LPL Financial Holdings Inc.

LPLA

Exchange: Nasdaq
Industry: Security & Commodity Brokers, Dealers, Exchanges & Services
SEC CIK: 0001397911

SEC filings (opens in a new tab)

In the last 90 days, LPL Financial Holdings Inc. insiders filed 0 open-market purchases and 4 sales; 768 institutions reported holding it in 13F filings for Q2 2026, worth $23.3B in total; superinvestors Lone Pine Capital and Markel Group hold it.

13F holders, Q1 2021

Institutional positions in LPL Financial Holdings Inc. as of Mar 31, 2021. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works

Institutional holders: 398; No complete 13F data for Q4 2020
Shares held: 77.5M; No complete 13F data for Q4 2020
Total value: $11.0B; No complete 13F data for Q4 2020

Holders and value by quarter

Institutions reporting LPLA on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.

Institutional holdersQ1 2021: 398 institutions

Value heldQ1 2021: $11.0B

Institutions holding LPLA and their total value by quarter
Quarter	Holders	Value
Q2 2026	768	$23.3B
Q1 2026	769	$24.8B
Q4 2025	826	$29.0B
Q3 2025	759	$26.1B
Q2 2025	802	$29.8B
Q1 2025	788	$25.5B
Q4 2024	725	$23.3B
Q3 2024	646	$16.8B
Q2 2024	677	$20.1B
Q1 2024	650	$19.2B
Q4 2023	621	$16.2B
Q3 2023	601	$17.1B
Q2 2023	590	$15.6B
Q1 2023	615	$15.1B
Q4 2022	632	$16.5B
Q3 2022	583	$17.2B
Q2 2022	534	$15.1B
Q1 2022	481	$14.3B
Q4 2021	435	$12.3B
Q3 2021	423	$12.1B
Q2 2021	419	$10.3B
Q1 2021	398	$11.0B

Institutions, Q1 2021

Shares, value and share of portfolio for each institution holding LPL Financial Holdings Inc..

Livermore's 13F data starts with Q1 2021, so Q1 2021 has no change from the previous quarter.

