LPL Financial Holdings Inc.
LPLA- Exchange
- Nasdaq
- Industry
- Security & Commodity Brokers, Dealers, Exchanges & Services
- SEC CIK
- 0001397911
In the last 90 days, LPL Financial Holdings Inc. insiders filed 0 open-market purchases and 4 sales; 768 institutions reported holding it in 13F filings for Q2 2026, worth $23.3B in total; superinvestors Lone Pine Capital and Markel Group hold it.
13F holders, Q1 2022
Institutional positions in LPL Financial Holdings Inc. as of Mar 31, 2022. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 481
- +48 vs. Q4 2021
- Shares held
- 78.2M
- +1.41M (+1.8%) vs. Q4 2021
- Total value
- $14.3B
- +$2.00B (+16.3%) vs. Q4 2021
- New holders
- 91
- 177 more added
- Sold out
- 43
- 157 more reduced
2 institutions that held it in Q4 2021 haven't filed for Q1 2022 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q4 2021: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting LPLA on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 768 | $23.3B |
| Q1 2026 | 769 | $24.8B |
| Q4 2025 | 826 | $29.0B |
| Q3 2025 | 759 | $26.1B |
| Q2 2025 | 802 | $29.8B |
| Q1 2025 | 788 | $25.5B |
| Q4 2024 | 725 | $23.3B |
| Q3 2024 | 646 | $16.8B |
| Q2 2024 | 677 | $20.1B |
| Q1 2024 | 650 | $19.2B |
| Q4 2023 | 621 | $16.2B |
| Q3 2023 | 601 | $17.1B |
| Q2 2023 | 590 | $15.6B |
| Q1 2023 | 615 | $15.1B |
| Q4 2022 | 632 | $16.5B |
| Q3 2022 | 583 | $17.2B |
| Q2 2022 | 534 | $15.1B |
| Q1 2022 | 481 | $14.3B |
| Q4 2021 | 435 | $12.3B |
| Q3 2021 | 423 | $12.1B |
| Q2 2021 | 419 | $10.3B |
| Q1 2021 | 398 | $11.0B |
Institutions, Q1 2022
Shares, value and share of portfolio for each institution holding LPL Financial Holdings Inc.; share changes are against Q4 2021.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Ensign Peak Advisors, Inc | 17,190 | $3.14M | 0.01% | 00.0% | Unchanged |
| Capital Fund Management S.A. | 17,266 | $3.15M | 0.08% | +17,266 | New |
| Verdence Capital Advisors LLC | 17,352 | $3.17M | 0.36% | +17,352 | New |
| Buckingham Strategic Partners | 17,809 | $3.25M | 0.32% | +17,809 | New |
| Algert Global LLC | 18,364 | $3.35M | 0.22% | +6,640+56.6% | Added |
| TD Private Client Wealth LLC | 18,449 | $3.37M | 0.14% | +2,086+12.7% | Added |
| Amalgamated Bank | 18,455 | $3.37M | 0.03% | +1,456+8.6% | Added |
| Amalgamated Financial Corp. | 18,455 | $3.37M | 0.03% | +18,455 | New |
| Jefferies Group LLC | 20,000 | $3.65M | 0.08% | +18,515+1,246.8% | Added |
| Putnam Investments LLC | 20,268 | $3.70M | 0.01% | −33,695−62.4% | Reduced |
| Bowling Portfolio Management LLC | 20,716 | $3.78M | 0.81% | −138−0.7% | Reduced |
| Commonwealth Equity Services, LLC | 21,340 | $3.90M | 0.01% | +218+1.0% | Added |
| Winthrop Advisory Group LLC | 21,513 | $3.93M | 0.82% | 00.0% | Unchanged |
| Arizona State Retirement System | 21,665 | $3.96M | 0.03% | +67+0.3% | Added |
| Captrust Financial Advisors | 21,810 | $3.98M | 0.03% | −66,981−75.4% | Reduced |
| Bullseye Asset Management LLC | 22,715 | $4.15M | 1.91% | −5,000−18.0% | Reduced |
| Healthcare of Ontario Pension Plan Trust Fund | 23,000 | $4.20M | 0.02% | +23,000 | New |
| Private Advisor Group, LLC | 23,716 | $4.33M | 0.03% | +2,985+14.4% | Added |
| Heron Bay Capital Management | 24,327 | $4.44M | 2.18% | +9,773+67.1% | Added |
