LPL Financial Holdings Inc.
LPLA- Exchange
- Nasdaq
- Industry
- Security & Commodity Brokers, Dealers, Exchanges & Services
- SEC CIK
- 0001397911
In the last 90 days, LPL Financial Holdings Inc. insiders filed 0 open-market purchases and 4 sales; 768 institutions reported holding it in 13F filings for Q2 2026, worth $23.3B in total; superinvestors Lone Pine Capital and Markel Group hold it.
13F holders, Q3 2022
Institutional positions in LPL Financial Holdings Inc. as of Sep 30, 2022. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 583
- +54 vs. Q2 2022
- Shares held
- 78.7M
- −3.03M (−3.7%) vs. Q2 2022
- Total value
- $17.2B
- +$2.11B (+14.0%) vs. Q2 2022
- New holders
- 93
- 202 more added
- Sold out
- 39
- 218 more reduced
5 institutions that held it in Q2 2022 haven't filed for Q3 2022 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q2 2022: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting LPLA on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 768 | $23.3B |
| Q1 2026 | 769 | $24.8B |
| Q4 2025 | 826 | $29.0B |
| Q3 2025 | 759 | $26.1B |
| Q2 2025 | 802 | $29.8B |
| Q1 2025 | 788 | $25.5B |
| Q4 2024 | 725 | $23.3B |
| Q3 2024 | 646 | $16.8B |
| Q2 2024 | 677 | $20.1B |
| Q1 2024 | 650 | $19.2B |
| Q4 2023 | 621 | $16.2B |
| Q3 2023 | 601 | $17.1B |
| Q2 2023 | 590 | $15.6B |
| Q1 2023 | 615 | $15.1B |
| Q4 2022 | 632 | $16.5B |
| Q3 2022 | 583 | $17.2B |
| Q2 2022 | 534 | $15.1B |
| Q1 2022 | 481 | $14.3B |
| Q4 2021 | 435 | $12.3B |
| Q3 2021 | 423 | $12.1B |
| Q2 2021 | 419 | $10.3B |
| Q1 2021 | 398 | $11.0B |
Institutions, Q3 2022
Shares, value and share of portfolio for each institution holding LPL Financial Holdings Inc.; share changes are against Q2 2022.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Ascent Group, LLC | 2,236 | $572.0K | 0.07% | +2,236 | New |
| Cullen/Frost Bankers, Inc. | 2,700 | $590.0K | 0.01% | 00.0% | Unchanged |
| Jefferies Group LLC | 2,705 | $591.0K | 0.02% | +2,705 | New |
| JSF Financial, LLC | 2,734 | $597.0K | 0.23% | +2,734 | New |
| Stratos Wealth Partners, LTD. | 2,740 | $599.0K | 0.02% | −4−0.1% | Reduced |
| IHT Wealth Management, LLC | 2,747 | $600.0K | 0.05% | +423+18.2% | Added |
| Seeyond | 2,769 | $604.0K | 0.07% | +1,179+74.2% | Added |
| B. Metzler seel. Sohn & Co. AG | 2,836 | $620.0K | 0.01% | +301+11.9% | Added |
| BMS Financial Advisors, LLC | 2,859 | $625.0K | 0.44% | +1,067+59.5% | Added |
| Cambridge Investment Research Advisors, Inc. | 2,912 | $636.0K | 0.00% | +2,912 | New |
| Ironwood Investment Counsel, LLC | 2,965 | $647.0K | 0.18% | −145−4.7% | Reduced |
| Archer Investment Corp | 2,972 | $649.2K | 0.27% | −201−6.3% | Reduced |
| Assenagon Asset Management S.A. | 2,979 | $651.0K | 0.00% | −26,221−89.8% | Reduced |
| Donoghue Forlines LLC | 3,099 | $677.0K | 0.24% | −495−13.8% | Reduced |
| Manufacturers Life Insurance Company, The | 3,142 | $686.5K | 0.00% | −393−11.1% | Reduced |
| Mercer Global Advisors Inc | 3,175 | $694.0K | 0.00% | +42+1.3% | Added |
| American Trust | 3,180 | $695.0K | 0.06% | −761−19.3% | Reduced |
| Coastal Investment Advisors, Inc. | 3,197 | $698.0K | 0.18% | +3,197 | New |
| Man Group plc | 3,241 | $708.0K | 0.00% | – | – |
