Kansas City Southern
KSUDelisted Dec 14, 2021- Industry
- Railroads, Line-Haul Operating
- SEC CIK
- 0000054480
Kansas City Southern was delisted on Dec 14, 2021; its insiders filed their last Form 4 on Dec 15, 2021; 735 institutions reported holding it in 13F filings for Q3 2021, worth $22.0B in total; 3 superinvestors held it, including Gates Foundation Trust and Maverick Capital.
13F holders, Q2 2021
Institutional positions in Kansas City Southern as of Jun 30, 2021. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 775
- −5 vs. Q1 2021
- Shares held
- 80.3M
- +1.11M (+1.4%) vs. Q1 2021
- Total value
- $22.8B
- +$1.86B (+8.9%) vs. Q1 2021
- New holders
- 110
- 195 more added
- Sold out
- 115
- 322 more reduced
6 institutions that held it in Q1 2021 haven't filed for Q2 2021 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q1 2021: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting KSU on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 1 | $294 |
| Q1 2026 | 2 | $1.13M |
| Q4 2025 | 1 | $294 |
| Q3 2025 | 1 | $294 |
| Q2 2025 | 1 | $294 |
| Q1 2025 | 1 | $294 |
| Q4 2024 | 2 | $483.3K |
| Q3 2024 | 1 | $294 |
| Q2 2024 | 1 | $294 |
| Q1 2024 | 1 | $294 |
| Q4 2023 | 1 | $294 |
| Q3 2023 | 1 | $294 |
| Q2 2023 | 1 | $294 |
| Q1 2023 | 1 | $294 |
| Q4 2022 | 1 | $294 |
| Q3 2022 | 1 | $0 |
| Q2 2022 | 1 | $0 |
| Q1 2022 | 2 | $1.46M |
| Q4 2021 | 4 | $598.0K |
| Q3 2021 | 735 | $22.0B |
| Q2 2021 | 775 | $22.8B |
| Q1 2021 | 786 | $21.1B |
Institutions, Q2 2021
Shares, value and share of portfolio for each institution holding Kansas City Southern; share changes are against Q1 2021.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Washington Trust Co | 34,656 | $9.82M | 0.28% | −23,607−40.5% | Reduced |
| Financial Counselors Inc | 34,517 | $9.78M | 0.21% | +490+1.4% | Added |
| Andra AP-fonden | 34,400 | $9.75M | 0.20% | −11,700−25.4% | Reduced |
| Royal London Asset Management Ltd | 34,353 | $9.73M | 0.04% | +34,353 | New |
| Rafferty Asset Management, LLC | 33,954 | $9.62M | 0.06% | +17,786+110.0% | Added |
| Mitsubishi UFJ Kokusai Asset Management Co., Ltd. | 33,931 | $9.62M | 0.05% | +3,679+12.2% | Added |
| Hendley & Co Inc | 33,792 | $9.58M | 3.20% | −275−0.8% | Reduced |
| Janney Montgomery Scott LLC | 33,739 | $9.56M | 0.04% | −72−0.2% | Reduced |
| Central Trust Co | 33,666 | $9.54M | 0.35% | −3,212−8.7% | Reduced |
| Retirement Systems of Alabama | 33,263 | $9.43M | 0.03% | −623−1.8% | Reduced |
| TD Asset Management Inc | 34,264 | $9.18M | 0.01% | −17,927−34.3% | Reduced |
| Oregon Public Employees Retirement Fund | 32,286 | $9.15M | 0.10% | +24,525+316.0% | Added |
| Treasurer of the State of North Carolina | 31,556 | $8.94M | 0.05% | −3,081−8.9% | Reduced |
| Ovata Capital Management Ltd | 31,343 | $8.88M | 4.27% | +18,025+135.3% | Added |
| Moneta Group Investment Advisors LLC | 30,751 | $8.71M | 0.40% | +30,751 | New |
| BNP Paribas Arbitrage, SA | 30,495 | $8.64M | 0.02% | −199,314−86.7% | Reduced |
| AQR Capital Management LLC | 30,273 | $8.58M | 0.01% | −55,990−64.9% | Reduced |
| Aviva PLC | 29,319 | $8.31M | 0.04% | −5,662−16.2% | Reduced |
| GPM Growth Investors, Inc. | 28,901 | $8.19M | 4.30% | −588−2.0% | Reduced |
| Klingenstein Fields & Co LP | 28,747 | $8.15M | 0.34% | 00.0% | Unchanged |
