LPL Financial Holdings Inc.
LPLA- Exchange
- Nasdaq
- Industry
- Security & Commodity Brokers, Dealers, Exchanges & Services
- SEC CIK
- 0001397911
In the last 90 days, LPL Financial Holdings Inc. insiders filed 0 open-market purchases and 4 sales; 768 institutions reported holding it in 13F filings for Q2 2026, worth $23.3B in total; superinvestors Lone Pine Capital and Markel Group hold it.
13F holders, Q4 2022
Institutional positions in LPL Financial Holdings Inc. as of Dec 31, 2022. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 632
- +61 vs. Q3 2022
- Shares held
- 76.5M
- −1.54M (−2.0%) vs. Q3 2022
- Total value
- $16.5B
- −$533.4M (−3.1%) vs. Q3 2022
- New holders
- 122
- 198 more added
- Sold out
- 61
- 263 more reduced
12 institutions that held it in Q3 2022 haven't filed for Q4 2022 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q3 2022: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting LPLA on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 768 | $23.3B |
| Q1 2026 | 769 | $24.8B |
| Q4 2025 | 826 | $29.0B |
| Q3 2025 | 759 | $26.1B |
| Q2 2025 | 802 | $29.8B |
| Q1 2025 | 788 | $25.5B |
| Q4 2024 | 725 | $23.3B |
| Q3 2024 | 646 | $16.8B |
| Q2 2024 | 677 | $20.1B |
| Q1 2024 | 650 | $19.2B |
| Q4 2023 | 621 | $16.2B |
| Q3 2023 | 601 | $17.1B |
| Q2 2023 | 590 | $15.6B |
| Q1 2023 | 615 | $15.1B |
| Q4 2022 | 632 | $16.5B |
| Q3 2022 | 583 | $17.2B |
| Q2 2022 | 534 | $15.1B |
| Q1 2022 | 481 | $14.3B |
| Q4 2021 | 435 | $12.3B |
| Q3 2021 | 423 | $12.1B |
| Q2 2021 | 419 | $10.3B |
| Q1 2021 | 398 | $11.0B |
Institutions, Q4 2022
Shares, value and share of portfolio for each institution holding LPL Financial Holdings Inc.; share changes are against Q3 2022.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Gradient Investments LLC | 15,453 | $3.34M | 0.11% | +1,375+9.8% | Added |
| Silvant Capital Management LLC | 15,470 | $3.34M | 0.24% | +15,470 | New |
| Verdence Capital Advisors LLC | 15,983 | $3.46M | 0.42% | −1,267−7.3% | Reduced |
| Tredje AP-fonden | 16,126 | $3.49M | 0.06% | +415+2.6% | Added |
| Mirae Asset Global Investments Co., Ltd. | 16,168 | $3.50M | 0.01% | +479+3.1% | Added |
| Abner Herrman & Brock LLC | 16,225 | $3.51M | 0.54% | +13,750+555.6% | Added |
| Banco Bilbao Vizcaya Argentaria, S.A. | 16,231 | $3.51M | 0.05% | +1,137+7.5% | Added |
| Connor, Clark & Lunn Investment Management Ltd. | 16,497 | $3.57M | 0.02% | +13,257+409.2% | Added |
| IFM Investors Pty Ltd | 16,696 | $3.61M | 0.06% | +2,501+17.6% | Added |
| Illinois Municipal Retirement Fund | 17,742 | $3.83M | 0.09% | −1,944−9.9% | Reduced |
| Captrust Financial Advisors | 18,247 | $3.94M | 0.02% | −240−1.3% | Reduced |
| EFG Asset Management (North America) Corp. | 18,452 | $3.96M | 0.89% | +1,726+10.3% | Added |
| Gateway Investment Advisers LLC | 18,613 | $4.02M | 0.05% | +18,613 | New |
| Amalgamated Bank | 18,634 | $4.03M | 0.04% | +313+1.7% | Added |
| Westpac Banking Corp | 18,730 | $4.05M | 0.06% | −10,276−35.4% | Reduced |
| Otter Creek Advisors, LLC | 18,741 | $4.05M | 3.61% | +793+4.4% | Added |
| ING Groep NV | 18,900 | $4.09M | 0.04% | +18,900 | New |
| BI Asset Management Fondsmaeglerselskab A/S | 18,931 | $4.09M | 0.11% | +3,683+24.2% | Added |
| Summit Global Investments | 19,311 | $4.17M | 0.35% | +19,311 | New |
