LPL Financial Holdings Inc.
LPLA- Exchange
- Nasdaq
- Industry
- Security & Commodity Brokers, Dealers, Exchanges & Services
- SEC CIK
- 0001397911
In the last 90 days, LPL Financial Holdings Inc. insiders filed 0 open-market purchases and 4 sales; 768 institutions reported holding it in 13F filings for Q2 2026, worth $23.3B in total; superinvestors Lone Pine Capital and Markel Group hold it.
13F holders, Q2 2021
Institutional positions in LPL Financial Holdings Inc. as of Jun 30, 2021. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 419
- +24 vs. Q1 2021
- Shares held
- 76.0M
- −988.4K (−1.3%) vs. Q1 2021
- Total value
- $10.3B
- −$685.3M (−6.3%) vs. Q1 2021
- New holders
- 63
- 155 more added
- Sold out
- 39
- 141 more reduced
3 institutions that held it in Q1 2021 haven't filed for Q2 2021 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q1 2021: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting LPLA on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 768 | $23.3B |
| Q1 2026 | 769 | $24.8B |
| Q4 2025 | 826 | $29.0B |
| Q3 2025 | 759 | $26.1B |
| Q2 2025 | 802 | $29.8B |
| Q1 2025 | 788 | $25.5B |
| Q4 2024 | 725 | $23.3B |
| Q3 2024 | 646 | $16.8B |
| Q2 2024 | 677 | $20.1B |
| Q1 2024 | 650 | $19.2B |
| Q4 2023 | 621 | $16.2B |
| Q3 2023 | 601 | $17.1B |
| Q2 2023 | 590 | $15.6B |
| Q1 2023 | 615 | $15.1B |
| Q4 2022 | 632 | $16.5B |
| Q3 2022 | 583 | $17.2B |
| Q2 2022 | 534 | $15.1B |
| Q1 2022 | 481 | $14.3B |
| Q4 2021 | 435 | $12.3B |
| Q3 2021 | 423 | $12.1B |
| Q2 2021 | 419 | $10.3B |
| Q1 2021 | 398 | $11.0B |
Institutions, Q2 2021
Shares, value and share of portfolio for each institution holding LPL Financial Holdings Inc.; share changes are against Q1 2021.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Castleark Management LLC | 74,245 | $10.0M | 0.34% | −23,555−24.1% | Reduced |
| Legal & General Group Plc | 72,927 | $9.84M | 0.00% | −10,565−12.7% | Reduced |
| Nisa Investment Advisors, LLC | 72,882 | $9.84M | 0.06% | +29,736+68.9% | Added |
| Venturi Wealth Management, LLC | 71,594 | $9.66M | 0.86% | −1,045−1.4% | Reduced |
| Knights of Columbus Asset Advisors LLC | 68,926 | $9.30M | 0.86% | +25,189+57.6% | Added |
| Comerica Bank | 65,209 | $9.09M | 0.05% | +17,501+36.7% | Added |
| Brandywine Global Investment Management, LLC | 66,877 | $9.03M | 0.07% | −2,907−4.2% | Reduced |
| LPL Financial LLC | 65,922 | $8.90M | 0.01% | −3,253−4.7% | Reduced |
| Barclays PLC | 64,331 | $8.68M | 0.01% | +29,067+82.4% | Added |
| Renaissance Technologies LLC | 63,254 | $8.54M | 0.01% | +63,254 | New |
| Natixis Advisors, L.P. | 59,679 | $8.05M | 0.04% | −28,383−32.2% | Reduced |
| UBS Group AG | 57,442 | $7.75M | 0.00% | +10,427+22.2% | Added |
| BNP Paribas Arbitrage, SA | 56,840 | $7.67M | 0.01% | +22,208+64.1% | Added |
| Schonfeld Strategic Advisors LLC | 56,730 | $7.66M | 0.09% | +12,765+29.0% | Added |
| US Bancorp | 54,357 | $7.34M | 0.01% | +337+0.6% | Added |
| ExodusPoint Capital Management, LP | 53,466 | $7.22M | 0.11% | +32,550+155.6% | Added |
| Citigroup Inc | 51,865 | $7.00M | 0.01% | −3,624−6.5% | Reduced |
| Two Sigma Advisers, LP | 51,200 | $6.91M | 0.02% | −21,900−30.0% | Reduced |
| Three Peaks Capital Management, LLC | 50,361 | $6.80M | 2.09% | +1,438+2.9% | Added |