Institutions holding LPLA in Q1 2021
Institution	Shares	Value	% of portfolio	Change in shares	Action
Virginia Retirement Systems Et Al	9,600	$1.36M	0.01%	–	–
Shell Asset Management Co	9,633	$1.37M	0.03%	–	–
O'Shaughnessy Asset Management, LLC	9,701	$1.38M	0.03%	–	–
State of Wisconsin Investment Board	9,959	$1.42M	0.00%	–	–
Retirement Capital Strategies	10,041	$1.43M	0.56%	–	–
Illinois Municipal Retirement Fund	10,094	$1.44M	0.06%	–	–
Eqis Capital Management, Inc.	10,410	$1.48M	0.11%	–	–
Symphony Financial, Ltd. Co.	10,610	$1.52M	0.40%	–	–
Susquehanna International Group, LLP	11,268	$1.60M	0.00%	–	–
Paloma Partners Management Co	11,436	$1.63M	0.05%	–	–
Caldwell Trust Co	11,707	$1.66M	0.23%	–	–
Public Employees Retirement Association of Colorado	11,750	$1.67M	0.01%	–	–
Heron Bay Capital Management	12,173	$1.73M	1.03%	–	–
NN Investment Partners Holdings N.V.	12,374	$1.76M	0.01%	–	–
Castellan Group, LLC	12,420	$1.77M	0.94%	–	–
PFS Investments Inc.	12,459	$1.77M	0.05%	–	–
HSBC Holdings PLC	12,657	$1.81M	0.00%	–	–
Kalos Management, Inc.	12,269	$1.82M	0.57%	–	–
Commonwealth Equity Services, LLC	13,038	$1.85M	0.01%	–	–
Tocqueville Asset Management L.P.	13,125	$1.87M	0.03%	–	–
Donoghue Forlines LLC	13,127	$1.87M	0.36%	–	–
CIBC World Markets Inc.	13,218	$1.88M	0.01%	–	–
Fulton Bank, N.A.	13,232	$1.88M	0.09%	–	–
Oliver Luxxe Assets LLC	13,540	$1.93M	0.58%	–	–
Squarepoint Ops LLC	13,558	$1.93M	0.02%	–	–
Impax Asset Management Group plc	13,677	$1.94M	0.01%	–	–
Itau Unibanco Holding S.A.	14,300	$2.03M	0.15%	–	–
Handelsbanken Fonder AB	14,481	$2.06M	0.01%	–	–
Utah Retirement Systems	15,109	$2.15M	0.03%	–	–
Yorktown Management & Research Co Inc	15,700	$2.23M	1.85%	–	–
Dana Investment Advisors, Inc.	15,941	$2.27M	0.10%	–	–
Deutsche Bank AG	16,310	$2.32M	0.00%	–	–
Cornerstone Wealth Management, LLC	16,335	$2.32M	0.27%	–	–
TD Private Client Wealth LLC	16,916	$2.40M	0.11%	–	–
Point72 Asset Management, L.P.	17,300	$2.46M	0.01%	–	–
Jupiter Asset Management Ltd	17,767	$2.53M	0.02%	–	–
Tributary Capital Management, LLC	17,900	$2.54M	0.20%	–	–
Bokf, NA	18,469	$2.63M	0.05%	–	–
Brookfield Asset Management Inc.	19,371	$2.75M	0.01%	–	–
Brant Point Investment Management LLC	20,000	$2.84M	0.51%	–	–
Capitolis Advisors LLC	20,454	$2.91M	0.05%	–	–
Bowling Portfolio Management LLC	20,716	$2.94M	0.70%	–	–
APG Asset Management N.V.	24,413	$2.95M	0.01%	–	–
Private Advisor Group, LLC	20,884	$2.97M	0.03%	–	–
Kames Capital plc	20,895	$2.97M	0.04%	–	–
ExodusPoint Capital Management, LP	20,916	$2.97M	0.06%	–	–
Foster Victor Wealth Advisors, LLC	20,538	$3.00M	0.56%	–	–
EAM Investors, LLC	21,179	$3.01M	0.45%	–	–
Winthrop Advisory Group LLC	21,663	$3.08M	0.76%	–	–
Daiwa Securities Group Inc.	22,423	$3.19M	0.02%	–	–
Tudor Investment Corp Et Al	22,444	$3.19M	0.07%	–	–
Arizona State Retirement System	23,081	$3.28M	0.03%	–	–
Congress Asset Management Co	23,265	$3.31M	0.03%	–	–
Advisor Group Holdings, Inc.	24,081	$3.42M	0.01%	–	–
Bridgewater Associates, LP	24,283	$3.45M	0.03%	–	–
Vestmark Advisory Solutions, Inc.	24,618	$3.50M	0.31%	–	–
Jane Street Group, LLC	25,775	$3.66M	0.01%	–	–
Globeflex Capital L P	25,959	$3.69M	0.67%	–	–
Bank of Montreal	26,092	$3.81M	0.00%	–	–
KWB Wealth	27,389	$3.89M	0.74%	–	–
Snowden Capital Advisors LLC	27,812	$3.95M	0.23%	–	–
Truist Financial Corp	27,851	$3.96M	0.01%	–	–
Bullseye Asset Management LLC	27,922	$3.97M	1.48%	–	–
Treasurer of the State of North Carolina	28,793	$4.09M	0.03%	–	–
York Capital Management Global Advisors, LLC	28,819	$4.10M	0.59%	–	–
Westpac Banking Corp	29,602	$4.21M	0.05%	–	–
Pathstone Family Office, LLC	29,680	$4.22M	0.14%	–	–
Point72 Europe (London) LLP	29,700	$4.22M	3.42%	–	–
Catalyst Capital Advisors LLC	30,000	$4.26M	0.24%	–	–
Clark Capital Management Group, Inc.	30,452	$4.33M	0.07%	–	–
Susquehanna Fundamental Investments, LLC	32,189	$4.58M	0.08%	–	–
ClariVest Asset Management LLC	33,183	$4.72M	0.17%	–	–
Otter Creek Advisors, LLC	33,311	$4.74M	4.69%	–	–
Nomura Asset Management Co Ltd	33,330	$4.74M	0.03%	–	–
Advantage Alpha Capital Partners LP	33,415	$4.75M	1.00%	–	–
BI Asset Management Fondsmaeglerselskab A/S	33,461	$4.76M	0.19%	–	–
BNP Paribas Arbitrage, SA	34,632	$4.92M	0.01%	–	–
Barclays PLC	35,264	$5.01M	0.00%	–	–
Los Angeles Capital Management LLC	35,410	$5.03M	0.02%	–	–
Rafferty Asset Management, LLC	39,564	$5.62M	0.04%	–	–
Nisa Investment Advisors, LLC	43,146	$6.13M	0.04%	–	–
Knights of Columbus Asset Advisors LLC	43,737	$6.22M	0.61%	–	–
Schonfeld Strategic Advisors LLC	43,965	$6.25M	0.08%	–	–
Janney Montgomery Scott LLC	44,843	$6.38M	0.03%	–	–
Public Employees Retirement System of Ohio	45,486	$6.47M	0.03%	–	–
UBS Group AG	47,015	$6.68M	0.00%	–	–
AQR Capital Management LLC	47,459	$6.75M	0.01%	–	–
Kennedy Capital Management, Inc.	48,037	$6.83M	0.14%	–	–
Three Peaks Capital Management, LLC	48,923	$6.96M	2.19%	–	–
State of New Jersey Common Pension Fund D	49,496	$7.04M	0.02%	–	–
Comerica Bank	47,708	$7.09M	0.04%	–	–
US Bancorp	54,020	$7.68M	0.02%	–	–
Citigroup Inc	55,489	$7.89M	0.01%	–	–
NFJ Investment Group, LLC	61,950	$8.81M	0.18%	–	–
LPL Financial LLC	69,175	$9.83M	0.01%	–	–
Brandywine Global Investment Management, LLC	69,784	$9.92M	0.07%	–	–
Hudson Bay Capital Management LP	70,000	$9.95M	0.14%	–	–
Mackay Shields LLC	70,393	$10.0M	0.07%	–	–
Venturi Wealth Management, LLC	72,639	$10.3M	0.99%	–	–
Two Sigma Advisers, LP	73,100	$10.4M	0.03%	–	–