LPL Financial Holdings Inc.
LPLA- Exchange
- Nasdaq
- Industry
- Security & Commodity Brokers, Dealers, Exchanges & Services
- SEC CIK
- 0001397911
In the last 90 days, LPL Financial Holdings Inc. insiders filed 0 open-market purchases and 4 sales; 768 institutions reported holding it in 13F filings for Q2 2026, worth $23.3B in total; superinvestors Lone Pine Capital and Markel Group hold it.
13F holders, Q3 2021
Institutional positions in LPL Financial Holdings Inc. as of Sep 30, 2021. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 423
- +9 vs. Q2 2021
- Shares held
- 76.9M
- +923.6K (+1.2%) vs. Q2 2021
- Total value
- $12.1B
- +$1.80B (+17.5%) vs. Q2 2021
- New holders
- 57
- 161 more added
- Sold out
- 48
- 137 more reduced
5 institutions that held it in Q2 2021 haven't filed for Q3 2021 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q2 2021: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting LPLA on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 768 | $23.3B |
| Q1 2026 | 769 | $24.8B |
| Q4 2025 | 826 | $29.0B |
| Q3 2025 | 759 | $26.1B |
| Q2 2025 | 802 | $29.8B |
| Q1 2025 | 788 | $25.5B |
| Q4 2024 | 725 | $23.3B |
| Q3 2024 | 646 | $16.8B |
| Q2 2024 | 677 | $20.1B |
| Q1 2024 | 650 | $19.2B |
| Q4 2023 | 621 | $16.2B |
| Q3 2023 | 601 | $17.1B |
| Q2 2023 | 590 | $15.6B |
| Q1 2023 | 615 | $15.1B |
| Q4 2022 | 632 | $16.5B |
| Q3 2022 | 583 | $17.2B |
| Q2 2022 | 534 | $15.1B |
| Q1 2022 | 481 | $14.3B |
| Q4 2021 | 435 | $12.3B |
| Q3 2021 | 423 | $12.1B |
| Q2 2021 | 419 | $10.3B |
| Q1 2021 | 398 | $11.0B |
Institutions, Q3 2021
Shares, value and share of portfolio for each institution holding LPL Financial Holdings Inc.; share changes are against Q2 2021.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Phoenix Holdings Ltd. | 7,145 | $1.13M | 0.02% | +7,145 | New |
| Mirae Asset Global Investments Co., Ltd. | 7,531 | $1.18M | 0.00% | +807+12.0% | Added |
| Advisors Asset Management, Inc. | 7,637 | $1.20M | 0.02% | +162+2.2% | Added |
| Zurcher Kantonalbank (Zurich Cantonalbank) | 7,711 | $1.21M | 0.01% | 00.0% | Unchanged |
| TrimTabs Asset Management, LLC | 7,929 | $1.23M | 0.60% | +3,634+84.6% | Added |
| Freedman Financial Associates, Inc. | 7,962 | $1.25M | 0.91% | 00.0% | Unchanged |
| Pitcairn Co | 8,214 | $1.29M | 0.09% | −125−1.5% | Reduced |
| NewEdge Wealth, LLC | 8,391 | $1.31M | 0.08% | +846+11.2% | Added |
| Verition Fund Management LLC | 8,572 | $1.34M | 0.02% | +8,572 | New |
| CIBC Private Wealth Group, LLC | 8,590 | $1.35M | 0.00% | −216,538−96.2% | Reduced |
| AlphaCrest Capital Management LLC | 8,786 | $1.38M | 0.07% | −4,898−35.8% | Reduced |
| Xponance, Inc. | 8,883 | $1.39M | 0.03% | −347−3.8% | Reduced |
| STRS Ohio | 9,118 | $1.43M | 0.01% | −462−4.8% | Reduced |
| HSBC Holdings PLC | 9,075 | $1.44M | 0.00% | −4,162−31.4% | Reduced |
| Financial Advocates Investment Management | 9,255 | $1.45M | 0.10% | +15+0.2% | Added |
| Atria Investments LLC | 9,687 | $1.52M | 0.03% | +9,687 | New |
| Shell Asset Management Co | 9,763 | $1.53M | 0.03% | −420−4.1% | Reduced |
| State of Wisconsin Investment Board | 9,978 | $1.56M | 0.00% | +469+4.9% | Added |
| Retirement Capital Strategies | 10,041 | $1.57M | 0.60% | 00.0% | Unchanged |