| Paloma Partners Management Co | 49,392 | $6.67M | 0.18% | +37,956+331.9% | Added |
| Janney Montgomery Scott LLC | 48,422 | $6.54M | 0.03% | +3,579+8.0% | Added |
| Russell Investments Group, Ltd. | 48,044 | $6.48M | 0.01% | −38,505−44.5% | Reduced |
| Public Employees Retirement System of Ohio | 47,741 | $6.44M | 0.02% | +2,255+5.0% | Added |
| Ameriprise Financial Inc | 47,564 | $6.42M | 0.00% | +44,526+1,465.6% | Added |
| Northwestern Mutual Wealth Management Co | 47,500 | $6.41M | 0.01% | +43,661+1,137.3% | Added |
| Kennedy Capital Management, Inc. | 47,171 | $6.37M | 0.14% | −866−1.8% | Reduced |
| Qube Research & Technologies Ltd | 46,043 | $6.21M | 0.08% | +46,043 | New |
| Rafferty Asset Management, LLC | 45,085 | $6.09M | 0.04% | +5,521+14.0% | Added |
| State of New Jersey Common Pension Fund D | 44,730 | $6.04M | 0.02% | −4,766−9.6% | Reduced |
| Jane Street Group, LLC | 44,625 | $6.02M | 0.02% | +18,850+73.1% | Added |
| AQR Capital Management LLC | 42,686 | $5.76M | 0.01% | −4,773−10.1% | Reduced |
| Thrivent Financial for Lutherans | 40,236 | $5.43M | 0.01% | +40,236 | New |
| Brant Point Investment Management LLC | 40,000 | $5.40M | 0.93% | +20,000+100.0% | Added |
| Capitolis Advisors LLC | 39,262 | $5.30M | 0.06% | +18,808+92.0% | Added |
| Nomura Asset Management Co Ltd | 35,244 | $4.76M | 0.03% | +1,914+5.7% | Added |
| Pathstone Family Office, LLC | 34,510 | $4.66M | 0.14% | +4,830+16.3% | Added |
| ClariVest Asset Management LLC | 33,168 | $4.48M | 0.15% | −150.0% | Reduced |
| Truist Financial Corp | 32,308 | $4.36M | 0.01% | +4,457+16.0% | Added |
| Point72 Europe (London) LLP | 32,200 | $4.35M | 3.00% | +2,500+8.4% | Added |
| Susquehanna Fundamental Investments, LLC | 32,089 | $4.33M | 0.08% | −100−0.3% | Reduced |
| Los Angeles Capital Management LLC | 31,965 | $4.32M | 0.02% | −3,445−9.7% | Reduced |
| Advantage Alpha Capital Partners LP | 30,422 | $4.11M | 0.79% | −2,993−9.0% | Reduced |
| Principal Financial Group Inc | 30,000 | $4.05M | 0.00% | −117,544−79.7% | Reduced |
| Catalyst Capital Advisors LLC | 30,000 | $4.05M | 0.20% | 00.0% | Unchanged |
| Snowden Capital Advisors LLC | 29,925 | $4.04M | 0.20% | +2,113+7.6% | Added |
| KWB Wealth | 27,389 | $3.89M | 0.75% | 00.0% | Unchanged |
| York Capital Management Global Advisors, LLC | 28,819 | $3.89M | 0.44% | 00.0% | Unchanged |
| Cubist Systematic Strategies, LLC | 28,004 | $3.78M | 0.04% | +23,218+485.1% | Added |
| Bullseye Asset Management LLC | 27,922 | $3.77M | 1.27% | 00.0% | Unchanged |
| Treasurer of the State of North Carolina | 27,703 | $3.74M | 0.02% | −1,090−3.8% | Reduced |
| Advisor Group Holdings, Inc. | 27,579 | $3.73M | 0.01% | +3,498+14.5% | Added |
| Vestmark Advisory Solutions, Inc. | 27,071 | $3.65M | 0.26% | +2,453+10.0% | Added |
| Foster Victor Wealth Advisors, LLC | 26,542 | $3.58M | 0.60% | +6,004+29.2% | Added |
| Bridgewater Associates, LP | 25,468 | $3.44M | 0.02% | +1,185+4.9% | Added |
| Westpac Banking Corp | 25,451 | $3.44M | 0.03% | −4,151−14.0% | Reduced |
| Globeflex Capital L P | 24,599 | $3.32M | 0.60% | −1,360−5.2% | Reduced |
| SG Americas Securities, LLC | 24,334 | $3.29M | 0.02% | +21,999+942.1% | Added |
| PFS Investments Inc. | 22,742 | $3.13M | 0.07% | +10,283+82.5% | Added |
| Bank of Montreal | 22,805 | $3.13M | 0.00% | −3,287−12.6% | Reduced |
