LPL Financial Holdings Inc.
LPLA- Exchange
- Nasdaq
- Industry
- Security & Commodity Brokers, Dealers, Exchanges & Services
- SEC CIK
- 0001397911
In the last 90 days, LPL Financial Holdings Inc. insiders filed 0 open-market purchases and 4 sales; 768 institutions reported holding it in 13F filings for Q2 2026, worth $23.3B in total; superinvestors Lone Pine Capital and Markel Group hold it.
13F holders, Q4 2021
Institutional positions in LPL Financial Holdings Inc. as of Dec 31, 2021. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 435
- +21 vs. Q3 2021
- Shares held
- 76.8M
- +414.5K (+0.5%) vs. Q3 2021
- Total value
- $12.3B
- +$321.5M (+2.7%) vs. Q3 2021
- New holders
- 74
- 153 more added
- Sold out
- 53
- 156 more reduced
9 institutions that held it in Q3 2021 haven't filed for Q4 2021 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q3 2021: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting LPLA on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 768 | $23.3B |
| Q1 2026 | 769 | $24.8B |
| Q4 2025 | 826 | $29.0B |
| Q3 2025 | 759 | $26.1B |
| Q2 2025 | 802 | $29.8B |
| Q1 2025 | 788 | $25.5B |
| Q4 2024 | 725 | $23.3B |
| Q3 2024 | 646 | $16.8B |
| Q2 2024 | 677 | $20.1B |
| Q1 2024 | 650 | $19.2B |
| Q4 2023 | 621 | $16.2B |
| Q3 2023 | 601 | $17.1B |
| Q2 2023 | 590 | $15.6B |
| Q1 2023 | 615 | $15.1B |
| Q4 2022 | 632 | $16.5B |
| Q3 2022 | 583 | $17.2B |
| Q2 2022 | 534 | $15.1B |
| Q1 2022 | 481 | $14.3B |
| Q4 2021 | 435 | $12.3B |
| Q3 2021 | 423 | $12.1B |
| Q2 2021 | 419 | $10.3B |
| Q1 2021 | 398 | $11.0B |
Institutions, Q4 2021
Shares, value and share of portfolio for each institution holding LPL Financial Holdings Inc.; share changes are against Q3 2021.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Aureus Asset Management, LLC | 5,905 | $945.0K | 0.06% | 00.0% | Unchanged |
| Great West Life Assurance Co | 5,959 | $951.0K | 0.00% | −281−4.5% | Reduced |
| Maryland State Retirement & Pension System | 6,006 | $962.0K | 0.03% | 00.0% | Unchanged |
| Echo Street Capital Management LLC | 6,032 | $966.0K | 0.01% | +6,032 | New |
| Ci Investments Inc. | 6,462 | $1.03M | 0.00% | −302−4.5% | Reduced |
| Oppenheimer Asset Management Inc. | 6,629 | $1.06M | 0.01% | +2,040+44.5% | Added |
| Walleye Capital LLC | 6,765 | $1.08M | 0.04% | +3,829+130.4% | Added |
| Phoenix Holdings Ltd. | 6,725 | $1.09M | 0.02% | −420−5.9% | Reduced |
| Prudential Financial Inc | 6,450 | $1.09M | 0.00% | +203+3.2% | Added |
| ProShare Advisors LLC | 6,898 | $1.10M | 0.00% | −28−0.4% | Reduced |
| Neuberger Berman Group LLC | 6,987 | $1.11M | 0.00% | +1,040+17.5% | Added |
| Congress Wealth Management LLC | 6,994 | $1.12M | 0.02% | +6,994 | New |
| Prescott Group Capital Management, L.L.C. | 7,000 | $1.12M | 0.25% | 00.0% | Unchanged |
| Maven Securities LTD | 7,105 | $1.14M | 0.14% | −6,295−47.0% | Reduced |
| DZ BANK AG Deutsche Zentral Genossenschafts Bank, Frankfurt am Main | 7,134 | $1.15M | 0.00% | +1,560+28.0% | Added |
| Van Leeuwen & Company, LLC | 7,323 | $1.17M | 0.66% | +3,225+78.7% | Added |
| Jane Street Group, LLC | 7,360 | $1.18M | 0.00% | −3,209−30.4% | Reduced |
| Virginia Retirement Systems Et Al | 7,400 | $1.19M | 0.01% | +800+12.1% | Added |
