LPL Financial Holdings Inc.
LPLA- Exchange
- Nasdaq
- Industry
- Security & Commodity Brokers, Dealers, Exchanges & Services
- SEC CIK
- 0001397911
In the last 90 days, LPL Financial Holdings Inc. insiders filed 0 open-market purchases and 4 sales; 768 institutions reported holding it in 13F filings for Q2 2026, worth $23.3B in total; superinvestors Lone Pine Capital and Markel Group hold it.
13F holders, Q1 2022
Institutional positions in LPL Financial Holdings Inc. as of Mar 31, 2022. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 481
- +48 vs. Q4 2021
- Shares held
- 78.2M
- +1.41M (+1.8%) vs. Q4 2021
- Total value
- $14.3B
- +$2.00B (+16.3%) vs. Q4 2021
- New holders
- 91
- 177 more added
- Sold out
- 43
- 157 more reduced
2 institutions that held it in Q4 2021 haven't filed for Q1 2022 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q4 2021: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting LPLA on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 768 | $23.3B |
| Q1 2026 | 769 | $24.8B |
| Q4 2025 | 826 | $29.0B |
| Q3 2025 | 759 | $26.1B |
| Q2 2025 | 802 | $29.8B |
| Q1 2025 | 788 | $25.5B |
| Q4 2024 | 725 | $23.3B |
| Q3 2024 | 646 | $16.8B |
| Q2 2024 | 677 | $20.1B |
| Q1 2024 | 650 | $19.2B |
| Q4 2023 | 621 | $16.2B |
| Q3 2023 | 601 | $17.1B |
| Q2 2023 | 590 | $15.6B |
| Q1 2023 | 615 | $15.1B |
| Q4 2022 | 632 | $16.5B |
| Q3 2022 | 583 | $17.2B |
| Q2 2022 | 534 | $15.1B |
| Q1 2022 | 481 | $14.3B |
| Q4 2021 | 435 | $12.3B |
| Q3 2021 | 423 | $12.1B |
| Q2 2021 | 419 | $10.3B |
| Q1 2021 | 398 | $11.0B |
Institutions, Q1 2022
Shares, value and share of portfolio for each institution holding LPL Financial Holdings Inc.; share changes are against Q4 2021.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| National Asset Management, Inc. | 1,233 | $227.0K | 0.01% | +1,233 | New |
| IBM Retirement Fund | 1,258 | $230.0K | 0.03% | −71−5.3% | Reduced |
| USA Financial Portformulas Corp | 1,278 | $233.0K | 0.25% | +1,278 | New |
| Atria Wealth Solutions, Inc. | 1,277 | $233.0K | 0.00% | +1,277 | New |
| Astrantus Ltd | 1,300 | $237.0K | 0.40% | −98−7.0% | Reduced |
| Simplex Trading, LLC | 1,330 | $242.0K | 0.01% | −1,530−53.5% | Reduced |
| Symmetry Partners, LLC | 1,324 | $242.0K | 0.02% | 00.0% | Unchanged |
| Brookstone Capital Management | 1,216 | $244.0K | 0.00% | +1,216 | New |
| Level Four Advisory Services, LLC | 1,372 | $251.0K | 0.02% | +1,372 | New |
| Private Capital Group, LLC | 1,399 | $256.0K | 0.06% | −121−8.0% | Reduced |
| ICA Group Wealth Management, LLC | 1,322 | $263.0K | 0.05% | +1,322 | New |
| Tower Research Capital LLC (TRC) | 1,461 | $267.0K | 0.00% | −75−4.9% | Reduced |
| Pzena Investment Management LLC | 1,465 | $268.0K | 0.00% | 00.0% | Unchanged |
| Mackenzie Financial Corp | 1,482 | $271.0K | 0.00% | +1,482 | New |
| Sanchez Wealth Management Group | 1,500 | $274.0K | 0.12% | +2+0.1% | Added |
| Great Diamond Partners, LLC | 1,504 | $274.0K | 0.08% | +29+2.0% | Added |
| American International Group, Inc. | 1,512 | $276.0K | 0.00% | +1+0.1% | Added |
| Riverpoint Wealth Management Holdings, LLC | 1,532 | $280.0K | 0.10% | 00.0% | Unchanged |