| FDx Advisors, Inc. | 10,051 | $1.58M | 0.05% | +2,366+30.8% | Added |
| Sheaff Brock Investment Advisors, LLC | 10,076 | $1.58M | 0.15% | +156+1.6% | Added |
| Illinois Municipal Retirement Fund | 10,094 | $1.58M | 0.06% | 00.0% | Unchanged |
| Jane Street Group, LLC | 10,569 | $1.66M | 0.00% | −34,056−76.3% | Reduced |
| Caldwell Trust Co | 10,767 | $1.69M | 0.21% | −583−5.1% | Reduced |
| Picton Mahoney Asset Management | 10,795 | $1.69M | 0.07% | +580+5.7% | Added |
| Susquehanna International Group, LLP | 11,412 | $1.79M | 0.00% | −11−0.1% | Reduced |
| Algert Global LLC | 11,640 | $1.82M | 0.24% | +11,640 | New |
| Public Employees Retirement Association of Colorado | 11,750 | $1.84M | 0.01% | 00.0% | Unchanged |
| Fulton Bank, N.A. | 12,234 | $1.92M | 0.09% | −898−6.8% | Reduced |
| PEAK6 Investments LLC | 12,320 | $1.93M | 0.04% | +7,728+168.3% | Added |
| Eqis Capital Management, Inc. | 12,360 | $1.94M | 0.15% | +4,411+55.5% | Added |
| CIBC World Markets Inc. | 12,710 | $1.99M | 0.01% | −109−0.9% | Reduced |
| Congress Asset Management Co | 12,774 | $2.00M | 0.02% | +120+0.9% | Added |
| Teacher Retirement System of Texas | 12,772 | $2.00M | 0.01% | +2,339+22.4% | Added |
| Kalos Management, Inc. | 12,419 | $2.07M | 0.59% | −646−4.9% | Reduced |
| Maven Securities LTD | 13,400 | $2.10M | 0.24% | +13,400 | New |
| Impax Asset Management Group plc | 13,677 | $2.14M | 0.01% | 00.0% | Unchanged |
| Heron Bay Capital Management | 13,870 | $2.17M | 1.12% | +512+3.8% | Added |
| Utah Retirement Systems | 14,309 | $2.24M | 0.03% | −800−5.3% | Reduced |
| Handelsbanken Fonder AB | 14,481 | $2.27M | 0.01% | 00.0% | Unchanged |
| Sovarnum Capital L.P. | 15,000 | $2.35M | 2.22% | +15,000 | New |
| Marshall Wace, LLP | 15,021 | $2.35M | 0.01% | +10,558+236.6% | Added |
| Tocqueville Asset Management L.P. | 15,074 | $2.36M | 0.04% | −1,961−11.5% | Reduced |
| Yorktown Management & Research Co Inc | 15,700 | $2.46M | 1.85% | +500+3.3% | Added |
| Dana Investment Advisors, Inc. | 15,709 | $2.46M | 0.11% | −144−0.9% | Reduced |
| Oliver Luxxe Assets LLC | 15,860 | $2.49M | 0.68% | +1,068+7.2% | Added |
| Enterprise Financial Services Corp | 15,892 | $2.49M | 0.32% | +12,958+441.6% | Added |
| Cornerstone Wealth Management, LLC | 16,371 | $2.57M | 0.27% | −20.0% | Reduced |
| Baird Financial Group, Inc. | 16,658 | $2.61M | 0.01% | +14,565+695.9% | Added |
| TD Private Client Wealth LLC | 16,900 | $2.65M | 0.11% | −194−1.1% | Reduced |
| Tributary Capital Management, LLC | 17,200 | $2.70M | 0.21% | +2,200+14.7% | Added |
| BNP Paribas Arbitrage, SA | 17,491 | $2.74M | 0.01% | −39,349−69.2% | Reduced |
| Kames Capital plc | 17,749 | $2.78M | 0.04% | 00.0% | Unchanged |
| Bokf, NA | 19,405 | $3.04M | 0.05% | +19,405 | New |
| Daiwa Securities Group Inc. | 19,626 | $3.08M | 0.02% | +119+0.6% | Added |
| Amalgamated Bank | 20,241 | $3.17M | 0.03% | −844−4.0% | Reduced |
| Globeflex Capital L P | 20,315 | $3.19M | 0.70% | −4,284−17.4% | Reduced |
| Private Advisor Group, LLC | 20,819 | $3.26M | 0.02% | +274+1.3% | Added |
| Clark Capital Management Group, Inc. | 21,031 | $3.30M | 0.05% | +3,321+18.8% | Added |
| Bowling Portfolio Management LLC | 21,081 | $3.31M | 0.74% | −65−0.3% | Reduced |