| Natixis Advisors, L.P. | 28,306 | $8.02M | 0.04% | +1,845+7.0% | Added |
| American International Group, Inc. | 28,179 | $7.99M | 0.03% | −263−0.9% | Reduced |
| Westpac Banking Corp | 27,203 | $7.71M | 0.08% | −47,810−63.7% | Reduced |
| Amalgamated Bank | 27,066 | $7.67M | 0.06% | +22,103+445.4% | Added |
| AXA S.A. | 26,399 | $7.48M | 0.02% | −146,771−84.8% | Reduced |
| Schwab Charitable Fund | 26,351 | $7.47M | 0.84% | −14,633−35.7% | Reduced |
| Montag A & Associates Inc | 26,324 | $7.46M | 0.40% | −7,613−22.4% | Reduced |
| Robeco Institutional Asset Management B.V. | 26,302 | $7.45M | 0.02% | −89,596−77.3% | Reduced |
| Commonwealth of Pennsylvania Public School Empls Retrmt Sys | 26,264 | $7.44M | 0.08% | +4,826+22.5% | Added |
| Crabel Capital Management, LLC | 25,838 | $7.32M | 1.51% | +12,609+95.3% | Added |
| Arizona State Retirement System | 25,678 | $7.28M | 0.06% | −1,310−4.9% | Reduced |
| QS Investors, LLC | 25,445 | $7.21M | 0.09% | +600+2.4% | Added |
| Weiss Asset Management LP | 25,348 | $7.18M | 0.20% | +25,348 | New |
| NN Investment Partners Holdings N.V. | 25,293 | $7.17M | 0.04% | −4,930−16.3% | Reduced |
| Guggenheim Capital LLC | 25,256 | $7.16M | 0.04% | +5,552+28.2% | Added |
| Oppenheimer & Co Inc | 25,109 | $7.12M | 0.13% | −981−3.8% | Reduced |
| Achmea Investment Management B.V. | 25,016 | $7.09M | 0.24% | −19,847−44.2% | Reduced |
| Alberta Investment Management Corp | 24,850 | $7.04M | 0.06% | +9,600+63.0% | Added |
| D.A. Davidson & Co. | 24,500 | $6.94M | 0.08% | −1,613−6.2% | Reduced |
| Prelude Capital Management, LLC | 24,337 | $6.90M | 0.38% | +24,337 | New |
| K2 Principal Fund, L.P. | 24,100 | $6.83M | 0.76% | +24,100 | New |
| Fifth Third Bancorp | 23,999 | $6.80M | 0.03% | −49−0.2% | Reduced |
| Keybank National Association | 23,364 | $6.62M | 0.03% | −12,075−34.1% | Reduced |
| State of Michigan Retirement System | 22,860 | $6.48M | 0.04% | +100+0.4% | Added |
| Redmond Asset Management, LLC | 22,155 | $6.28M | 1.84% | −161−0.7% | Reduced |
| Havens Advisors LLC | 22,000 | $6.23M | 4.95% | +20,996+2,091.2% | Added |
| GHP Investment Advisors, Inc. | 21,953 | $6.22M | 0.50% | +133+0.6% | Added |
| DnB Asset Management AS | 21,380 | $6.06M | 0.04% | +794+3.9% | Added |
| Edgestream Partners, L.P. | 21,324 | $6.04M | 0.36% | −19,387−47.6% | Reduced |
| MetLife Investment Management | 21,082 | $5.97M | 0.05% | −567−2.6% | Reduced |
| Shay Capital LLC | 20,750 | $5.88M | 1.39% | +20,750 | New |
| Williams Jones Wealth Management, LLC. | 20,485 | $5.80M | 0.08% | −671−3.2% | Reduced |
| Commerce Bank | 20,371 | $5.77M | 0.04% | −2,718−11.8% | Reduced |
| Redpoint Investment Management Pty Ltd | 20,327 | $5.76M | 0.47% | −3,193−13.6% | Reduced |
| CIBC World Markets Inc. | 20,147 | $5.71M | 0.02% | −2,067−9.3% | Reduced |
| Angelo Gordon & Co., L.P. | 20,000 | $5.67M | 0.66% | +20,000 | New |
| Boothbay Fund Management, LLC | 20,000 | $5.67M | 0.23% | +20,000 | New |
| Forsta Ap-Fonden | 19,900 | $5.64M | 0.07% | +600+3.1% | Added |
| Gulf International Bank (UK) Ltd | 19,233 | $5.45M | 0.07% | −255−1.3% | Reduced |
| DZ BANK AG Deutsche Zentral Genossenschafts Bank, Frankfurt am Main | 18,995 | $5.40M | 0.01% | −59,168−75.7% | Reduced |
