LPL Financial Holdings Inc.
LPLA- Exchange
- Nasdaq
- Industry
- Security & Commodity Brokers, Dealers, Exchanges & Services
- SEC CIK
- 0001397911
In the last 90 days, LPL Financial Holdings Inc. insiders filed 0 open-market purchases and 4 sales; 768 institutions reported holding it in 13F filings for Q2 2026, worth $23.3B in total; superinvestors Lone Pine Capital and Markel Group hold it.
13F holders, Q3 2022
Institutional positions in LPL Financial Holdings Inc. as of Sep 30, 2022. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 583
- +54 vs. Q2 2022
- Shares held
- 78.7M
- −3.03M (−3.7%) vs. Q2 2022
- Total value
- $17.2B
- +$2.11B (+14.0%) vs. Q2 2022
- New holders
- 93
- 202 more added
- Sold out
- 39
- 218 more reduced
5 institutions that held it in Q2 2022 haven't filed for Q3 2022 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q2 2022: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting LPLA on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 768 | $23.3B |
| Q1 2026 | 769 | $24.8B |
| Q4 2025 | 826 | $29.0B |
| Q3 2025 | 759 | $26.1B |
| Q2 2025 | 802 | $29.8B |
| Q1 2025 | 788 | $25.5B |
| Q4 2024 | 725 | $23.3B |
| Q3 2024 | 646 | $16.8B |
| Q2 2024 | 677 | $20.1B |
| Q1 2024 | 650 | $19.2B |
| Q4 2023 | 621 | $16.2B |
| Q3 2023 | 601 | $17.1B |
| Q2 2023 | 590 | $15.6B |
| Q1 2023 | 615 | $15.1B |
| Q4 2022 | 632 | $16.5B |
| Q3 2022 | 583 | $17.2B |
| Q2 2022 | 534 | $15.1B |
| Q1 2022 | 481 | $14.3B |
| Q4 2021 | 435 | $12.3B |
| Q3 2021 | 423 | $12.1B |
| Q2 2021 | 419 | $10.3B |
| Q1 2021 | 398 | $11.0B |
Institutions, Q3 2022
Shares, value and share of portfolio for each institution holding LPL Financial Holdings Inc.; share changes are against Q2 2022.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Belpointe Asset Management LLC | 901 | $197.0K | 0.01% | +20+2.3% | Added |
| Zacks Investment Management | 930 | $203.0K | 0.00% | +930 | New |
| Checchi Capital Advisers, LLC | 929 | $203.0K | 0.02% | +929 | New |
| Koshinski Asset Management, Inc. | 929 | $203.0K | 0.02% | +929 | New |
| Gladstone Institutional Advisory LLC | 953 | $208.0K | 0.02% | +953 | New |
| Guggenheim Capital LLC | 956 | $209.0K | 0.00% | −970−50.4% | Reduced |
| Elgethun Capital Management | 958 | $209.0K | 0.08% | +958 | New |
| SRS Capital Advisors, Inc. | 971 | $212.0K | 0.03% | −54−5.3% | Reduced |
| Kestra Private Wealth Services, LLC | 989 | $216.0K | 0.01% | −4,104−80.6% | Reduced |
| Ergoteles LLC | 993 | $217.0K | 0.01% | +993 | New |
| ACT Advisors, LLC. | 1,002 | $219.0K | 0.15% | +1,002 | New |
| Forum Financial Management, LP | 1,004 | $219.0K | 0.01% | +1,004 | New |
| MJP Associates Inc | 1,010 | $221.0K | 0.07% | +1,010 | New |
| CWM, LLC | 1,018 | $222.0K | 0.00% | +80+8.5% | Added |
| Signaturefd, LLC | 1,050 | $229.0K | 0.01% | −76−6.7% | Reduced |
| Lindbrook Capital, LLC | 1,056 | $231.0K | 0.04% | −54−4.9% | Reduced |
| Prospera Financial Services Inc | 1,098 | $240.0K | 0.01% | −6,266−85.1% | Reduced |
| Graham Capital Management, L.P. | 1,103 | $240.0K | 0.01% | +1,103 | New |
| Two Sigma Securities, LLC | 1,127 | $246.0K | 0.04% | −139−11.0% | Reduced |