| Commonwealth Equity Services, LLC | 21,090 | $3.31M | 0.01% | +161+0.8% | Added |
| Susquehanna Fundamental Investments, LLC | 21,589 | $3.38M | 0.06% | −10,500−32.7% | Reduced |
| Winthrop Advisory Group LLC | 21,663 | $3.40M | 0.76% | 00.0% | Unchanged |
| Arizona State Retirement System | 21,776 | $3.41M | 0.03% | +117+0.5% | Added |
| Distillate Capital Partners LLC | 21,866 | $3.43M | 0.91% | +21,866 | New |
| Vident Investment Advisory, LLC | 21,866 | $3.43M | 0.10% | +21,866 | New |
| Bank of Montreal | 21,856 | $3.48M | 0.00% | −949−4.2% | Reduced |
| O'Shaughnessy Asset Management, LLC | 24,060 | $3.77M | 0.08% | +1,659+7.4% | Added |
| Thrivent Financial for Lutherans | 25,143 | $3.94M | 0.01% | −15,093−37.5% | Reduced |
| Westpac Banking Corp | 25,300 | $3.97M | 0.04% | −151−0.6% | Reduced |
| Principal Financial Group Inc | 26,457 | $4.15M | 0.00% | −3,543−11.8% | Reduced |
| Bullseye Asset Management LLC | 27,715 | $4.34M | 1.51% | −207−0.7% | Reduced |
| Advisor Group Holdings, Inc. | 28,505 | $4.46M | 0.01% | +926+3.4% | Added |
| Catalyst Capital Advisors LLC | 28,500 | $4.47M | 0.22% | −1,500−5.0% | Reduced |
| Treasurer of the State of North Carolina | 28,672 | $4.50M | 0.03% | +969+3.5% | Added |
| KWB Wealth | 29,047 | $4.55M | 0.81% | +1,658+6.1% | Added |
| Vestmark Advisory Solutions, Inc. | 30,058 | $4.71M | 0.32% | +2,987+11.0% | Added |
| Los Angeles Capital Management LLC | 30,105 | $4.72M | 0.02% | −1,860−5.8% | Reduced |
| Renaissance Technologies LLC | 30,564 | $4.79M | 0.01% | −32,690−51.7% | Reduced |
| PFS Investments Inc. | 29,287 | $4.89M | 0.10% | +6,545+28.8% | Added |
| Barclays PLC | 31,282 | $4.90M | 0.00% | −33,049−51.4% | Reduced |
| Foster Victor Wealth Advisors, LLC | 31,661 | $4.96M | 0.79% | +5,119+19.3% | Added |
| NN Investment Partners Holdings N.V. | 31,686 | $4.97M | 0.03% | +14,047+79.6% | Added |
| Citadel Advisors LLC | 32,151 | $5.04M | 0.01% | −134,950−80.8% | Reduced |
| ClariVest Asset Management LLC | 32,261 | $5.06M | 0.16% | −907−2.7% | Reduced |
| Bridgewater Associates, LP | 32,591 | $5.11M | 0.03% | +7,123+28.0% | Added |
| Otter Creek Advisors, LLC | 34,121 | $5.35M | 4.40% | +18,225+114.7% | Added |
| Advantage Alpha Capital Partners LP | 34,657 | $5.43M | 0.99% | +4,235+13.9% | Added |
| Truist Financial Corp | 35,314 | $5.54M | 0.01% | +3,006+9.3% | Added |
| Pathstone Family Office, LLC | 36,528 | $5.73M | 0.17% | +2,018+5.8% | Added |
| Rafferty Asset Management, LLC | 38,232 | $5.99M | 0.04% | −6,853−15.2% | Reduced |
| D. E. Shaw & Co., Inc. | 39,214 | $6.15M | 0.01% | −93,089−70.4% | Reduced |
| Citigroup Inc | 41,104 | $6.44M | 0.01% | −10,761−20.7% | Reduced |
| Community Trust & Investment Co | 41,326 | $6.48M | 0.54% | +41,326 | New |
| State of New Jersey Common Pension Fund D | 42,157 | $6.61M | 0.02% | −2,573−5.8% | Reduced |
| Capitolis Advisors LLC | 39,262 | $6.77M | 0.06% | 00.0% | Unchanged |
| James Investment Research Inc | 44,516 | $6.98M | 0.65% | −36,436−45.0% | Reduced |
| Two Sigma Advisers, LP | 44,600 | $6.99M | 0.02% | −6,600−12.9% | Reduced |
| Kennedy Capital Management, Inc. | 44,651 | $7.00M | 0.16% | −2,520−5.3% | Reduced |
| First Trust Advisors LP | 44,745 | $7.01M | 0.01% | −116,967−72.3% | Reduced |