| Storebrand Asset Management AS | 18,795 | $5.33M | 0.03% | +8,841+88.8% | Added |
| Skandinaviska Enskilda Banken AB (publ) | 18,729 | $5.31M | 0.03% | −2,192−10.5% | Reduced |
| Nomura Asset Management Co Ltd | 18,651 | $5.29M | 0.03% | +645+3.6% | Added |
| Swedbank AB | 18,599 | $5.27M | 0.01% | −204−1.1% | Reduced |
| LPL Financial LLC | 18,585 | $5.27M | 0.01% | +1,734+10.3% | Added |
| Fjarde Ap-Fonden /Fourth Swedish National Pension Fund | 18,524 | $5.25M | 0.05% | +600+3.3% | Added |
| Winton Group Ltd | 18,505 | $5.24M | 0.28% | +6,572+55.1% | Added |
| Korea Investment CORP | 18,200 | $5.16M | 0.01% | −3,600−16.5% | Reduced |
| Bardin Hill Management Partners LP | 17,769 | $5.04M | 0.89% | +17,769 | New |
| Centiva Capital, LP | 17,500 | $4.96M | 0.39% | −2,500−12.5% | Reduced |
| HighTower Advisors, LLC | 17,437 | $4.94M | 0.01% | −45,133−72.1% | Reduced |
| Utah Retirement Systems | 17,252 | $4.89M | 0.06% | −100−0.6% | Reduced |
| Gabelli Funds LLC | 17,100 | $4.85M | 0.03% | +900+5.6% | Added |
| Great Lakes Advisors, LLC | 17,057 | $4.83M | 0.07% | −19,163−52.9% | Reduced |
| British Columbia Investment Management Corp | 16,837 | $4.77M | 0.03% | +1,489+9.7% | Added |
| Nippon Life Global Investors Americas, Inc. | 16,600 | $4.70M | 0.23% | 00.0% | Unchanged |
| Point72 Hong Kong Ltd | 16,539 | $4.69M | 0.32% | +16,539 | New |
| Retirement Planning Group | 16,514 | $4.68M | 0.54% | 00.0% | Unchanged |
| Tower View Investment Management & Research LLC | 16,301 | $4.62M | 2.34% | −2,919−15.2% | Reduced |
| Allianz Asset Management GmbH | 16,239 | $4.60M | 0.00% | −217,200−93.0% | Reduced |
| State of Tennessee, Treasury Department | 16,197 | $4.59M | 0.02% | +42+0.3% | Added |
| Financial Partners Group, Inc | 16,038 | $4.54M | 1.17% | +14,796+1,191.3% | Added |
| US Bancorp | 15,983 | $4.53M | 0.01% | −13,462−45.7% | Reduced |
| Maverick Capital LtdSuperinvestorMaverick Capital | 15,872 | $4.50M | 0.04% | +9,180+137.2% | Added |
| Comerica Bank | 15,361 | $4.47M | 0.03% | −944−5.8% | Reduced |
| Jefferies Group LLC | 15,517 | $4.40M | 0.08% | +15,517 | New |
| Texas Permanent School Fund | 15,107 | $4.28M | 0.05% | −63−0.4% | Reduced |
| InterOcean Capital Group, LLC | 14,955 | $4.24M | 0.22% | −14,691−49.6% | Reduced |
| Swiss Life Asset Management Ltd | 14,950 | $4.24M | 0.06% | +14,950 | New |
| Marshall Wace North America L.P. | 14,697 | $4.17M | 0.02% | −48,693−76.8% | Reduced |
| Connor, Clark & Lunn Investment Management Ltd. | 14,537 | $4.12M | 0.02% | −187−1.3% | Reduced |
| Stonebridge Capital Management Inc | 14,491 | $4.11M | 1.49% | 00.0% | Unchanged |
| Mackay Shields LLC | 14,459 | $4.10M | 0.04% | −766−5.0% | Reduced |
| Public Sector Pension Investment Board | 14,257 | $4.04M | 0.03% | +5,660+65.8% | Added |
| Creative Planning | 14,073 | $3.99M | 0.01% | −4,114−22.6% | Reduced |
| Kellner Capital, LLC | 13,500 | $3.83M | 1.17% | +13,500 | New |
| Chase Investment Counsel Corp | 13,456 | $3.81M | 1.57% | −105−0.8% | Reduced |
| ProShare Advisors LLC | 13,056 | $3.70M | 0.01% | +1,254+10.6% | Added |
| Seven Eight Capital, LP | 13,047 | $3.70M | 0.52% | +13,047 | New |
| Fuller & Thaler Asset Management, Inc. | 12,976 | $3.68M | 0.02% | −465−3.5% | Reduced |