| Franklin Resources Inc | 1,548 | $283.0K | 0.00% | −218−12.3% | Reduced |
| Future Fund LLC | 1,552 | $284.0K | 0.34% | −758−32.8% | Reduced |
| Advisory Services Network, LLC | 1,570 | $287.0K | 0.01% | −321−17.0% | Reduced |
| Wedge Capital Management L L P | 1,570 | $287.0K | 0.00% | −159−9.2% | Reduced |
| Pennsylvania Capital Management Inc | 1,572 | $287.0K | 0.12% | 00.0% | Unchanged |
| Fayez Sarofim & Co | 1,600 | $292.0K | 0.00% | 00.0% | Unchanged |
| Davenport & Co LLC | 1,602 | $293.0K | 0.00% | +51+3.3% | Added |
| One Wealth Advisors, LLC | 1,660 | $303.0K | 0.07% | +6+0.4% | Added |
| JT Stratford LLC | 1,684 | $308.0K | 0.09% | 00.0% | Unchanged |
| Corient Capital Partners, LLC | 1,705 | $311.0K | 0.02% | +375+28.2% | Added |
| MONECO Advisors, LLC | 1,711 | $313.0K | 0.11% | 00.0% | Unchanged |
| Hutchens & Kramer Investment Management Group, LLC | 1,747 | $320.0K | 0.18% | 00.0% | Unchanged |
| CIBC Private Wealth Group, LLC | 1,766 | $322.0K | 0.00% | −6,621−78.9% | Reduced |
| YHB Investment Advisors, Inc. | 1,780 | $325.0K | 0.03% | −600−25.2% | Reduced |
| Moody Lynn & Lieberson, LLC | 1,800 | $329.0K | 0.02% | 00.0% | Unchanged |
| Wealth Alliance | 1,846 | $337.0K | 0.07% | +326+21.4% | Added |
| Jump Financial, LLC | 1,857 | $339.0K | 0.01% | +1,857 | New |
| Umb Bank N A | 1,863 | $340.0K | 0.00% | 00.0% | Unchanged |
| Legacy Wealth Planning, LLC | 1,881 | $344.0K | 0.41% | +250+15.3% | Added |
| Ssi Investment Management LLC | 1,884 | $345.0K | 0.02% | −20−1.1% | Reduced |
| Ethic Inc. | 1,911 | $349.0K | 0.02% | −368−16.1% | Reduced |
| Greenleaf Trust | 1,943 | $355.0K | 0.00% | +229+13.4% | Added |
| First Hawaiian Bank | 1,961 | $358.0K | 0.01% | −437−18.2% | Reduced |
| WJ Wealth Management, LLC | 2,000 | $365.0K | 0.24% | 00.0% | Unchanged |
| MAI Capital Management | 2,001 | $366.0K | 0.01% | −95−4.5% | Reduced |
| Cetera Investment Advisers | 2,057 | $376.0K | 0.01% | −94−4.4% | Reduced |
| Edgestream Partners, L.P. | 2,145 | $392.0K | 0.03% | +2,145 | New |
| HighTower Advisors, LLC | 2,172 | $395.0K | 0.00% | +489+29.1% | Added |
| Harvest Investment Services, LLC | 2,231 | $407.0K | 0.24% | +2,231 | New |
| Nisa Investment Advisors, LLC | 2,258 | $412.0K | 0.00% | −40,827−94.8% | Reduced |
| London Co of Virginia | 2,270 | $415.0K | 0.00% | 00.0% | Unchanged |
| BTC Capital Management, Inc. | 2,299 | $420.0K | 0.04% | −164−6.7% | Reduced |
| Parallel Advisors, LLC | 2,266 | $421.0K | 0.02% | +1,931+576.4% | Added |
| IHT Wealth Management, LLC | 2,323 | $424.0K | 0.03% | 00.0% | Unchanged |
| Moneta Group Investment Advisors LLC | 2,365 | $432.0K | 0.02% | −34−1.4% | Reduced |
| Yousif Capital Management, LLC | 2,424 | $443.0K | 0.00% | +85+3.6% | Added |
| Globeflex Capital L P | 2,462 | $450.0K | 0.09% | 00.0% | Unchanged |
| Macquarie Group Ltd | 2,470 | $451.0K | 0.00% | −226,674−98.9% | Reduced |
| Zeke Capital Advisors, LLC | 2,497 | $456.0K | 0.02% | −146−5.5% | Reduced |
| Sawtooth Solutions, LLC | 2,556 | $467.0K | 0.06% | +2,556 | New |
| Stratos Wealth Partners, LTD. | 2,606 | $476.0K | 0.01% | +393+17.8% | Added |
| Heritage Wealth Management, LLC | 2,620 | $479.0K | 0.13% | +2,620 | New |