| Assenagon Asset Management S.A. | 24,336 | $4.45M | 0.01% | −52,033−68.1% | Reduced |
| Natixis Advisors, L.P. | 24,596 | $4.49M | 0.02% | −37,528−60.4% | Reduced |
| Bank of Nova Scotia | 24,793 | $4.53M | 0.01% | +24,793 | New |
| Callodine Capital Management, LP | 25,000 | $4.57M | 1.49% | +25,000 | New |
| Catalyst Capital Advisors LLC | 25,100 | $4.58M | 0.20% | −1,850−6.9% | Reduced |
| KWB Wealth | 28,733 | $4.60M | 0.77% | 00.0% | Unchanged |
| Otter Creek Advisors, LLC | 25,658 | $4.69M | 4.18% | −1,078−4.0% | Reduced |
| O'Shaughnessy Asset Management, LLC | 26,751 | $4.89M | 0.08% | +2,384+9.8% | Added |
| Picton Mahoney Asset Management | 27,520 | $5.03M | 0.19% | +18,825+216.5% | Added |
| Westpac Banking Corp | 29,766 | $5.44M | 0.06% | +4,232+16.6% | Added |
| Treasurer of the State of North Carolina | 30,317 | $5.54M | 0.03% | +1,455+5.0% | Added |
| Citigroup Inc | 31,078 | $5.68M | 0.01% | −9,905−24.2% | Reduced |
| Qube Research & Technologies Ltd | 31,486 | $5.75M | 0.05% | −38,674−55.1% | Reduced |
| Advisor Group Holdings, Inc. | 29,231 | $5.86M | 0.01% | −722−2.4% | Reduced |
| Schonfeld Strategic Advisors LLC | 32,237 | $5.89M | 0.07% | +32,237 | New |
| Two Sigma Advisers, LP | 32,600 | $5.96M | 0.02% | −13,100−28.7% | Reduced |
| NN Investment Partners Holdings N.V. | 33,214 | $6.07M | 0.03% | −476−1.4% | Reduced |
| James Investment Research Inc | 33,663 | $6.15M | 0.65% | −7,856−18.9% | Reduced |
| Distillate Capital Partners LLC | 33,956 | $6.20M | 0.88% | +33,956 | New |
| Vident Investment Advisory, LLC | 34,152 | $6.24M | 0.16% | +34,152 | New |
| Walleye Capital LLC | 35,543 | $6.49M | 0.19% | +28,778+425.4% | Added |
| Sumitomo Mitsui DS Asset Management Company, Ltd | 35,788 | $6.54M | 0.14% | −15,298−29.9% | Reduced |
| Pathstone Family Office, LLC | 36,351 | $6.64M | 0.16% | −855−2.3% | Reduced |
| Nomura Asset Management Co Ltd | 38,141 | $6.97M | 0.04% | +6,291+19.8% | Added |
| Foster Victor Wealth Advisors, LLC | 38,881 | $7.17M | 0.98% | +2,345+6.4% | Added |
| Rafferty Asset Management, LLC | 40,062 | $7.32M | 0.04% | −1,942−4.6% | Reduced |
| HRT Financial LP | 40,326 | $7.37M | 0.05% | +40,326 | New |
| Vestmark Advisory Solutions, Inc. | 40,383 | $7.38M | 0.42% | +7,814+24.0% | Added |
| PFS Investments Inc. | 40,430 | $7.39M | 0.14% | +5,316+15.1% | Added |
| Truist Financial Corp | 41,446 | $7.57M | 0.01% | +4,162+11.2% | Added |
| Community Trust & Investment Co | 41,497 | $7.58M | 0.67% | +271+0.7% | Added |
| Public Employees Retirement System of Ohio | 42,198 | $7.71M | 0.03% | −2,898−6.4% | Reduced |
| Full18 Capital LLC | 44,023 | $7.87M | 1.81% | +44,023 | New |
| Kennedy Capital Management, Inc. | 43,939 | $8.03M | 0.19% | +902+2.1% | Added |
| Gradient Investments LLC | 44,150 | $8.06M | 0.21% | −3,441−7.2% | Reduced |
| Advantage Alpha Capital Partners LP | 44,381 | $8.11M | 1.21% | +1,532+3.6% | Added |
| BNP Paribas Arbitrage, SA | 44,392 | $8.11M | 0.02% | +9,088+25.7% | Added |
| State of New Jersey Common Pension Fund D | 45,652 | $8.34M | 0.03% | +1,514+3.4% | Added |
| Icon Advisers Inc | 48,932 | $8.94M | 1.52% | 00.0% | Unchanged |
| Janney Montgomery Scott LLC | 49,462 | $9.04M | 0.04% | −608−1.2% | Reduced |