| Apollon Wealth Management, LLC | 1,149 | $251.0K | 0.02% | +18+1.6% | Added |
| DGS Capital Management, LLC | 1,152 | $251.7K | 0.17% | +41+3.7% | Added |
| YHB Investment Advisors, Inc. | 1,154 | $252.0K | 0.03% | −626−35.2% | Reduced |
| Brookstone Capital Management | 1,056 | $254.0K | 0.01% | +1,056 | New |
| Northwestern Mutual Wealth Management Co | 1,167 | $256.0K | 0.00% | −26,502−95.8% | Reduced |
| Picton Mahoney Asset Management | 1,175 | $256.0K | 0.01% | −22,110−95.0% | Reduced |
| XML Financial, LLC | 1,178 | $257.0K | 0.04% | +2+0.2% | Added |
| Great Diamond Partners, LLC | 1,191 | $260.0K | 0.09% | −2−0.2% | Reduced |
| Presidio Capital Management, LLC | 1,198 | $262.0K | 0.28% | +97+8.8% | Added |
| Wetherby Asset Management Inc | 1,215 | $265.0K | 0.02% | −13−1.1% | Reduced |
| M&G Investment Management Ltd | 1,238 | $270.0K | 0.00% | +1,238 | New |
| Nisa Investment Advisors, LLC | 1,080 | $272.0K | 0.00% | −5,451−83.5% | Reduced |
| American International Group, Inc. | 1,247 | $272.0K | 0.00% | +4+0.3% | Added |
| Umb Bank N A | 1,267 | $277.0K | 0.00% | −596−32.0% | Reduced |
| CIBC Private Wealth Group, LLC | 1,270 | $277.0K | 0.00% | −23−1.8% | Reduced |
| Dorsey & Whitney Trust CO LLC | 1,265 | $277.0K | 0.03% | +39+3.2% | Added |
| Convergence Investment Partners, LLC | 1,319 | $288.0K | 0.19% | +1,319 | New |
| Symmetry Partners, LLC | 1,324 | $289.0K | 0.02% | 00.0% | Unchanged |
| Vontobel Holding Ltd. | 1,329 | $290.0K | 0.00% | +1,329 | New |
| Thrive Wealth Management, LLC | 1,341 | $293.0K | 0.10% | +1,341 | New |
| Asahi Life Asset Management Co., Ltd. | 1,375 | $300.0K | 0.09% | +515+59.9% | Added |
| Atria Wealth Solutions, Inc. | 1,394 | $304.7K | 0.01% | −206−12.9% | Reduced |
| Future Fund LLC | 1,398 | $305.0K | 0.61% | −52−3.6% | Reduced |
| Balyasny Asset Management LLC | 1,423 | $311.0K | 0.00% | −76,431−98.2% | Reduced |
| Simplex Trading, LLC | 1,455 | $317.0K | 0.01% | −1,910−56.8% | Reduced |
| HMS Capital Management, LLC | 1,469 | $321.0K | 0.19% | +1,469 | New |
| Harvest Investment Services, LLC | 1,487 | $324.0K | 0.40% | −1,171−44.1% | Reduced |
| CAPROCK Group, Inc. | 1,489 | $325.0K | 0.03% | +2+0.1% | Added |
| Quantamental Technologies LLC | 1,493 | $326.0K | 0.13% | +1,493 | New |
| Hutchens & Kramer Investment Management Group, LLC | 1,479 | $334.0K | 0.27% | −195−11.6% | Reduced |
| Riverpoint Wealth Management Holdings, LLC | 1,532 | $335.0K | 0.14% | 00.0% | Unchanged |
| First Hawaiian Bank | 1,554 | $340.0K | 0.01% | 00.0% | Unchanged |
| Thrivent Financial for Lutherans | 1,574 | $341.0K | 0.00% | +1,574 | New |
| Pennsylvania Capital Management Inc | 1,572 | $343.0K | 0.19% | 00.0% | Unchanged |
| Sanchez Wealth Management Group | 1,571 | $343.0K | 0.19% | +69+4.6% | Added |
| Merit Financial Group, LLC | 1,618 | $354.0K | 0.02% | −271−14.3% | Reduced |
| Yousif Capital Management, LLC | 1,695 | $370.0K | 0.01% | −354−17.3% | Reduced |
| Corient Capital Partners, LLC | 2,007 | $370.0K | 0.03% | 00.0% | Unchanged |
| Lido Advisors, LLC | 1,694 | $370.0K | 0.01% | +327+23.9% | Added |
| MONECO Advisors, LLC | 1,712 | $374.0K | 0.15% | 00.0% | Unchanged |