| Capital Fund Management S.A. | 19,655 | $4.25M | 0.09% | +19,655 | New |
| Weiss Asset Management LP | 20,000 | $4.32M | 0.21% | +20,000 | New |
| Interval Partners, LP | 20,000 | $4.32M | 0.35% | +20,000 | New |
| Bridgewater Associates, LP | 20,053 | $4.33M | 0.02% | +1,082+5.7% | Added |
| Chase Investment Counsel Corp | 20,293 | $4.39M | 2.68% | +13+0.1% | Added |
| Worldquant Millennium Advisors LLC | 20,568 | $4.45M | 0.10% | +20,568 | New |
| James Investment Research Inc | 20,701 | $4.47M | 0.63% | −7,730−27.2% | Reduced |
| Winthrop Advisory Group LLC | 20,926 | $4.52M | 0.86% | −137−0.7% | Reduced |
| Schonfeld Strategic Advisors LLC | 21,038 | $4.55M | 0.04% | −3,998−16.0% | Reduced |
| Skandinaviska Enskilda Banken AB (publ) | 21,045 | $4.55M | 0.03% | +8,270+64.7% | Added |
| O'Shaughnessy Asset Management, LLC | 21,537 | $4.66M | 0.08% | +5,414+33.6% | Added |
| Catalyst Capital Advisors LLC | 22,250 | $4.81M | 0.16% | −750−3.3% | Reduced |
| Bullseye Asset Management LLC | 22,527 | $4.87M | 2.64% | 00.0% | Unchanged |
| Arizona State Retirement System | 22,579 | $4.88M | 0.05% | +623+2.8% | Added |
| Toronto Dominion Bank | 23,082 | $4.99M | 0.01% | +6,264+37.2% | Added |
| Kennedy Capital Management, Inc. | 23,241 | $5.02M | 0.14% | −19,678−45.8% | Reduced |
| Marshall Wace, LLP | 23,363 | $5.05M | 0.01% | +23,363 | New |
| Swiss Life Asset Management Ltd | 24,298 | $5.25M | 0.09% | −186−0.8% | Reduced |
| Advantage Alpha Capital Partners LP | 24,411 | $5.28M | 1.12% | −6,776−21.7% | Reduced |
| Nisa Investment Advisors, LLC | 24,632 | $5.33M | 0.04% | +23,552+2,180.7% | Added |
| MML Investors Services, LLC | 25,069 | $5.42M | 0.04% | +3,537+16.4% | Added |
| Fjarde Ap-Fonden /Fourth Swedish National Pension Fund | 25,300 | $5.47M | 0.08% | −4,800−15.9% | Reduced |
| Prudential PLC | 25,749 | $5.57M | 0.07% | +23,540+1,065.6% | Added |
| Intech Investment Management LLC | 26,136 | $5.65M | 0.04% | −3,135−10.7% | Reduced |
| Formuepleje A/S | 26,176 | $5.66M | 0.48% | +11,654+80.3% | Added |
| Squarepoint Ops LLC | 26,359 | $5.70M | 0.04% | +26,359 | New |
| Mitsubishi UFJ Kokusai Asset Management Co., Ltd. | 26,244 | $5.70M | 0.02% | +3,664+16.2% | Added |
| Quadrature Capital Ltd | 26,944 | $5.82M | 0.17% | +26,944 | New |
| Zurcher Kantonalbank (Zurich Cantonalbank) | 26,980 | $5.83M | 0.03% | +1,015+3.9% | Added |
| CI Private Wealth, LLC | 28,902 | $6.25M | 0.02% | +28,902 | New |
| National Bank of Canada | 28,905 | $6.25M | 0.02% | +17,273+148.5% | Added |
| ExodusPoint Capital Management, LP | 29,062 | $6.28M | 0.10% | −50,110−63.3% | Reduced |
| Coronation Fund Managers Ltd. | 29,112 | $6.29M | 0.17% | +29,112 | New |
| Buckingham Strategic Partners | 29,539 | $6.39M | 0.49% | +2,758+10.3% | Added |
| Andra AP-fonden | 30,100 | $6.51M | 0.20% | +9,000+42.7% | Added |
| Sumitomo Mitsui DS Asset Management Company, Ltd | 30,853 | $6.67M | 0.14% | −5,779−15.8% | Reduced |
| Heron Bay Capital Management | 31,445 | $6.80M | 4.21% | +13,292+73.2% | Added |
| Pictet Asset Management SA | 31,740 | $6.86M | 0.01% | +550+1.8% | Added |
| Janney Montgomery Scott LLC | 33,456 | $7.23M | 0.03% | −13,255−28.4% | Reduced |
| APG Asset Management N.V. | 33,537 | $7.25M | 0.01% | +29,937+831.6% | Added |