| Castleark Management LLC | 50,565 | $9.24M | 0.40% | −11,190−18.1% | Reduced |
| Russell Investments Group, Ltd. | 52,367 | $9.56M | 0.02% | −3,854−6.9% | Reduced |
| LPL Financial LLC | 55,690 | $10.2M | 0.01% | −13,707−19.8% | Reduced |
| Brant Point Investment Management LLC | 56,763 | $10.4M | 2.14% | +1,412+2.6% | Added |
| Calamos Advisors LLC | 57,861 | $10.6M | 0.04% | −18,339−24.1% | Reduced |
| US Bancorp | 58,005 | $10.6M | 0.02% | +1,840+3.3% | Added |
| Westwood Holdings Group Inc. | 58,013 | $10.6M | 0.10% | +58,013 | New |
| Sirios Capital Management L P | 59,542 | $10.9M | 1.45% | +44,827+304.6% | Added |
| Cubist Systematic Strategies, LLC | 60,312 | $11.0M | 0.09% | +25,800+74.8% | Added |
| Ameriprise Financial Inc | 60,407 | $11.0M | 0.00% | −13,517−18.3% | Reduced |
| Venturi Wealth Management, LLC | 61,324 | $11.2M | 0.86% | −6,482−9.6% | Reduced |
| BW Gestao de Investimentos Ltda. | 63,421 | $11.6M | 2.45% | +63,421 | New |
| Phase 2 Partners, LLC | 66,517 | $12.2M | 7.93% | +29,747+80.9% | Added |
| Point72 Europe (London) LLP | 66,576 | $12.2M | 4.47% | +3,276+5.2% | Added |
| Susquehanna International Group, LLP | 66,670 | $12.2M | 0.02% | +21,345+47.1% | Added |
| Point72 Asset Management, L.P. | 67,100 | $12.3M | 0.05% | −144,200−68.2% | Reduced |
| UBS Group AG | 68,642 | $12.5M | 0.01% | +19,248+39.0% | Added |
| Comerica Bank | 58,140 | $12.7M | 0.09% | −18,954−24.6% | Reduced |
| Driehaus Capital Management LLC | 71,846 | $13.1M | 0.16% | +71,846 | New |
| Rhumbline Advisers | 72,102 | $13.2M | 0.02% | −3,435−4.5% | Reduced |
| State of Wisconsin Investment Board | 72,108 | $13.2M | 0.03% | +62,425+644.7% | Added |
| Millennium Management LLC | 76,001 | $13.9M | 0.02% | −454,331−85.7% | Reduced |
| Jane Street Group, LLC | 79,349 | $14.5M | 0.03% | +71,989+978.1% | Added |
| Nomura Holdings Inc | 82,076 | $15.0M | 0.12% | +82,076 | New |
| AQR Capital Management LLC | 83,042 | $15.2M | 0.03% | +39,366+90.1% | Added |
| Legal & General Group Plc | 85,840 | $15.7M | 0.00% | +2,321+2.8% | Added |
| BlueMar Capital Management, LLC | 86,906 | $15.9M | 6.72% | −15,104−14.8% | Reduced |
| Governors Lane LP | 87,300 | $15.9M | 1.23% | −120,600−58.0% | Reduced |
| Nordea Investment Management AB | 89,167 | $16.8M | 0.02% | +818+0.9% | Added |
| Man Group plc | 92,160 | $16.8M | 0.06% | −62,565−40.4% | Reduced |
| Credit Suisse AG | 92,221 | $16.8M | 0.01% | +9,027+10.9% | Added |
| Allianz Asset Management GmbH | 94,873 | $17.3M | 0.01% | −35,746−27.4% | Reduced |
| Citadel Advisors LLC | 94,962 | $17.3M | 0.02% | +93,235+5,398.7% | Added |
| State Board of Administration of Florida Retirement System | 98,417 | $18.0M | 0.03% | −710−0.7% | Reduced |
| New York State Common Retirement Fund | 101,055 | $18.5M | 0.02% | +60.0% | Added |
| California State Teachers Retirement System | 102,918 | $18.8M | 0.02% | −9,024−8.1% | Reduced |
| Pinebridge Investments, L.P. | 104,898 | $19.2M | 0.21% | +8,424+8.7% | Added |
| Barclays PLC | 105,303 | $19.2M | 0.02% | +65,868+167.0% | Added |
| Vaughan Nelson Investment Management, L.P. | 109,176 | $19.9M | 0.23% | −318,580−74.5% | Reduced |
| Toscafund Asset Management LLP | 116,526 | $21.8M | 14.82% | +116,526 | New |
| Stifel Financial Corp | 119,395 | $21.8M | 0.03% | +11,789+11.0% | Added |