| TrimTabs Asset Management, LLC | 7,929 | $1.27M | 0.62% | 00.0% | Unchanged |
| Freedman Financial Associates, Inc. | 7,962 | $1.27M | 0.87% | 00.0% | Unchanged |
| Advisors Asset Management, Inc. | 7,990 | $1.28M | 0.02% | +353+4.6% | Added |
| Sumitomo Life Insurance Co | 8,040 | $1.29M | 0.03% | +1,799+28.8% | Added |
| STRS Ohio | 8,060 | $1.29M | 0.00% | −1,058−11.6% | Reduced |
| Pitcairn Co | 8,169 | $1.31M | 0.08% | −45−0.5% | Reduced |
| CIBC Private Wealth Group, LLC | 8,387 | $1.34M | 0.00% | −203−2.4% | Reduced |
| King Luther Capital Management Corp | 8,430 | $1.35M | 0.01% | +2,010+31.3% | Added |
| Picton Mahoney Asset Management | 8,695 | $1.39M | 0.05% | −2,100−19.5% | Reduced |
| NewEdge Wealth, LLC | 8,705 | $1.39M | 0.06% | +314+3.7% | Added |
| First Republic Investment Management, Inc. | 8,856 | $1.42M | 0.00% | +1,700+23.8% | Added |
| Flynn Zito Capital Management, LLC | 8,912 | $1.43M | 1.21% | +8,912 | New |
| Xponance, Inc. | 8,926 | $1.43M | 0.02% | +43+0.5% | Added |
| Deutsche Bank AG | 8,997 | $1.44M | 0.00% | −504,512−98.2% | Reduced |
| State of Wisconsin Investment Board | 9,683 | $1.55M | 0.00% | −295−3.0% | Reduced |
| Shell Asset Management Co | 9,822 | $1.57M | 0.03% | +59+0.6% | Added |
| Alberta Investment Management Corp | 10,000 | $1.60M | 0.01% | +10,000 | New |
| Retirement Capital Strategies | 10,041 | $1.61M | 0.59% | 00.0% | Unchanged |
| Bokf, NA | 10,326 | $1.65M | 0.03% | −9,079−46.8% | Reduced |
| Bamco Inc | 10,500 | $1.68M | 0.00% | +10,500 | New |
| Dynamic Technology Lab Private Ltd | 10,510 | $1.68M | 0.19% | +10,510 | New |
| Sheaff Brock Investment Advisors, LLC | 10,526 | $1.69M | 0.15% | +450+4.5% | Added |
| Atria Investments LLC | 10,623 | $1.70M | 0.03% | +936+9.7% | Added |
| Caldwell Trust Co | 10,714 | $1.72M | 0.20% | −53−0.5% | Reduced |
| Zurcher Kantonalbank (Zurich Cantonalbank) | 10,835 | $1.74M | 0.01% | +3,124+40.5% | Added |
| FDx Advisors, Inc. | 10,851 | $1.74M | 0.05% | +800+8.0% | Added |
| Eqis Capital Management, Inc. | 11,218 | $1.80M | 0.13% | −1,142−9.2% | Reduced |
| Fulton Bank, N.A. | 11,348 | $1.82M | 0.08% | −886−7.2% | Reduced |
| Donoghue Forlines LLC | 11,349 | $1.82M | 0.31% | +11,349 | New |
| Public Employees Retirement Association of Colorado | 11,675 | $1.87M | 0.01% | −75−0.6% | Reduced |
| Algert Global LLC | 11,724 | $1.88M | 0.23% | +84+0.7% | Added |
| Gillson Capital LP | 12,544 | $2.01M | 0.13% | −48,540−79.5% | Reduced |
| Tributary Capital Management, LLC | 12,600 | $2.02M | 0.15% | −4,600−26.7% | Reduced |
| Verition Fund Management LLC | 12,599 | $2.02M | 0.03% | +4,027+47.0% | Added |
| CIBC World Markets Inc. | 12,710 | $2.04M | 0.01% | 00.0% | Unchanged |
| Illinois Municipal Retirement Fund | 12,796 | $2.05M | 0.06% | +2,702+26.8% | Added |
| Congress Asset Management Co | 13,035 | $2.09M | 0.02% | +261+2.0% | Added |
| Impax Asset Management Group plc | 13,313 | $2.13M | 0.01% | −364−2.7% | Reduced |
| Kalos Management, Inc. | 12,791 | $2.14M | 0.58% | +372+3.0% | Added |
| Laurion Capital Management LP | 13,594 | $2.18M | 0.04% | +13,594 | New |
| National Bank of Canada | 13,779 | $2.21M | 0.01% | +13,779 | New |
| Handelsbanken Fonder AB | 14,081 | $2.25M | 0.01% | −400−2.8% | Reduced |
