023 | 615 | $15.1B |
| Q4 2022 | 632 | $16.5B |
| Q3 2022 | 583 | $17.2B |
| Q2 2022 | 534 | $15.1B |
| Q1 2022 | 481 | $14.3B |
| Q4 2021 | 435 | $12.3B |
| Q3 2021 | 423 | $12.1B |
| Q2 2021 | 419 | $10.3B |
| Q1 2021 | 398 | $11.0B |
Institutions, Q1 2023
Shares, value and share of portfolio for each institution holding LPL Financial Holdings Inc.; share changes are against Q4 2022.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Creative Planning | 2,413 | $488.4K | 0.00% | −596−19.8% | Reduced |
| Axxcess Wealth Management, LLC | 2,429 | $491.7K | 0.04% | −378−13.5% | Reduced |
| Bank of Nova Scotia | 2,431 | $492.0K | 0.00% | −814−25.1% | Reduced |
| Kennedy Capital Management, Inc. | 2,457 | $497.3K | 0.01% | −20,784−89.4% | Reduced |
| TownSquare Capital, LLC | 2,472 | $500.4K | 0.01% | +387+18.6% | Added |
| Quintet Private Bank (Europe) S.A. | 2,485 | $502.9K | 0.03% | +2,485 | New |
| Intercontinental Wealth Advisors, LLC | 2,492 | $504.4K | 0.13% | −3−0.1% | Reduced |
| Bank of Hawaii | 2,522 | $510.5K | 0.03% | +2,522 | New |
| Commonwealth Equity Services, LLC | 2,528 | $511.0K | 0.00% | −8,130−76.3% | Reduced |
| Stratos Wealth Partners, LTD. | 2,624 | $531.2K | 0.01% | −116−4.2% | Reduced |
| Castleark Management LLC | 2,645 | $535.3K | 0.03% | −12,680−82.7% | Reduced |
| Mercer Global Advisors Inc | 2,693 | $536.0K | 0.00% | −151−5.3% | Reduced |
| Transamerica Financial Advisors, Inc. | 2,669 | $541.0K | 0.07% | +2,669 | New |
| Integrated Investment Consultants, LLC | 2,693 | $545.1K | 0.17% | +292+12.2% | Added |
| Magnetar Financial LLC | 2,722 | $550.9K | 0.01% | +2,722 | New |
| IHT Wealth Management, LLC | 2,728 | $552.2K | 0.03% | −6−0.2% | Reduced |
| BMS Financial Advisors, LLC | 2,790 | $564.7K | 0.39% | +100+3.7% | Added |
| Algert Global LLC | 2,875 | $581.9K | 0.03% | −341−10.6% | Reduced |
| ACT Advisors, LLC. | 2,900 | $587.0K | 0.38% | +1,899+189.7% | Added |
| Schroder Investment Management Group | 2,906 | $588.2K | 0.00% | +700+31.7% | Added |
| Bokf, NA | 2,936 | $594.2K | 0.01% | −947−24.4% | Reduced |
| Stonnington Group, LLC | 3,000 | $598.3K | 0.16% | +3,000 | New |
| Foresight Global Investors, Inc. | 2,960 | $599.1K | 0.43% | +2,960 | New |
| Archer Investment Corp | 2,972 | $601.4K | 0.22% | 00.0% | Unchanged |
| Gateway Wealth Partners, LLC | 2,988 | $604.7K | 0.09% | +2,988 | New |
| Cullen/Frost Bankers, Inc. | 3,000 | $607.2K | 0.01% | 00.0% | Unchanged |
| Vident Investment Advisory, LLC | 3,054 | $618.1K | 0.02% | +3,054 | New |
| Two Sigma Advisers, LP | 3,100 | $627.4K | 0.00% | −7,700−71.3% | Reduced |
| BlueMar Capital Management, LLC | 3,140 | $635.5K | 0.59% | +3,140 | New |
| State of Alaska, Department of Revenue | 3,162 | $639.0K | 0.01% | 00.0% | Unchanged |
