LPL Financial Holdings Inc.
LPLA- Exchange
- Nasdaq
- Industry
- Security & Commodity Brokers, Dealers, Exchanges & Services
- SEC CIK
- 0001397911
In the last 90 days, LPL Financial Holdings Inc. insiders filed 0 open-market purchases and 4 sales; 768 institutions reported holding it in 13F filings for Q2 2026, worth $23.3B in total; superinvestors Lone Pine Capital and Markel Group hold it.
13F holders, Q4 2021
Institutional positions in LPL Financial Holdings Inc. as of Dec 31, 2021. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 435
- +21 vs. Q3 2021
- Shares held
- 76.8M
- +414.5K (+0.5%) vs. Q3 2021
- Total value
- $12.3B
- +$321.5M (+2.7%) vs. Q3 2021
- New holders
- 74
- 153 more added
- Sold out
- 53
- 156 more reduced
9 institutions that held it in Q3 2021 haven't filed for Q4 2021 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q3 2021: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting LPLA on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 768 | $23.3B |
| Q1 2026 | 769 | $24.8B |
| Q4 2025 | 826 | $29.0B |
| Q3 2025 | 759 | $26.1B |
| Q2 2025 | 802 | $29.8B |
| Q1 2025 | 788 | $25.5B |
| Q4 2024 | 725 | $23.3B |
| Q3 2024 | 646 | $16.8B |
| Q2 2024 | 677 | $20.1B |
| Q1 2024 | 650 | $19.2B |
| Q4 2023 | 621 | $16.2B |
| Q3 2023 | 601 | $17.1B |
| Q2 2023 | 590 | $15.6B |
| Q1 2023 | 615 | $15.1B |
| Q4 2022 | 632 | $16.5B |
| Q3 2022 | 583 | $17.2B |
| Q2 2022 | 534 | $15.1B |
| Q1 2022 | 481 | $14.3B |
| Q4 2021 | 435 | $12.3B |
| Q3 2021 | 423 | $12.1B |
| Q2 2021 | 419 | $10.3B |
| Q1 2021 | 398 | $11.0B |
Institutions, Q4 2021
Shares, value and share of portfolio for each institution holding LPL Financial Holdings Inc.; share changes are against Q3 2021.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| HighTower Advisors, LLC | 1,683 | $268.0K | 0.00% | +58+3.6% | Added |
| JT Stratford LLC | 1,684 | $270.0K | 0.07% | 00.0% | Unchanged |
| Boothbay Fund Management, LLC | 1,694 | $271.0K | 0.01% | +1,694 | New |
| GWM Advisors LLC | 1,698 | $272.0K | 0.00% | +1,698 | New |
| Meeder Asset Management Inc | 1,704 | $273.0K | 0.03% | +1,581+1,285.4% | Added |
| Greenleaf Trust | 1,714 | $274.0K | 0.00% | +44+2.6% | Added |
| Citadel Advisors LLC | 1,727 | $276.0K | 0.00% | −30,424−94.6% | Reduced |
| XTX Topco Ltd | 1,730 | $277.0K | 0.16% | −1,664−49.0% | Reduced |
| Wedge Capital Management L L P | 1,729 | $277.0K | 0.00% | −13−0.7% | Reduced |
| Franklin Resources Inc | 1,766 | $283.0K | 0.00% | −10−0.6% | Reduced |
| Moody Lynn & Lieberson, LLC | 1,800 | $288.0K | 0.02% | −200−10.0% | Reduced |
| MONECO Advisors, LLC | 1,711 | $296.0K | 0.11% | −19−1.1% | Reduced |
| Umb Bank N A | 1,863 | $298.0K | 0.00% | +1,863 | New |
| Advisory Services Network, LLC | 1,891 | $302.0K | 0.01% | +1+0.1% | Added |
| Ssi Investment Management LLC | 1,904 | $305.0K | 0.02% | −5−0.3% | Reduced |
| Modera Wealth Management, LLC | 1,944 | $311.0K | 0.01% | +1,944 | New |
| Snowden Capital Advisors LLC | 1,975 | $316.0K | 0.02% | −2,780−58.5% | Reduced |
| WJ Wealth Management, LLC | 2,000 | $320.0K | 0.19% | 00.0% | Unchanged |
| ACT Advisors, LLC. | 2,000 | $320.0K | 0.23% | 00.0% | Unchanged |