| AXA S.A. | 1,745 | $381.2K | 0.00% | +1,745 | New |
| ICA Group Wealth Management, LLC | 1,775 | $388.0K | 0.08% | −24−1.3% | Reduced |
| Moody Lynn & Lieberson, LLC | 1,800 | $393.0K | 0.04% | 00.0% | Unchanged |
| Redpoint Investment Management Pty Ltd | 1,829 | $400.0K | 0.06% | 00.0% | Unchanged |
| Vestcor Inc | 1,884 | $412.0K | 0.02% | +20+1.1% | Added |
| Ssi Investment Management LLC | 1,889 | $413.0K | 0.03% | +5+0.3% | Added |
| American Portfolios Advisors | 1,898 | $414.7K | 0.02% | +105+5.9% | Added |
| Legacy Wealth Planning, LLC | 1,901 | $415.0K | 0.69% | +20+1.1% | Added |
| Virtu Financial LLC | 1,911 | $417.0K | 0.04% | +1,911 | New |
| Phoenix Holdings Ltd. | 1,911 | $418.0K | 0.01% | −1,791−48.4% | Reduced |
| Edgestream Partners, L.P. | 1,920 | $419.0K | 0.03% | +1,920 | New |
| Zeke Capital Advisors, LLC | 1,954 | $427.0K | 0.03% | −402−17.1% | Reduced |
| National Asset Management, Inc. | 1,978 | $433.0K | 0.01% | +304+18.2% | Added |
| BTC Capital Management, Inc. | 1,997 | $436.0K | 0.06% | −43−2.1% | Reduced |
| Davenport & Co LLC | 2,061 | $450.0K | 0.00% | +438+27.0% | Added |
| Pzena Investment Management LLC | 2,072 | $453.0K | 0.00% | 00.0% | Unchanged |
| Intrust Bank NA | 2,073 | $453.0K | 0.07% | +287+16.1% | Added |
| Ieq Capital, LLC | 2,075 | $453.0K | 0.01% | +375+22.1% | Added |
| Greenleaf Trust | 2,096 | $458.0K | 0.01% | −22−1.0% | Reduced |
| Maven Securities LTD | 2,100 | $459.0K | 0.02% | −3,300−61.1% | Reduced |
| Enterprise Financial Services Corp | 2,165 | $473.0K | 0.35% | −1,204−35.7% | Reduced |
| Leuthold Group, LLC | 2,169 | $474.0K | 0.07% | −576−21.0% | Reduced |
| Prudential PLC | 2,209 | $483.0K | 0.01% | +262+13.5% | Added |
| Snowden Capital Advisors LLC | 2,263 | $494.0K | 0.02% | −1,225−35.1% | Reduced |
| London Co of Virginia | 2,270 | $496.0K | 0.00% | −44−1.9% | Reduced |
| Parallel Advisors, LLC | 2,271 | $496.0K | 0.02% | −29−1.3% | Reduced |
| Western Wealth Management, LLC | 2,265 | $496.0K | 0.03% | +649+40.2% | Added |
| Ci Investments Inc. | 2,298 | $502.0K | 0.00% | −1,656−41.9% | Reduced |
| New York State Teachers Retirement System | 2,300 | $503.0K | 0.00% | +2,300 | New |
| Fox Run Management, L.L.C. | 2,326 | $508.0K | 0.20% | +2,326 | New |
| Wealth Alliance | 2,336 | $510.0K | 0.10% | −48−2.0% | Reduced |
| Pittenger & Anderson Inc | 2,390 | $522.0K | 0.03% | −1,155−32.6% | Reduced |
| Change Path, LLC | 2,404 | $525.0K | 0.03% | +2,404 | New |
| Advisory Research Inc | 2,418 | $528.0K | 0.05% | +835+52.7% | Added |
| Globeflex Capital L P | 2,462 | $538.0K | 0.09% | 00.0% | Unchanged |
| Abner Herrman & Brock LLC | 2,475 | $541.0K | 0.10% | +2,475 | New |
| Nelson, Van Denburg & Campbell Wealth Management Group, LLC | 2,532 | $553.0K | 0.05% | −777−23.5% | Reduced |
| Prelude Capital Management, LLC | 2,539 | $555.0K | 0.03% | −743−22.6% | Reduced |
| Creative Planning | 2,543 | $556.0K | 0.00% | +964+61.1% | Added |
| Integrated Investment Consultants, LLC | 2,588 | $565.0K | 0.22% | +558+27.5% | Added |
| Bessemer Group Inc | 2,610 | $570.0K | 0.00% | +473+22.1% | Added |