| Manufacturers Life Insurance Company, The | 3,193 | $646.3K | 0.00% | +369+13.1% | Added |
| Bessemer Group Inc | 3,215 | $651.0K | 0.00% | +632+24.5% | Added |
| Group One Trading, L.P. | 3,301 | $668.1K | 0.03% | +3,119+1,713.7% | Added |
| Argent Trust Co | 3,369 | $681.9K | 0.04% | −44−1.3% | Reduced |
| Kula Investments, LLC | 3,393 | $686.7K | 0.17% | +1,749+106.4% | Added |
| Colony Group LLC | 3,403 | $689.0K | 0.01% | −6−0.2% | Reduced |
| Versor Investments LP | 3,415 | $691.2K | 0.09% | +420+14.0% | Added |
| LVW Advisors, LLC | 3,501 | $708.6K | 0.14% | −74−2.1% | Reduced |
| Ostrum Asset Management | 3,502 | $708.8K | 0.06% | +3,502 | New |
| The PNC Financial Services Group, Inc. | 3,531 | $714.7K | 0.00% | +91+2.6% | Added |
| Baird Financial Group, Inc. | 3,587 | $726.0K | 0.00% | −432−10.7% | Reduced |
| GWM Advisors LLC | 3,617 | $732.2K | 0.01% | +1,447+66.7% | Added |
| Toroso Investments, LLC | 3,632 | $735.0K | 0.02% | +270+8.0% | Added |
| Stelac Advisory Services LLC | 3,634 | $735.5K | 0.32% | −25−0.7% | Reduced |
| Navellier & Associates Inc | 3,674 | $743.6K | 0.16% | +134+3.8% | Added |
| E. Ohman J:or Asset Management AB | 3,700 | $748.9K | 0.03% | 00.0% | Unchanged |
| Pittenger & Anderson Inc | 3,740 | $757.0K | 0.04% | −160−4.1% | Reduced |
| Ritholtz Wealth Management | 3,781 | $765.3K | 0.04% | +457+13.7% | Added |
| KB Financial Partners, LLC | 3,800 | $769.0K | 0.23% | +25+0.7% | Added |
| Resources Investment Advisors, LLC. | 3,802 | $769.5K | 0.02% | +3,802 | New |
| Cerity Partners LLC | 3,820 | $772.4K | 0.00% | +925+32.0% | Added |
| Oppenheimer Asset Management Inc. | 3,887 | $786.7K | 0.01% | +213+5.8% | Added |
| Alera Investment Advisors, LLC | 3,896 | $788.6K | 0.18% | +43+1.1% | Added |
| Cornercap Investment Counsel Inc | 3,914 | $792.2K | 0.14% | +105+2.8% | Added |
| LGT Fund Management Co Ltd. | 4,000 | $809.6K | 0.34% | −6,000−60.0% | Reduced |
| Greenland Capital Management LP | 4,004 | $810.4K | 0.10% | +4,004 | New |
| Raymond James Trust N.A. | 4,021 | $814.0K | 0.03% | −128−3.1% | Reduced |
| Vestcor Inc | 4,105 | $831.0K | 0.03% | 00.0% | Unchanged |
| SkyView Investment Advisors, LLC | 4,149 | $840.0K | 0.20% | +109+2.7% | Added |
| Jefferies Financial Group Inc. | 4,175 | $845.0K | 0.02% | −1,110−21.0% | Reduced |
| Wesbanco Bank Inc | 4,190 | $848.0K | 0.04% | −3,133−42.8% | Reduced |
| Pearl River Capital, LLC | 4,230 | $856.2K | 0.14% | −1,298−23.5% | Reduced |
| Argent Capital Management LLC | 4,286 | $867.5K | 0.03% | −373,127−98.9% | Reduced |
| Aureus Asset Management, LLC | 4,455 | $901.7K | 0.07% | −1,090−19.7% | Reduced |
| Cumberland Partners Ltd | 4,500 | $910.8K | 0.09% | −1,000−18.2% | Reduced |