| O'Shaughnessy Asset Management, LLC | 22,401 | $3.02M | 0.06% | +12,700+130.9% | Added |
| APG Asset Management N.V. | 26,013 | $2.96M | 0.01% | +1,600+6.6% | Added |
| Arizona State Retirement System | 21,659 | $2.92M | 0.02% | −1,422−6.2% | Reduced |
| Winthrop Advisory Group LLC | 21,663 | $2.92M | 0.66% | 00.0% | Unchanged |
| BI Asset Management Fondsmaeglerselskab A/S | 21,418 | $2.89M | 0.11% | −12,043−36.0% | Reduced |
| Bowling Portfolio Management LLC | 21,146 | $2.85M | 0.64% | +430+2.1% | Added |
| Amalgamated Bank | 21,085 | $2.85M | 0.02% | +11,532+120.7% | Added |
| Commonwealth Equity Services, LLC | 20,929 | $2.83M | 0.01% | +7,891+60.5% | Added |
| Private Advisor Group, LLC | 20,545 | $2.77M | 0.02% | −339−1.6% | Reduced |
| Healthcare of Ontario Pension Plan Trust Fund | 20,149 | $2.72M | 0.01% | +20,149 | New |
| Daiwa Securities Group Inc. | 19,507 | $2.63M | 0.02% | −2,916−13.0% | Reduced |
| AXA S.A. | 19,000 | $2.56M | 0.01% | −117,800−86.1% | Reduced |
| Kames Capital plc | 17,749 | $2.40M | 0.03% | −3,146−15.1% | Reduced |
| Clark Capital Management Group, Inc. | 17,710 | $2.39M | 0.03% | −12,742−41.8% | Reduced |
| NN Investment Partners Holdings N.V. | 17,639 | $2.38M | 0.01% | +5,265+42.5% | Added |
| TD Private Client Wealth LLC | 17,094 | $2.31M | 0.10% | +178+1.1% | Added |
| Tocqueville Asset Management L.P. | 17,035 | $2.30M | 0.03% | +3,910+29.8% | Added |
| Cornerstone Wealth Management, LLC | 16,373 | $2.21M | 0.23% | +38+0.2% | Added |
| Otter Creek Advisors, LLC | 15,896 | $2.15M | 2.00% | −17,415−52.3% | Reduced |
| Dana Investment Advisors, Inc. | 15,853 | $2.14M | 0.09% | −88−0.6% | Reduced |
| Yorktown Management & Research Co Inc | 15,200 | $2.05M | 1.61% | −500−3.2% | Reduced |
| Utah Retirement Systems | 15,109 | $2.04M | 0.03% | 00.0% | Unchanged |
| Tributary Capital Management, LLC | 15,000 | $2.02M | 0.15% | −2,900−16.2% | Reduced |
| Oliver Luxxe Assets LLC | 14,792 | $2.00M | 0.55% | +1,252+9.2% | Added |
| Quadrature Capital Ltd | 14,738 | $1.99M | 0.08% | +14,738 | New |
| Handelsbanken Fonder AB | 14,481 | $1.96M | 0.01% | 00.0% | Unchanged |
| Bank of Nova Scotia | 14,393 | $1.94M | 0.00% | −203,000−93.4% | Reduced |
| Squarepoint Ops LLC | 14,058 | $1.90M | 0.01% | +500+3.7% | Added |
| Kalos Management, Inc. | 13,065 | $1.90M | 0.77% | +796+6.5% | Added |
| AlphaCrest Capital Management LLC | 13,684 | $1.85M | 0.08% | +10,614+345.7% | Added |
| Impax Asset Management Group plc | 13,677 | $1.85M | 0.01% | 00.0% | Unchanged |
| Heron Bay Capital Management | 13,358 | $1.80M | 1.00% | +1,185+9.7% | Added |
| HSBC Holdings PLC | 13,237 | $1.79M | 0.00% | +580+4.6% | Added |
| Fulton Bank, N.A. | 13,132 | $1.77M | 0.08% | −100−0.8% | Reduced |
| CIBC World Markets Inc. | 12,819 | $1.73M | 0.01% | −399−3.0% | Reduced |
| Congress Asset Management Co | 12,654 | $1.71M | 0.01% | −10,611−45.6% | Reduced |
| Donoghue Forlines LLC | 12,251 | $1.65M | 0.31% | −876−6.7% | Reduced |
| Magnetar Financial LLC | 11,761 | $1.59M | 0.02% | +11,761 | New |
| Public Employees Retirement Association of Colorado | 11,750 | $1.59M | 0.01% | 00.0% | Unchanged |
| Dynamic Technology Lab Private Ltd | 11,570 | $1.56M | 0.16% | +11,570 | New |
| Engineers Gate Manager LP | 11,482 | $1.55M | 0.10% | +8,940+351.7% | Added |