Kansas City Southern
KSUDelisted Dec 14, 2021- Industry
- Railroads, Line-Haul Operating
- SEC CIK
- 0000054480
Kansas City Southern was delisted on Dec 14, 2021; its insiders filed their last Form 4 on Dec 15, 2021; 735 institutions reported holding it in 13F filings for Q3 2021, worth $22.0B in total; 3 superinvestors held it, including Gates Foundation Trust and Maverick Capital.
13F holders, Q3 2021
Institutional positions in Kansas City Southern as of Sep 30, 2021. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
KSU is no longer listed, so this page shows Q3 2021. 13F filings for later quarters list far fewer holders.
- Institutional holders
- 735
- −32 vs. Q2 2021
- Shares held
- 81.4M
- +1.17M (+1.5%) vs. Q2 2021
- Total value
- $22.0B
- −$692.8M (−3.0%) vs. Q2 2021
- New holders
- 52
- 214 more added
- Sold out
- 84
- 299 more reduced
8 institutions that held it in Q2 2021 haven't filed for Q3 2021 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q2 2021: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting KSU on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 1 | $294 |
| Q1 2026 | 2 | $1.13M |
| Q4 2025 | 1 | $294 |
| Q3 2025 | 1 | $294 |
| Q2 2025 | 1 | $294 |
| Q1 2025 | 1 | $294 |
| Q4 2024 | 2 | $483.3K |
| Q3 2024 | 1 | $294 |
| Q2 2024 | 1 | $294 |
| Q1 2024 | 1 | $294 |
| Q4 2023 | 1 | $294 |
| Q3 2023 | 1 | $294 |
| Q2 2023 | 1 | $294 |
| Q1 2023 | 1 | $294 |
| Q4 2022 | 1 | $294 |
| Q3 2022 | 1 | $0 |
| Q2 2022 | 1 | $0 |
| Q1 2022 | 2 | $1.46M |
| Q4 2021 | 4 | $598.0K |
| Q3 2021 | 735 | $22.0B |
| Q2 2021 | 775 | $22.8B |
| Q1 2021 | 786 | $21.1B |
Institutions, Q3 2021
Shares, value and share of portfolio for each institution holding Kansas City Southern; share changes are against Q2 2021.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Massmutual Trust Co FSB | 295 | $80.0K | 0.00% | +4+1.4% | Added |
| Kowal Investment Group, LLC | 297 | $80.0K | 0.03% | +297 | New |
| GPS Wealth Strategies Group, LLC | 300 | $81.0K | 0.02% | 00.0% | Unchanged |
| Key Financial Inc | 301 | $81.0K | 0.05% | 00.0% | Unchanged |
| Covington Capital Management | 302 | $82.0K | 0.00% | +2+0.7% | Added |
| FourThought Financial, LLC | 314 | $84.0K | 0.01% | −5−1.6% | Reduced |
| TD Ameritrade Investment Management, LLC | 466 | $84.0K | 0.00% | +466 | New |
| Penserra Capital Management LLC | 327 | $88.0K | 0.00% | +32+10.8% | Added |
| NEXT Financial Group, Inc | 326 | $89.0K | 0.01% | +2+0.6% | Added |
| Duncker Streett & Co Inc | 450 | $122.0K | 0.02% | 00.0% | Unchanged |
| Freedman Financial Associates, Inc. | 450 | $122.0K | 0.09% | 00.0% | Unchanged |
| Berman Capital Advisors, LLC | 478 | $129.0K | 0.02% | +105+28.2% | Added |
| Atwood & Palmer Inc | 500 | $135.0K | 0.01% | 00.0% | Unchanged |
| Norway Savings Bank | 500 | $135.0K | 0.06% | 00.0% | Unchanged |
| O'Shaughnessy Asset Management, LLC | 509 | $138.0K | 0.00% | −3,696−87.9% | Reduced |
| Eagle Bay Advisors LLC | 512 | $139.0K | 0.08% | +208+68.4% | Added |
| HC Financial Advisors Inc | 521 | $141.0K | 0.08% | 00.0% | Unchanged |