| Connor, Clark & Lunn Investment Management Ltd. | 3,240 | $708.0K | 0.00% | +3,240 | New |
| Bickling Financial Services, Inc. | 3,251 | $711.0K | 0.48% | −23−0.7% | Reduced |
| Independent Advisor Alliance | 3,260 | $712.0K | 0.04% | −95−2.8% | Reduced |
| Heritage Wealth Management, LLC | 3,279 | $716.0K | 0.23% | +280+9.3% | Added |
| Winton Group Ltd | 3,281 | $717.0K | 0.05% | +1,006+44.2% | Added |
| MAI Capital Management | 3,319 | $725.0K | 0.01% | +1,277+62.5% | Added |
| Colony Group LLC | 3,400 | $743.0K | 0.01% | −8−0.2% | Reduced |
| Argent Trust Co | 3,413 | $745.0K | 0.05% | −13−0.4% | Reduced |
| XTX Topco Ltd | 3,409 | $745.0K | 0.18% | +3,409 | New |
| GWM Advisors LLC | 3,421 | $747.0K | 0.01% | +2,071+153.4% | Added |
| Stelac Advisory Services LLC | 3,460 | $756.0K | 0.34% | +974+39.2% | Added |
| Intercontinental Wealth Advisors, LLC | 3,465 | $757.0K | 0.24% | +69+2.0% | Added |
| Bellwether Advisors, LLC | 3,492 | $762.0K | 0.25% | +1,070+44.2% | Added |
| APG Asset Management N.V. | 3,600 | $803.0K | 0.00% | +900+33.3% | Added |
| E. Ohman J:or Asset Management AB | 3,700 | $808.4K | 0.04% | 00.0% | Unchanged |
| KB Financial Partners, LLC | 3,785 | $827.0K | 0.30% | +458+13.8% | Added |
| Sawtooth Solutions, LLC | 3,803 | $831.0K | 0.12% | +716+23.2% | Added |
| Campbell & CO Investment Adviser LLC | 3,820 | $835.0K | 0.19% | +3,820 | New |
| Ethic Inc. | 3,832 | $837.0K | 0.06% | +736+23.8% | Added |
| Laurel Wealth Advisors, Inc. | 3,830 | $837.0K | 0.09% | +1,188+45.0% | Added |
| Alera Investment Advisors, LLC | 3,873 | $846.0K | 0.24% | +1,112+40.3% | Added |
| Glenview Trust Co | 3,914 | $855.0K | 0.03% | +323+9.0% | Added |
| AlphaCrest Capital Management LLC | 3,944 | $862.0K | 0.05% | +1,183+42.8% | Added |
| The PNC Financial Services Group, Inc. | 3,997 | $874.0K | 0.00% | −297−6.9% | Reduced |
| WJ Wealth Management, LLC | 4,000 | $874.0K | 0.55% | 00.0% | Unchanged |
| Banque Cantonale Vaudoise | 4,000 | $874.0K | 0.05% | +3,000+300.0% | Added |
| Capital Asset Advisory Services LLC | 4,007 | $875.0K | 0.11% | −2,038−33.7% | Reduced |
| HighTower Advisors, LLC | 4,022 | $878.0K | 0.00% | +673+20.1% | Added |
| SkyView Investment Advisors, LLC | 4,025 | $879.0K | 0.26% | +447+12.5% | Added |
| Navellier & Associates Inc | 4,042 | $883.0K | 0.20% | −40−1.0% | Reduced |
| Cetera Advisor Networks LLC | 4,072 | $890.0K | 0.01% | −3−0.1% | Reduced |
| Lazard Asset Management LLC | 4,103 | $896.0K | 0.00% | −20,158−83.1% | Reduced |
| Quantinno Capital Management LP | 4,100 | $896.0K | 0.12% | +469+12.9% | Added |
| Mackenzie Financial Corp | 4,218 | $922.0K | 0.00% | −57−1.3% | Reduced |
| EverSource Wealth Advisors, LLC | 4,253 | $928.0K | 0.21% | −196−4.4% | Reduced |
| STRS Ohio | 4,354 | $951.0K | 0.00% | −1,027−19.1% | Reduced |
| Ritholtz Wealth Management | 4,379 | $957.0K | 0.05% | +1,519+53.1% | Added |
| Cumberland Partners Ltd | 4,500 | $983.0K | 0.10% | +4,500 | New |
| Gerber Kawasaki Wealth & Investment Management | 4,413 | $984.0K | 0.09% | +3,069+228.3% | Added |
| Balasa Dinverno & Foltz LLC | 4,649 | $1.02M | 0.06% | +1,541+49.6% | Added |
| Baird Financial Group, Inc. | 4,696 | $1.03M | 0.00% | +115+2.5% | Added |