| Utah Retirement Systems | 14,409 | $2.31M | 0.03% | +100+0.7% | Added |
| Los Angeles Capital Management LLC | 14,484 | $2.32M | 0.01% | −15,621−51.9% | Reduced |
| Heron Bay Capital Management | 14,554 | $2.33M | 1.15% | +684+4.9% | Added |
| Sirios Capital Management L P | 14,715 | $2.36M | 0.27% | +14,715 | New |
| Tocqueville Asset Management L.P. | 15,073 | $2.41M | 0.03% | −10.0% | Reduced |
| Bridgewater Associates, LP | 15,288 | $2.45M | 0.01% | −17,303−53.1% | Reduced |
| PEAK6 Investments LLC | 15,308 | $2.45M | 0.07% | +2,988+24.3% | Added |
| Dana Investment Advisors, Inc. | 15,448 | $2.47M | 0.11% | −261−1.7% | Reduced |
| HSBC Holdings PLC | 15,382 | $2.48M | 0.00% | +6,307+69.5% | Added |
| Teacher Retirement System of Texas | 15,580 | $2.49M | 0.01% | +2,808+22.0% | Added |
| Oliver Luxxe Assets LLC | 15,763 | $2.52M | 0.64% | −97−0.6% | Reduced |
| Aquila Investment Management LLC | 16,000 | $2.56M | 1.24% | +16,000 | New |
| AlphaCrest Capital Management LLC | 16,012 | $2.56M | 0.10% | +7,226+82.2% | Added |
| TD Private Client Wealth LLC | 16,363 | $2.62M | 0.11% | −537−3.2% | Reduced |
| Cornerstone Wealth Management, LLC | 16,503 | $2.64M | 0.25% | +132+0.8% | Added |
| Amalgamated Bank | 16,999 | $2.72M | 0.02% | −3,242−16.0% | Reduced |
| Ensign Peak Advisors, Inc | 17,190 | $2.75M | 0.01% | +17,190 | New |
| Daiwa Securities Group Inc. | 17,345 | $2.78M | 0.02% | −2,281−11.6% | Reduced |
| Yorktown Management & Research Co Inc | 17,700 | $2.83M | 1.91% | +2,000+12.7% | Added |
| Kames Capital plc | 18,151 | $2.91M | 0.04% | +402+2.3% | Added |
| Principal Financial Group Inc | 19,287 | $3.09M | 0.00% | −7,170−27.1% | Reduced |
| Private Advisor Group, LLC | 20,731 | $3.32M | 0.02% | −88−0.4% | Reduced |
| Bowling Portfolio Management LLC | 20,854 | $3.34M | 0.69% | −227−1.1% | Reduced |
| Commonwealth Equity Services, LLC | 21,122 | $3.38M | 0.01% | +32+0.2% | Added |
| Winthrop Advisory Group LLC | 21,513 | $3.44M | 0.69% | −150−0.7% | Reduced |
| Arizona State Retirement System | 21,598 | $3.46M | 0.03% | −178−0.8% | Reduced |
| O'Shaughnessy Asset Management, LLC | 24,367 | $3.90M | 0.07% | +307+1.3% | Added |
| Westpac Banking Corp | 25,534 | $4.09M | 0.04% | +234+0.9% | Added |
| Otter Creek Advisors, LLC | 26,736 | $4.28M | 4.01% | −7,385−21.6% | Reduced |
| Catalyst Capital Advisors LLC | 26,950 | $4.31M | 0.20% | −1,550−5.4% | Reduced |
| Bullseye Asset Management LLC | 27,715 | $4.34M | 1.72% | 00.0% | Unchanged |
| KWB Wealth | 28,733 | $4.60M | 0.76% | −314−1.1% | Reduced |
| Treasurer of the State of North Carolina | 28,862 | $4.62M | 0.02% | +190+0.7% | Added |
| Advisor Group Holdings, Inc. | 29,953 | $4.80M | 0.01% | +1,448+5.1% | Added |
| Nomura Asset Management Co Ltd | 31,850 | $5.10M | 0.03% | +31,850 | New |
| Vestmark Advisory Solutions, Inc. | 32,569 | $5.21M | 0.29% | +2,511+8.4% | Added |
| NN Investment Partners Holdings N.V. | 33,690 | $5.39M | 0.03% | +2,004+6.3% | Added |
| Cubist Systematic Strategies, LLC | 34,512 | $5.53M | 0.05% | +34,304+16,492.3% | Added |
| PFS Investments Inc. | 35,114 | $5.62M | 0.11% | +5,827+19.9% | Added |
| BNP Paribas Arbitrage, SA | 35,304 | $5.65M | 0.01% | +17,813+101.8% | Added |