LPL Financial Holdings Inc.
LPLA- Exchange
- Nasdaq
- Industry
- Security & Commodity Brokers, Dealers, Exchanges & Services
- SEC CIK
- 0001397911
In the last 90 days, LPL Financial Holdings Inc. insiders filed 0 open-market purchases and 4 sales; 768 institutions reported holding it in 13F filings for Q2 2026, worth $23.3B in total; superinvestors Lone Pine Capital and Markel Group hold it.
13F holders, Q2 2021
Institutional positions in LPL Financial Holdings Inc. as of Jun 30, 2021. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 419
- +24 vs. Q1 2021
- Shares held
- 76.0M
- −988.4K (−1.3%) vs. Q1 2021
- Total value
- $10.3B
- −$685.3M (−6.3%) vs. Q1 2021
- New holders
- 63
- 155 more added
- Sold out
- 39
- 141 more reduced
3 institutions that held it in Q1 2021 haven't filed for Q2 2021 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q1 2021: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting LPLA on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 768 | $23.3B |
| Q1 2026 | 769 | $24.8B |
| Q4 2025 | 826 | $29.0B |
| Q3 2025 | 759 | $26.1B |
| Q2 2025 | 802 | $29.8B |
| Q1 2025 | 788 | $25.5B |
| Q4 2024 | 725 | $23.3B |
| Q3 2024 | 646 | $16.8B |
| Q2 2024 | 677 | $20.1B |
| Q1 2024 | 650 | $19.2B |
| Q4 2023 | 621 | $16.2B |
| Q3 2023 | 601 | $17.1B |
| Q2 2023 | 590 | $15.6B |
| Q1 2023 | 615 | $15.1B |
| Q4 2022 | 632 | $16.5B |
| Q3 2022 | 583 | $17.2B |
| Q2 2022 | 534 | $15.1B |
| Q1 2022 | 481 | $14.3B |
| Q4 2021 | 435 | $12.3B |
| Q3 2021 | 423 | $12.1B |
| Q2 2021 | 419 | $10.3B |
| Q1 2021 | 398 | $11.0B |
Institutions, Q2 2021
Shares, value and share of portfolio for each institution holding LPL Financial Holdings Inc.; share changes are against Q1 2021.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| MAI Capital Management | 2,081 | $281.0K | 0.01% | +376+22.1% | Added |
| Wedge Capital Management L L P | 2,089 | $282.0K | 0.00% | −409−16.4% | Reduced |
| Parallax Volatility Advisers, L.P. | 2,091 | $282.0K | 0.00% | +2,091 | New |
| Baird Financial Group, Inc. | 2,093 | $283.0K | 0.00% | −75−3.5% | Reduced |
| Qtron Investments LLC | 2,127 | $287.0K | 0.07% | 00.0% | Unchanged |
| Winton Group Ltd | 2,135 | $288.0K | 0.02% | −2,200−50.7% | Reduced |
| Alps Advisors Inc | 2,155 | $291.0K | 0.00% | +2,155 | New |
| Cetera Advisor Networks LLC | 2,174 | $293.0K | 0.00% | +2,174 | New |
| NEXT Financial Group, Inc | 2,177 | $294.0K | 0.02% | +1,360+166.5% | Added |
| B. Metzler seel. Sohn & Co. Holding AG | 2,187 | $295.0K | 0.00% | −129−5.6% | Reduced |
| Intercontinental Wealth Advisors, LLC | 2,207 | $298.0K | 0.06% | +396+21.9% | Added |
| Zeke Capital Advisors, LLC | 2,241 | $302.0K | 0.02% | +4+0.2% | Added |
| M&T Bank Corp | 2,243 | $303.0K | 0.00% | +8+0.4% | Added |
| IBM Retirement Fund | 2,250 | $304.0K | 0.02% | −410−15.4% | Reduced |
| London Co of Virginia | 2,270 | $306.0K | 0.00% | 00.0% | Unchanged |
| Ritholtz Wealth Management | 2,277 | $307.0K | 0.02% | +831+57.5% | Added |
| First Hawaiian Bank | 2,346 | $317.0K | 0.01% | +319+15.7% | Added |
| Neuberger Berman Group LLC | 2,418 | $321.0K | 0.00% | −2,797−53.6% | Reduced |
| YHB Investment Advisors, Inc. | 2,380 | $321.0K | 0.03% | 00.0% | Unchanged |