| Fulton Bank, N.A. | 4,727 | $1.03M | 0.06% | −340−6.7% | Reduced |
| Advisory Services Network, LLC | 4,766 | $1.04M | 0.04% | +246+5.4% | Added |
| Raymond James Trust N.A. | 4,836 | $1.06M | 0.04% | −84−1.7% | Reduced |
| Financial Advocates Investment Management | 5,815 | $1.06M | 0.09% | +992+20.6% | Added |
| M&T Bank Corp | 4,864 | $1.06M | 0.00% | −80−1.6% | Reduced |
| Proequities, Inc. | 4,884 | $1.07M | 0.10% | +859+21.3% | Added |
| Brown Brothers Harriman & Co | 4,888 | $1.07M | 0.01% | −2,400−32.9% | Reduced |
| Cerity Partners LLC | 4,928 | $1.08M | 0.01% | −566−10.3% | Reduced |
| Nordea Investment Management AB | 4,937 | $1.08M | 0.00% | 00.0% | Unchanged |
| Axxcess Wealth Management, LLC | 4,939 | $1.08M | 0.11% | +522+11.8% | Added |
| MetLife Investment Management | 4,940 | $1.08M | 0.01% | +4+0.1% | Added |
| Oliver Luxxe Assets LLC | 5,136 | $1.12M | 0.35% | −4,257−45.3% | Reduced |
| LVW Advisors, LLC | 5,138 | $1.12M | 0.25% | −152−2.9% | Reduced |
| Cetera Investment Advisers | 5,321 | $1.16M | 0.02% | +1,156+27.8% | Added |
| Redhawk Wealth Advisors, Inc. | 5,386 | $1.18M | 0.50% | +5,386 | New |
| Raymond James Financial Services Advisors, Inc. | 5,459 | $1.19M | 0.00% | +524+10.6% | Added |
| Level Four Advisory Services, LLC | 5,657 | $1.24M | 0.12% | +235+4.3% | Added |
| TownSquare Capital, LLC | 5,800 | $1.27M | 0.04% | +957+19.8% | Added |
| Advisor OS, LLC | 5,887 | $1.29M | 0.39% | +493+9.1% | Added |
| Aureus Asset Management, LLC | 5,905 | $1.29M | 0.11% | 00.0% | Unchanged |
| Brinker Capital Investments, LLC | 5,925 | $1.29M | 0.03% | +152+2.6% | Added |
| Shell Asset Management Co | 6,029 | $1.32M | 0.05% | −1,630−21.3% | Reduced |
| ClariVest Asset Management LLC | 6,055 | $1.32M | 0.06% | −1,873−23.6% | Reduced |
| Van Leeuwen & Company, LLC | 6,202 | $1.35M | 1.08% | −695−10.1% | Reduced |
| TrimTabs Asset Management, LLC | 6,285 | $1.37M | 0.95% | −1,534−19.6% | Reduced |
| Vaughan Nelson Investment Management, L.P. | 6,286 | $1.37M | 0.02% | +1,660+35.9% | Added |
| Oppenheimer Asset Management Inc. | 6,356 | $1.39M | 0.02% | −610−8.8% | Reduced |
| Toroso Investments, LLC | 6,394 | $1.40M | 0.06% | +6,394 | New |
| Kestra Advisory Services, LLC | 6,414 | $1.40M | 0.01% | +164+2.6% | Added |
| Achmea Investment Management B.V. | 6,430 | $1.41M | 0.05% | +6,284+4,304.1% | Added |
| Advisors Asset Management, Inc. | 6,649 | $1.45M | 0.03% | −1,014−13.2% | Reduced |
| Oregon Public Employees Retirement Fund | 6,719 | $1.47M | 0.02% | +419+6.7% | Added |
| Caisse de Depot Et Placement du Quebec | 6,873 | $1.50M | 0.00% | +3,873+129.1% | Added |
| Prescott Group Capital Management, L.L.C. | 7,000 | $1.53M | 0.47% | 00.0% | Unchanged |
| Mariner, LLC | 7,368 | $1.61M | 0.01% | +7,368 | New |
| Pitcairn Co | 7,549 | $1.65M | 0.18% | +24+0.3% | Added |
| Park Avenue Securities LLC | 7,551 | $1.65M | 0.03% | +889+13.3% | Added |
| Bank of Montreal | 7,513 | $1.65M | 0.00% | −12,795−63.0% | Reduced |
| DZ BANK AG Deutsche Zentral Genossenschafts Bank, Frankfurt am Main | 7,587 | $1.66M | 0.00% | 00.0% | Unchanged |
| British Columbia Investment Management Corp | 7,848 | $1.72M | 0.02% | −1,437−15.5% | Reduced |