| Swedbank AB | 33,614 | $7.27M | 0.02% | +2,127+6.8% | Added |
| Rivermont Capital Management LP | 34,131 | $7.38M | 4.67% | +34,131 | New |
| Ameriprise Financial Inc | 34,282 | $7.41M | 0.00% | −3,520−9.3% | Reduced |
| Asset Management One Co.,Ltd. | 34,618 | $7.44M | 0.04% | −1,951−5.3% | Reduced |
| Foster Victor Wealth Advisors, LLC | 33,536 | $7.46M | 0.95% | +691+2.1% | Added |
| Nomura Asset Management Co Ltd | 34,802 | $7.52M | 0.04% | −13,870−28.5% | Reduced |
| LMR Partners LLP | 34,843 | $7.53M | 0.17% | −9,166−20.8% | Reduced |
| Northwestern Mutual Wealth Management Co | 35,327 | $7.64M | 0.01% | +34,160+2,927.2% | Added |
| Panagora Asset Management Inc | 36,094 | $7.80M | 0.05% | +1,354+3.9% | Added |
| Prudential Financial Inc | 36,470 | $7.88M | 0.01% | +25,713+239.0% | Added |
| Vestmark Advisory Solutions, Inc. | 37,863 | $8.19M | 0.40% | −9,633−20.3% | Reduced |
| Mn Services Vermogensbeheer B.V. | 38,200 | $8.26M | 0.09% | −5,600−12.8% | Reduced |
| Point72 Asset Management, L.P. | 38,800 | $8.39M | 0.03% | +38,800 | New |
| HSBC Holdings PLC | 39,071 | $8.41M | 0.01% | +19,114+95.8% | Added |
| Venturi Wealth Management, LLC | 39,343 | $8.50M | 0.75% | −14,046−26.3% | Reduced |
| Treasurer of the State of North Carolina | 39,680 | $8.58M | 0.05% | +4,500+12.8% | Added |
| Moneta Group Investment Advisors LLC | 36,847 | $8.74M | 0.24% | −6,759−15.5% | Reduced |
| Community Trust & Investment Co | 40,646 | $8.79M | 0.80% | −979−2.4% | Reduced |
| Cubist Systematic Strategies, LLC | 41,196 | $8.91M | 0.08% | +7,226+21.3% | Added |
| Logan Capital Management Inc | 41,215 | $8.91M | 0.46% | +1,871+4.8% | Added |
| Nordea Investment Management AB | 42,715 | $9.18M | 0.01% | +37,778+765.2% | Added |
| First Republic Investment Management, Inc. | 42,679 | $9.23M | 0.02% | +17,144+67.1% | Added |
| Forsta Ap-Fonden | 42,700 | $9.23M | 0.10% | +6,800+18.9% | Added |
| Massachusetts Financial Services Co | 44,218 | $9.56M | 0.00% | +44,218 | New |
| Aviva PLC | 44,534 | $9.63M | 0.05% | −36,562−45.1% | Reduced |
| Natixis Advisors, L.P. | 44,661 | $9.65M | 0.04% | −2,284−4.9% | Reduced |
| Brant Point Investment Management LLC | 44,661 | $9.65M | 2.74% | −1,439−3.1% | Reduced |
| Great Lakes Advisors, LLC | 45,594 | $9.86M | 0.56% | −314−0.7% | Reduced |
| Icon Advisers Inc | 45,632 | $9.86M | 2.52% | 00.0% | Unchanged |
| Public Employees Retirement System of Ohio | 45,640 | $9.87M | 0.04% | +4,482+10.9% | Added |
| State of Wisconsin Investment Board | 45,988 | $9.94M | 0.03% | +414+0.9% | Added |
| State of New Jersey Common Pension Fund D | 46,225 | $9.99M | 0.04% | 00.0% | Unchanged |
| KBC Group NV | 46,933 | $10.1M | 0.05% | +21,084+81.6% | Added |
| UBS Group AG | 47,718 | $10.3M | 0.00% | −25,128−34.5% | Reduced |
| Weiss Multi-Strategy Advisers LLC | 48,126 | $10.4M | 0.30% | +48,126 | New |
| Polar Capital Holdings Plc | 48,433 | $10.5M | 0.08% | −35,240−42.1% | Reduced |
| US Bancorp | 49,202 | $10.6M | 0.02% | −2,214−4.3% | Reduced |
| Ensign Peak Advisors, Inc | 49,946 | $10.8M | 0.02% | +25,936+108.0% | Added |
| Point72 Europe (London) LLP | 49,976 | $10.8M | 2.80% | +29,300+141.7% | Added |
| Bamco Inc | 50,418 | $10.9M | 0.04% | −18,274−26.6% | Reduced |
| Fred Alger Management, LLC | 51,095 | $11.0M | 0.06% | +50,895+25,447.5% | Added |