| IHT Wealth Management, LLC | 2,484 | $335.0K | 0.02% | +10.0% | Added |
| Glenview Trust Co | 2,591 | $350.0K | 0.01% | +2,591 | New |
| Stratos Wealth Partners, LTD. | 2,604 | $352.0K | 0.01% | −106−3.9% | Reduced |
| Capula Management Ltd | 2,676 | $361.0K | 0.07% | +2,676 | New |
| NorthCoast Asset Management LLC | 2,683 | $362.0K | 0.01% | −130−4.6% | Reduced |
| Cullen/Frost Bankers, Inc. | 2,700 | $364.0K | 0.01% | 00.0% | Unchanged |
| Quantinno Capital Management LP | 2,722 | $367.0K | 0.42% | 00.0% | Unchanged |
| Integrated Investment Consultants, LLC | 2,740 | $370.0K | 0.11% | +818+42.6% | Added |
| Versor Investments LP | 2,835 | $383.0K | 0.01% | −1,065−27.3% | Reduced |
| Enterprise Financial Services Corp | 2,934 | $396.0K | 0.06% | −80−2.7% | Reduced |
| Guggenheim Capital LLC | 2,937 | $397.0K | 0.00% | −1,143−28.0% | Reduced |
| Raymond James Financial Services Advisors, Inc. | 3,022 | $408.0K | 0.00% | −311−9.3% | Reduced |
| Boothbay Fund Management, LLC | 3,032 | $409.0K | 0.02% | +3,032 | New |
| NFJ Investment Group, LLC | 3,067 | $414.0K | 0.01% | −58,883−95.0% | Reduced |
| Intersect Capital LLC | 3,114 | $420.0K | 0.07% | +285+10.1% | Added |
| Tower Research Capital LLC (TRC) | 3,243 | $438.0K | 0.01% | +223+7.4% | Added |
| Kestra Advisory Services, LLC | 3,281 | $443.0K | 0.01% | +753+29.8% | Added |
| KB Financial Partners, LLC | 3,296 | $445.0K | 0.17% | +767+30.3% | Added |
| Advisor OS, LLC | 3,307 | $446.0K | 0.09% | +1,446+77.7% | Added |
| Bickling Financial Services, Inc. | 3,324 | $449.0K | 0.20% | +67+2.1% | Added |
| Independent Advisor Alliance | 3,332 | $450.0K | 0.02% | +144+4.5% | Added |
| Leuthold Group, LLC | 3,357 | $453.0K | 0.06% | −91−2.6% | Reduced |
| Cetera Investment Advisers | 3,402 | $459.0K | 0.01% | −293−7.9% | Reduced |
| Derby & Company, Inc | 3,400 | $459.0K | 0.10% | 00.0% | Unchanged |
| Quantamental Technologies LLC | 3,402 | $459.0K | 0.41% | +3,402 | New |
| Trexquant Investment LP | 3,434 | $464.0K | 0.04% | +3,434 | New |
| Ironwood Investment Counsel, LLC | 3,535 | $477.0K | 0.13% | −40−1.1% | Reduced |
| The PNC Financial Services Group, Inc. | 3,552 | $479.0K | 0.00% | −3,168−47.1% | Reduced |
| Pittenger & Anderson Inc | 3,595 | $485.0K | 0.02% | +750+26.4% | Added |
| Bessemer Group Inc | 3,615 | $488.0K | 0.00% | 00.0% | Unchanged |
| Echo Street Capital Management LLC | 4,062 | $548.0K | 0.00% | +584+16.8% | Added |
| FORA Capital, LLC | 4,058 | $548.0K | 0.10% | +4,058 | New |
| Van Leeuwen & Company, LLC | 4,098 | $577.0K | 0.34% | +407+11.0% | Added |
| Marshall Wace, LLP | 4,463 | $602.0K | 0.00% | +1,244+38.6% | Added |
| TrimTabs Asset Management, LLC | 4,295 | $612.0K | 0.31% | −319−6.9% | Reduced |
| PEAK6 Investments LLC | 4,592 | $620.0K | 0.02% | −2,702−37.0% | Reduced |
| Logan Capital Management Inc | 4,600 | $621.0K | 0.03% | 00.0% | Unchanged |
| Oppenheimer Asset Management Inc. | 4,708 | $635.0K | 0.01% | +4,708 | New |
| XTX Topco Ltd | 4,708 | $635.0K | 0.21% | +4,708 | New |
| Nelson, Van Denburg & Campbell Wealth Management Group, LLC | 4,751 | $641.0K | 0.06% | −611−11.4% | Reduced |
| Nicholas Investment Partners, LP | 4,776 | $645.0K | 0.04% | −1,658−25.8% | Reduced |