| JTC Employer Solutions Trusteee Ltd | 519 | $141.0K | 0.02% | 00.0% | Unchanged |
| IFP Advisors, Inc | 523 | $142.0K | 0.00% | −1,523−74.4% | Reduced |
| Spire Wealth Management | 526 | $142.0K | 0.00% | +500+1,923.1% | Added |
| Quadrant Capital Group LLC | 540 | $146.0K | 0.02% | +9+1.7% | Added |
| Gables Capital Management Inc. | 550 | $149.0K | 0.10% | 00.0% | Unchanged |
| Signaturefd, LLC | 574 | $155.0K | 0.01% | +72+14.3% | Added |
| Agf Investments Inc. | 600 | $162.0K | 0.00% | −2,621−81.4% | Reduced |
| Howe & Rusling Inc | 635 | $172.0K | 0.02% | −73−10.3% | Reduced |
| First Financial Corp | 660 | $179.0K | 0.12% | 00.0% | Unchanged |
| 1832 Asset Management L.P. | 655 | $180.0K | 0.00% | +655 | New |
| Valley National Advisers Inc | 684 | $185.0K | 0.03% | +218+46.8% | Added |
| Federation des caisses Desjardins du Quebec | 697 | $188.5K | 0.00% | +116+20.0% | Added |
| IFG Advisory, LLC | 751 | $203.0K | 0.02% | +751 | New |
| Meeder Asset Management Inc | 758 | $205.0K | 0.01% | +170+28.9% | Added |
| Allworth Financial LP | 757 | $205.0K | 0.00% | +533+237.9% | Added |
| Act Two Investors LLC | 761 | $206.0K | 0.05% | −131,692−99.4% | Reduced |
| Mattern Wealth Management LLC | 763 | $206.0K | 0.07% | 00.0% | Unchanged |
| Valeo Financial Advisors, LLC | 763 | $207.0K | 0.01% | −96−11.2% | Reduced |
| LCNB Corp | 776 | $210.0K | 0.11% | 00.0% | Unchanged |
| Proequities, Inc. | 783 | $212.0K | 0.01% | 00.0% | Unchanged |
| Sage Mountain Advisors LLC | 788 | $213.0K | 0.03% | +8+1.0% | Added |
| Lafayette Investments, Inc. | 800 | $217.0K | 0.06% | 00.0% | Unchanged |
| ETF Portfolio Partners, Inc. | 800 | $217.0K | 0.09% | 00.0% | Unchanged |
| WESPAC Advisors, LLC | 800 | $217.0K | 0.13% | +800 | New |
| Parallel Advisors, LLC | 807 | $218.0K | 0.01% | +219+37.2% | Added |
| KCM Investment Advisors LLC | 808 | $219.0K | 0.01% | 00.0% | Unchanged |
| Meridian Wealth Advisors, LLC | 816 | $221.0K | 0.06% | −1,430−63.7% | Reduced |
| Stratos Wealth Partners, LTD. | 827 | $224.0K | 0.01% | +827 | New |
| Claret Asset Management Corp | 830 | $225.0K | 0.04% | −607−42.2% | Reduced |
| Bokf, NA | 842 | $228.0K | 0.00% | +842 | New |
| Intellectus Partners, LLC | 843 | $229.0K | 0.06% | −193−18.6% | Reduced |
| Resources Investment Advisors, LLC. | 858 | $232.0K | 0.01% | +858 | New |
| Sloy Dahl & Holst, LLC | 871 | $236.0K | 0.05% | +871 | New |
| Frontier Wealth Management LLC | 877 | $237.0K | 0.02% | −50−5.4% | Reduced |
| Reilly Financial Advisors, LLC | 875 | $237.0K | 0.02% | 00.0% | Unchanged |
| International Assets Investment Management, LLC | 875 | $237.0K | 0.04% | +8+0.9% | Added |
| Empirical Finance, LLC | 888 | $240.0K | 0.04% | −26−2.8% | Reduced |
| Boston Family Office LLC | 898 | $243.0K | 0.02% | 00.0% | Unchanged |
| Sentry Investment Management LLC | 900 | $244.0K | 0.07% | −132−12.8% | Reduced |
| Bath Savings Trust Co | 900 | $244.0K | 0.03% | 00.0% | Unchanged |
| Cubic Asset Management, LLC | 900 | $244.0K | 0.06% | 00.0% | Unchanged |
| American Portfolios Advisors | 903 | $244.4K | 0.01% | +3+0.3% | Added |
| Country Trust Bank | 906 | $245.0K | 0.01% | 00.0% | Unchanged |