| Hutchens & Kramer Investment Management Group, LLC | 1,747 | $326.0K | 0.21% | +1,747 | New |
| M&T Bank Corp | 2,085 | $335.0K | 0.00% | +61+3.0% | Added |
| MAI Capital Management | 2,096 | $336.0K | 0.01% | −113−5.1% | Reduced |
| Cetera Investment Advisers | 2,151 | $344.0K | 0.00% | −410−16.0% | Reduced |
| EverSource Wealth Advisors, LLC | 2,148 | $344.0K | 0.10% | +2,148 | New |
| Stratos Wealth Partners, LTD. | 2,213 | $354.0K | 0.01% | −65−2.9% | Reduced |
| London Co of Virginia | 2,270 | $363.0K | 0.00% | 00.0% | Unchanged |
| Ethic Inc. | 2,279 | $365.0K | 0.03% | +479+26.6% | Added |
| Future Fund LLC | 2,310 | $370.0K | 0.37% | +2,310 | New |
| IHT Wealth Management, LLC | 2,323 | $372.0K | 0.03% | −94−3.9% | Reduced |
| Yousif Capital Management, LLC | 2,339 | $374.0K | 0.00% | +2,339 | New |
| Y-Intercept (Hong Kong) Ltd | 2,343 | $375.0K | 0.09% | +2,343 | New |
| Quantinno Capital Management LP | 2,380 | $381.0K | 0.07% | −342−12.6% | Reduced |
| YHB Investment Advisors, Inc. | 2,380 | $381.0K | 0.03% | 00.0% | Unchanged |
| Bank of Montreal | 2,368 | $384.0K | 0.00% | −19,488−89.2% | Reduced |
| Moneta Group Investment Advisors LLC | 2,399 | $384.0K | 0.02% | −370−13.4% | Reduced |
| First Hawaiian Bank | 2,398 | $384.0K | 0.01% | −251−9.5% | Reduced |
| Brown Advisory Inc | 2,436 | $390.0K | 0.00% | +2,436 | New |
| NEXT Financial Group, Inc | 2,450 | $392.0K | 0.03% | +1,167+91.0% | Added |
| Globeflex Capital L P | 2,462 | $394.0K | 0.08% | −17,853−87.9% | Reduced |
| BTC Capital Management, Inc. | 2,463 | $394.0K | 0.04% | +2,463 | New |
| Alps Advisors Inc | 2,535 | $406.0K | 0.00% | +410+19.3% | Added |
| SG Americas Securities, LLC | 2,595 | $415.0K | 0.00% | −300−10.4% | Reduced |
| Park Avenue Securities LLC | 2,629 | $421.0K | 0.01% | +853+48.0% | Added |
| Laurel Wealth Advisors, Inc. | 2,630 | $421.0K | 0.03% | +2,630 | New |
| Zeke Capital Advisors, LLC | 2,643 | $423.0K | 0.02% | −4−0.2% | Reduced |
| Virtu Financial LLC | 2,695 | $431.0K | 0.04% | +2,695 | New |
| Cullen/Frost Bankers, Inc. | 2,700 | $432.0K | 0.01% | 00.0% | Unchanged |
| Nicholas Investment Partners, LP | 2,738 | $438.0K | 0.03% | 00.0% | Unchanged |
| Integrated Investment Consultants, LLC | 2,740 | $439.0K | 0.12% | 00.0% | Unchanged |
| Axxcess Wealth Management, LLC | 2,837 | $454.0K | 0.03% | +2,837 | New |
| Simplex Trading, LLC | 2,860 | $457.0K | 0.01% | +2,860 | New |
| Manufacturers Life Insurance Company, The | 2,903 | $464.0K | 0.00% | −1,267−30.4% | Reduced |
| Versor Investments LP | 2,925 | $468.0K | 0.01% | −2,975−50.4% | Reduced |
| Brasada Capital Management, LP | 3,000 | $480.0K | 0.09% | +3,000 | New |
| KB Financial Partners, LLC | 3,084 | $494.0K | 0.14% | −897−22.5% | Reduced |
| Raymond James Financial Services Advisors, Inc. | 3,202 | $513.0K | 0.00% | −580−15.3% | Reduced |
| Glenview Trust Co | 3,243 | $519.0K | 0.02% | 00.0% | Unchanged |
| Ritholtz Wealth Management | 3,261 | $522.0K | 0.03% | +261+8.7% | Added |
| SkyView Investment Advisors, LLC | 11,687 | $530.0K | 0.12% | +7,413+173.4% | Added |
| Leuthold Group, LLC | 3,320 | $531.0K | 0.06% | −37−1.1% | Reduced |