| Sciencast Management LP | 4,737 | $647.0K | 0.14% | +4,737 | New |
| Capital Asset Advisory Services LLC | 4,884 | $659.0K | 0.07% | +624+14.6% | Added |
| Navellier & Associates Inc | 4,914 | $663.0K | 0.10% | −192−3.8% | Reduced |
| Blueshift Asset Management, LLC | 5,119 | $691.0K | 0.04% | +5,119 | New |
| Brown Brothers Harriman & Co | 5,176 | $699.0K | 0.00% | −410−7.3% | Reduced |
| First Mercantile Trust Co | 5,195 | $701.0K | 0.08% | −475−8.4% | Reduced |
| Asset Management One Co.,Ltd. | 5,214 | $703.0K | 0.00% | +5,214 | New |
| Quantbot Technologies LP | 5,248 | $708.0K | 0.06% | +5,248 | New |
| MML Investors Services, LLC | 5,271 | $711.0K | 0.01% | +1,353+34.5% | Added |
| Prelude Capital Management, LLC | 5,377 | $726.0K | 0.04% | +5,377 | New |
| Pictet Asset Management Ltd | 5,400 | $729.0K | 0.00% | −800−12.9% | Reduced |
| LVW Advisors, LLC | 5,458 | $737.0K | 0.13% | −647−10.6% | Reduced |
| Kemnay Advisory Services Inc. | 5,486 | $741.0K | 0.09% | −1,681−23.5% | Reduced |
| Metropolitan Life Insurance Co | 5,513 | $744.1K | 0.01% | +3,598+187.9% | Added |
| Twinbeech Capital LP | 5,518 | $745.0K | 0.09% | +5,518 | New |
| SummerHaven Investment Management, LLC | 5,559 | $750.0K | 0.43% | +140+2.6% | Added |
| DZ BANK AG Deutsche Zentral Genossenschafts Bank, Frankfurt am Main | 5,574 | $752.4K | 0.00% | +5,574 | New |
| Centiva Capital, LP | 5,884 | $794.0K | 0.06% | +5,884 | New |
| Aureus Asset Management, LLC | 5,905 | $797.0K | 0.05% | 00.0% | Unchanged |
| Mitsubishi UFJ Trust & Banking Corp | 5,946 | $803.0K | 0.00% | −332−5.3% | Reduced |
| Ci Investments Inc. | 6,060 | $818.0K | 0.00% | +355+6.2% | Added |
| Maryland State Retirement & Pension System | 6,006 | $823.0K | 0.03% | 00.0% | Unchanged |
| Point72 Hong Kong Ltd | 6,324 | $854.0K | 0.06% | +6,324 | New |
| Great West Life Assurance Co | 6,344 | $856.0K | 0.00% | −299−4.5% | Reduced |
| Virginia Retirement Systems Et Al | 6,400 | $864.0K | 0.01% | −3,200−33.3% | Reduced |
| Kestra Private Wealth Services, LLC | 6,414 | $866.0K | 0.05% | +127+2.0% | Added |
| Sumitomo Life Insurance Co | 6,516 | $880.0K | 0.03% | +6,516 | New |
| King Luther Capital Management Corp | 6,550 | $884.0K | 0.00% | −2,140−24.6% | Reduced |
| Mirae Asset Global Investments Co., Ltd. | 6,724 | $908.0K | 0.00% | −1,619−19.4% | Reduced |
| ProShare Advisors LLC | 6,850 | $925.0K | 0.00% | +254+3.9% | Added |
| PDT Partners, LLC | 6,900 | $931.0K | 0.06% | +6,900 | New |
| Teza Capital Management LLC | 6,912 | $933.0K | 0.15% | +6,912 | New |
| Prescott Group Capital Management, L.L.C. | 7,000 | $945.0K | 0.27% | 00.0% | Unchanged |
| Campbell & CO Investment Adviser LLC | 7,080 | $956.0K | 0.41% | +7,080 | New |
| Raymond James Trust N.A. | 7,188 | $971.0K | 0.03% | −1,320−15.5% | Reduced |
| Advisors Asset Management, Inc. | 7,475 | $1.01M | 0.01% | +48+0.6% | Added |
| Prudential Financial Inc | 7,474 | $1.01M | 0.00% | +195+2.7% | Added |
| NewEdge Wealth, LLC | 7,545 | $1.02M | 0.08% | +1,379+22.4% | Added |
| FDx Advisors, Inc. | 7,685 | $1.04M | 0.03% | +1,109+16.9% | Added |
| Zurcher Kantonalbank (Zurich Cantonalbank) | 7,711 | $1.04M | 0.01% | −263−3.3% | Reduced |