| Independent Advisor Alliance | 4,506 | $912.0K | 0.04% | +4,506 | New |
| Proequities, Inc. | 4,518 | $914.4K | 0.07% | −66−1.4% | Reduced |
| Bleakley Financial Group, LLC | 4,526 | $916.1K | 0.03% | 00.0% | Unchanged |
| Jupiter Asset Management Ltd | 4,535 | $917.9K | 0.01% | −9,029−66.6% | Reduced |
| Sawtooth Solutions, LLC | 4,568 | $924.6K | 0.02% | +772+20.3% | Added |
| Advisor OS, LLC | 4,690 | $949.2K | 0.23% | +398+9.3% | Added |
| Shell Asset Management Co | 4,823 | $976.0K | 0.04% | −27−0.6% | Reduced |
| MetLife Investment Management | 4,824 | $976.4K | 0.01% | +11+0.2% | Added |
| Beacon Investment Advisors LLC | 4,829 | $977.4K | 0.71% | +4,829 | New |
| Ethic Inc. | 4,860 | $983.7K | 0.04% | +566+13.2% | Added |
| Laurion Capital Management LP | 4,930 | $997.8K | 0.04% | −3,070−38.4% | Reduced |
| Vinva Investment Management Ltd | 5,019 | $998.5K | 0.08% | +5,019 | New |
| Harvest Investment Services, LLC | 4,961 | $1.00M | 0.78% | +2,331+88.6% | Added |
| M&T Bank Corp | 5,031 | $1.02M | 0.00% | +219+4.6% | Added |
| Donoghue Forlines LLC | 5,071 | $1.03M | 0.37% | −599−10.6% | Reduced |
| Advisors Asset Management, Inc. | 5,098 | $1.03M | 0.02% | −1,133−18.2% | Reduced |
| Dynamic Technology Lab Private Ltd | 5,141 | $1.04M | 0.10% | −755−12.8% | Reduced |
| Tower Research Capital LLC (TRC) | 5,142 | $1.04M | 0.03% | +3,340+185.3% | Added |
| King Luther Capital Management Corp | 5,222 | $1.06M | 0.01% | −1,763−25.2% | Reduced |
| Financial Advocates Investment Management | 5,287 | $1.07M | 0.08% | +267+5.3% | Added |
| Estate Counselors, LLC | 5,290 | $1.07M | 0.14% | +5,290 | New |
| Oliver Luxxe Assets LLC | 5,336 | $1.08M | 0.28% | +181+3.5% | Added |
| Raymond James Financial Services Advisors, Inc. | 5,352 | $1.08M | 0.00% | +154+3.0% | Added |
| HBK Investments L P | 5,380 | $1.09M | 0.04% | +5,380 | New |
| Blackhawk Capital Partners LLC. | 5,412 | $1.10M | 0.80% | +5,412 | New |
| Two Sigma Securities, LLC | 5,483 | $1.11M | 0.09% | +3,941+255.6% | Added |
| STRS Ohio | 5,607 | $1.13M | 0.00% | +292+5.5% | Added |
| Cetera Investment Advisers | 5,723 | $1.16M | 0.01% | −354−5.8% | Reduced |
| Van Leeuwen & Company, LLC | 5,743 | $1.16M | 0.78% | −300−5.0% | Reduced |
| Kestra Advisory Services, LLC | 5,749 | $1.16M | 0.01% | −2,819−32.9% | Reduced |
| CM Wealth Advisors LLC | 5,967 | $1.19M | 0.23% | +5,967 | New |
| Fulton Bank, N.A. | 5,898 | $1.19M | 0.06% | +180+3.1% | Added |
| Duality Advisers, LP | 5,989 | $1.21M | 0.14% | −7,094−54.2% | Reduced |
| Aquila Investment Management LLC | 6,000 | $1.21M | 1.00% | 00.0% | Unchanged |
| Quantinno Capital Management LP | 6,073 | $1.23M | 0.08% | +2,402+65.4% | Added |