| Cornerstone Investment Partners, LLC | 3,314 | $531.0K | 0.03% | +1,482+80.9% | Added |
| Pittenger & Anderson Inc | 3,350 | $536.0K | 0.02% | +90+2.8% | Added |
| Winton Group Ltd | 3,351 | $536.0K | 0.03% | +3,351 | New |
| O'Shares Investment Advisers, LLC | 3,370 | $540.0K | 0.04% | +76+2.3% | Added |
| Bickling Financial Services, Inc. | 3,383 | $542.0K | 0.26% | +54+1.6% | Added |
| Intercontinental Wealth Advisors, LLC | 3,418 | $547.0K | 0.12% | +1,491+77.4% | Added |
| Ironwood Investment Counsel, LLC | 3,485 | $557.0K | 0.13% | −50−1.4% | Reduced |
| Pearl River Capital, LLC | 3,558 | $570.0K | 0.15% | +1,928+118.3% | Added |
| Independent Advisor Alliance | 3,603 | $577.0K | 0.03% | −207−5.4% | Reduced |
| The PNC Financial Services Group, Inc. | 3,622 | $579.0K | 0.00% | +18+0.5% | Added |
| TownSquare Capital, LLC | 3,694 | $591.0K | 0.01% | +1,547+72.1% | Added |
| Intersect Capital LLC | 3,696 | $592.0K | 0.11% | +177+5.0% | Added |
| Guggenheim Capital LLC | 3,802 | $608.0K | 0.00% | +831+28.0% | Added |
| Cetera Advisor Networks LLC | 3,942 | $631.0K | 0.01% | +1,552+64.9% | Added |
| Susquehanna Fundamental Investments, LLC | 3,960 | $634.0K | 0.02% | −17,629−81.7% | Reduced |
| Oak Thistle LLC | 3,980 | $637.0K | 0.49% | +3,980 | New |
| JustInvest LLC | 4,034 | $646.0K | 0.04% | +470+13.2% | Added |
| Engineers Gate Manager LP | 4,165 | $667.0K | 0.03% | +2,525+154.0% | Added |
| MML Investors Services, LLC | 4,272 | $684.0K | 0.00% | −169−3.8% | Reduced |
| Advisor OS, LLC | 4,370 | $699.0K | 0.14% | +442+11.3% | Added |
| American Trust | 4,425 | $708.0K | 0.05% | +4,425 | New |
| Tudor Investment Corp Et Al | 4,469 | $715.0K | 0.01% | +4,469 | New |
| Logan Capital Management Inc | 4,600 | $736.0K | 0.03% | 00.0% | Unchanged |
| Baird Financial Group, Inc. | 4,622 | $740.0K | 0.00% | −12,036−72.3% | Reduced |
| Financial Advocates Investment Management | 4,756 | $761.0K | 0.05% | −4,499−48.6% | Reduced |
| Navellier & Associates Inc | 4,796 | $768.0K | 0.11% | −28−0.6% | Reduced |
| Kestra Advisory Services, LLC | 4,893 | $783.0K | 0.01% | +470+10.6% | Added |
| Brown Brothers Harriman & Co | 5,000 | $800.0K | 0.00% | −109−2.1% | Reduced |
| Capital Asset Advisory Services LLC | 5,059 | $810.0K | 0.09% | +170+3.5% | Added |
| Pictet Asset Management SA | 5,109 | $818.0K | 0.00% | −291−5.4% | Reduced |
| Squarepoint Ops LLC | 5,159 | $826.0K | 0.00% | +1,872+57.0% | Added |
| Metropolitan Life Insurance Co | 5,296 | $847.8K | 0.01% | −42−0.8% | Reduced |
| Raymond James Trust N.A. | 5,334 | $854.0K | 0.03% | −472−8.1% | Reduced |
| Toth Financial Advisory Corp | 5,385 | $862.0K | 0.12% | +1,935+56.1% | Added |
| Mitsubishi UFJ Trust & Banking Corp | 5,388 | $863.0K | 0.00% | −558−9.4% | Reduced |
| Kestra Private Wealth Services, LLC | 5,513 | $883.0K | 0.04% | −1,119−16.9% | Reduced |
| LVW Advisors, LLC | 5,557 | $890.0K | 0.15% | −22−0.4% | Reduced |
| Enterprise Financial Services Corp | 5,724 | $916.0K | 0.14% | −10,168−64.0% | Reduced |
| Paloma Partners Management Co | 5,767 | $923.0K | 0.03% | +5,767 | New |
| Nelson, Van Denburg & Campbell Wealth Management Group, LLC | 5,825 | $932.0K | 0.08% | 00.0% | Unchanged |