| Laurel Wealth Advisors, Inc. | 2,630 | $480.0K | 0.04% | 00.0% | Unchanged |
| Mercer Global Advisors Inc | 2,652 | $484.0K | 0.00% | +2,652 | New |
| Cullen/Frost Bankers, Inc. | 2,700 | $493.0K | 0.01% | 00.0% | Unchanged |
| Quantinno Capital Management LP | 2,745 | $501.0K | 0.08% | +365+15.3% | Added |
| Alps Advisors Inc | 2,765 | $505.0K | 0.01% | +230+9.1% | Added |
| Integrated Investment Consultants, LLC | 2,930 | $535.0K | 0.15% | +190+6.9% | Added |
| Western Wealth Management, LLC | 3,057 | $558.0K | 0.03% | +1,553+103.3% | Added |
| Ironwood Investment Counsel, LLC | 3,110 | $568.0K | 0.14% | −375−10.8% | Reduced |
| Stonnington Group, LLC | 3,000 | $601.0K | 0.14% | +3,000 | New |
| Leuthold Group, LLC | 3,320 | $606.0K | 0.08% | 00.0% | Unchanged |
| Glenview Trust Co | 3,359 | $614.0K | 0.02% | +116+3.6% | Added |
| Manufacturers Life Insurance Company, The | 3,388 | $618.9K | 0.00% | +485+16.7% | Added |
| Bickling Financial Services, Inc. | 3,387 | $619.0K | 0.32% | +4+0.1% | Added |
| KB Financial Partners, LLC | 3,406 | $622.0K | 0.17% | +322+10.4% | Added |
| Colony Group LLC | 3,407 | $622.0K | 0.01% | +3,407 | New |
| Archer Investment Corp | 3,410 | $622.9K | 0.22% | +3,410 | New |
| Intercontinental Wealth Advisors, LLC | 3,448 | $630.0K | 0.14% | +30+0.9% | Added |
| Prelude Capital Management, LLC | 3,456 | $631.0K | 0.03% | +2,169+168.5% | Added |
| Park Avenue Securities LLC | 3,492 | $638.0K | 0.01% | +863+32.8% | Added |
| Ritholtz Wealth Management | 3,509 | $641.0K | 0.04% | +248+7.6% | Added |
| Independent Advisor Alliance | 3,554 | $649.0K | 0.03% | −49−1.4% | Reduced |
| O'Shares Investment Advisers, LLC | 3,560 | $650.0K | 0.05% | +190+5.6% | Added |
| Pittenger & Anderson Inc | 3,588 | $655.0K | 0.03% | +238+7.1% | Added |
| Nelson, Van Denburg & Campbell Wealth Management Group, LLC | 3,623 | $661.0K | 0.06% | −2,202−37.8% | Reduced |
| SkyView Investment Advisors, LLC | 3,642 | $665.0K | 0.16% | −8,045−68.8% | Reduced |
| Gyon Technologies Capital Management, LP | 3,675 | $671.0K | 0.47% | +3,675 | New |
| Winton Group Ltd | 3,760 | $687.0K | 0.04% | +409+12.2% | Added |
| Argent Trust Co | 3,802 | $694.0K | 0.04% | +3,802 | New |
| Versor Investments LP | 3,811 | $696.0K | 0.03% | +886+30.3% | Added |
| Intersect Capital LLC | 3,857 | $705.0K | 0.14% | +161+4.4% | Added |
| Guggenheim Capital LLC | 3,896 | $712.0K | 0.00% | +94+2.5% | Added |
| CTC Capital Management, LLC | 4,000 | $731.0K | 1.97% | +4,000 | New |
| M&T Bank Corp | 4,043 | $739.0K | 0.00% | +1,958+93.9% | Added |
| Navellier & Associates Inc | 4,075 | $744.0K | 0.13% | −721−15.0% | Reduced |
| Cetera Advisor Networks LLC | 4,164 | $761.0K | 0.01% | +222+5.6% | Added |
| Donoghue Forlines LLC | 4,226 | $772.0K | 0.17% | −7,123−62.8% | Reduced |
| TownSquare Capital, LLC | 4,333 | $792.0K | 0.02% | +639+17.3% | Added |
| Group One Trading, L.P. | 4,378 | $800.0K | 0.02% | +3,578+447.3% | Added |
| Raymond James Financial Services Advisors, Inc. | 4,383 | $801.0K | 0.00% | +1,181+36.9% | Added |
| The PNC Financial Services Group, Inc. | 4,392 | $802.0K | 0.00% | +770+21.3% | Added |