| Bigelow Investment Advisors, LLC | 909 | $246.0K | 0.12% | −62−6.4% | Reduced |
| Ethic Inc. | 913 | $247.0K | 0.03% | +28+3.2% | Added |
| Cetera Advisor Networks LLC | 928 | $251.0K | 0.00% | −1,338−59.0% | Reduced |
| People's United Financial, Inc. | 928 | $251.0K | 0.01% | −13−1.4% | Reduced |
| Conning Inc. | 936 | $253.0K | 0.01% | −125−11.8% | Reduced |
| Principal Street Partners, LLC | 948 | $256.0K | 0.07% | −1,418−59.9% | Reduced |
| Meiji Yasuda Asset Management Co Ltd. | 954 | $258.0K | 0.02% | +30+3.2% | Added |
| Apollon Wealth Management, LLC | 963 | $261.0K | 0.04% | +963 | New |
| Siemens Fonds Invest GmbH | 963 | $261.0K | 0.02% | +963 | New |
| Accurate Wealth Management, LLC | 975 | $264.0K | 0.23% | −47−4.6% | Reduced |
| BBR Partners, LLC | 983 | $266.0K | 0.02% | +188+23.6% | Added |
| Berkeley, Inc | 1,001 | $270.8K | 0.20% | −2,873−74.2% | Reduced |
| Telemetry Investments, L.L.C. | 1,000 | $271.0K | 0.37% | −300−23.1% | Reduced |
| Aldebaran Financial Inc. | 1,000 | $271.0K | 0.23% | 00.0% | Unchanged |
| Nelson, Van Denburg & Campbell Wealth Management Group, LLC | 1,005 | $271.0K | 0.02% | +1+0.1% | Added |
| First Midwest Bank Trust Division | 1,000 | $271.0K | 0.04% | 00.0% | Unchanged |
| Pittenger & Anderson Inc | 1,000 | $271.0K | 0.01% | 00.0% | Unchanged |
| Columbia Trust Co 01012016 | 1,000 | $271.0K | 0.14% | 00.0% | Unchanged |
| Westport Asset Management Inc | 1,000 | $271.0K | 0.13% | +1,000 | New |
| Sphinx Trading, LP | 1,000 | $271.0K | 0.36% | +1,000 | New |
| Levin Capital Strategies, L.P. | 1,000 | $271.0K | 0.03% | +1,000 | New |
| WD Rutherford LLC | 1,005 | $272.0K | 0.15% | −165−14.1% | Reduced |
| Checchi Capital Advisers, LLC | 1,010 | $273.0K | 0.03% | +62+6.5% | Added |
| Lido Advisors, LLC | 1,013 | $274.0K | 0.01% | +7+0.7% | Added |
| First Hawaiian Bank | 1,023 | $277.0K | 0.01% | −786−43.4% | Reduced |
| Advisors Asset Management, Inc. | 1,024 | $277.0K | 0.00% | −40−3.8% | Reduced |
| Atlas Capital Advisors LLC | 1,026 | $277.7K | 0.04% | 00.0% | Unchanged |
| Gateway Investment Advisers LLC | 1,029 | $278.0K | 0.00% | −29−2.7% | Reduced |
| Bridgefront Capital, LLC | 1,036 | $280.0K | 0.29% | +1,036 | New |
| Probity Advisors, Inc. | 1,039 | $281.0K | 0.06% | −112−9.7% | Reduced |
| Moors & Cabot, Inc. | 1,040 | $281.0K | 0.02% | −50−4.6% | Reduced |
| Thomas White International Ltd | 1,040 | $281.0K | 0.04% | 00.0% | Unchanged |
| Kestra Advisory Services, LLC | 1,037 | $281.0K | 0.00% | +135+15.0% | Added |
| Tokio Marine Asset Management Co Ltd | 1,043 | $282.0K | 0.03% | +159+18.0% | Added |
| Empirical Financial Services, LLC d.b.a. Empirical Wealth Management | 1,062 | $287.0K | 0.02% | +48+4.7% | Added |
| MML Investors Services, LLC | 1,068 | $289.0K | 0.00% | −605−36.2% | Reduced |
| Cubist Systematic Strategies, LLC | 1,082 | $293.0K | 0.00% | −1,175−52.1% | Reduced |
| Conway Capital Management, Inc. | 1,100 | $297.7K | 0.20% | +100+10.0% | Added |
| Forte Capital LLC | 1,113 | $301.0K | 0.04% | 00.0% | Unchanged |
| Burney Co | 1,122 | $304.0K | 0.01% | 00.0% | Unchanged |