Kansas City Southern
KSUDelisted Dec 14, 2021- Industry
- Railroads, Line-Haul Operating
- SEC CIK
- 0000054480
Kansas City Southern was delisted on Dec 14, 2021; its insiders filed their last Form 4 on Dec 15, 2021; 735 institutions reported holding it in 13F filings for Q3 2021, worth $22.0B in total; 3 superinvestors held it, including Gates Foundation Trust and Maverick Capital.
13F holders, Q2 2021
Institutional positions in Kansas City Southern as of Jun 30, 2021. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 775
- −5 vs. Q1 2021
- Shares held
- 80.3M
- +1.11M (+1.4%) vs. Q1 2021
- Total value
- $22.8B
- +$1.86B (+8.9%) vs. Q1 2021
- New holders
- 110
- 195 more added
- Sold out
- 115
- 322 more reduced
6 institutions that held it in Q1 2021 haven't filed for Q2 2021 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q1 2021: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting KSU on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 1 | $294 |
| Q1 2026 | 2 | $1.13M |
| Q4 2025 | 1 | $294 |
| Q3 2025 | 1 | $294 |
| Q2 2025 | 1 | $294 |
| Q1 2025 | 1 | $294 |
| Q4 2024 | 2 | $483.3K |
| Q3 2024 | 1 | $294 |
| Q2 2024 | 1 | $294 |
| Q1 2024 | 1 | $294 |
| Q4 2023 | 1 | $294 |
| Q3 2023 | 1 | $294 |
| Q2 2023 | 1 | $294 |
| Q1 2023 | 1 | $294 |
| Q4 2022 | 1 | $294 |
| Q3 2022 | 1 | $0 |
| Q2 2022 | 1 | $0 |
| Q1 2022 | 2 | $1.46M |
| Q4 2021 | 4 | $598.0K |
| Q3 2021 | 735 | $22.0B |
| Q2 2021 | 775 | $22.8B |
| Q1 2021 | 786 | $21.1B |
Institutions, Q2 2021
Shares, value and share of portfolio for each institution holding Kansas City Southern; share changes are against Q1 2021.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Public Employees Retirement Association of Colorado | 12,832 | $3.64M | 0.02% | 00.0% | Unchanged |
| IFM Investors Pty Ltd | 12,730 | $3.61M | 0.07% | +1,526+13.6% | Added |
| Arabesque Asset Management Ltd | 12,566 | $3.56M | 1.51% | +11,032+719.2% | Added |
| Polar Asset Management Partners Inc. | 12,500 | $3.54M | 0.04% | +12,500 | New |
| First Republic Investment Management, Inc. | 12,407 | $3.52M | 0.01% | −535−4.1% | Reduced |
| Dai-Ichi Life Insurance Company, Ltd | 12,304 | $3.49M | 0.04% | 00.0% | Unchanged |
| Metropolitan Life Insurance Co | 12,127 | $3.44M | 0.05% | +1,024+9.2% | Added |
| RMB Capital Management, LLC | 12,075 | $3.42M | 0.11% | 00.0% | Unchanged |
| Mutual of America Capital Management LLC | 11,907 | $3.37M | 0.03% | −7,900−39.9% | Reduced |
| Teacher Retirement System of Texas | 11,759 | $3.33M | 0.02% | −397,152−97.1% | Reduced |
| Citizens Business Bank | 11,709 | $3.32M | 0.44% | −131−1.1% | Reduced |
| Macquarie Group Ltd | 11,642 | $3.30M | 0.00% | −52,857−82.0% | Reduced |
| Shell Asset Management Co | 11,367 | $3.22M | 0.06% | −3,476−23.4% | Reduced |
| Jennison Associates LLC | 11,229 | $3.18M | 0.00% | −34,206−75.3% | Reduced |
| Envestnet Asset Management Inc | 10,559 | $2.99M | 0.00% | −8,823−45.5% | Reduced |
| Bluefin Capital Management, LLC | 10,464 | $2.96M | 0.21% | −1,917−15.5% | Reduced |
| Raymond James Trust N.A. | 10,374 | $2.94M | 0.10% | −978−8.6% | Reduced |
| Privium Fund Management (UK) Ltd | 10,000 | $2.83M | 1.97% | +10,000 | New |
| Silphium Asset Management Ltd | 10,000 | $2.83M | 1.12% | +10,000 | New |
| Institute for Wealth Management, LLC. | 9,992 | $2.83M | 0.50% | −421−4.0% | Reduced |
| American Century Companies Inc | 9,623 | $2.73M | 0.00% | +1,514+18.7% | Added |
| Hartford Investment Management Co | 9,595 | $2.72M | 0.07% | −369−3.7% | Reduced |
| Advisor Group Holdings, Inc. | 9,526 | $2.70M | 0.01% | +1,785+23.1% | Added |
| Nissay Asset Management Corp | 9,418 | $2.67M | 0.02% | −293−3.0% | Reduced |
| Beacon Pointe Advisors, LLC | 9,352 | $2.65M | 0.09% | +9,352 | New |
| Exchange Traded Concepts, LLC | 9,302 | $2.64M | 0.08% | +9,302 | New |
| Jane Street Group, LLC | 9,277 | $2.63M | 0.01% | −19,389−67.6% | Reduced |
| Seascape Capital Management | 9,279 | $2.63M | 1.37% | −557−5.7% | Reduced |
| GAM Holding AG | 9,237 | $2.62M | 0.11% | +4,350+89.0% | Added |
| Nomura Holdings Inc | 9,204 | $2.61M | 0.02% | +1,231+15.4% | Added |
| Miller Howard Investments Inc | 8,970 | $2.54M | 0.10% | +394+4.6% | Added |
| Rockefeller Capital Management L.P. | 8,731 | $2.47M | 0.01% | +2,053+30.7% | Added |
| Wolverine Asset Management LLC | 8,662 | $2.45M | 0.02% | +2,000+30.0% | Added |
| Steward Partners Investment Advisory, LLC | 8,547 | $2.42M | 0.04% | −13,179−60.7% | Reduced |
| Tiedemann Advisors, LLC | 8,389 | $2.38M | 0.10% | −19−0.2% | Reduced |
| DF Dent & Co Inc | 8,390 | $2.38M | 0.03% | −2,057−19.7% | Reduced |
| Caption Management, LLC | 8,228 | $2.33M | 0.21% | +8,228 | New |
| CIBC Asset Management Inc | 8,151 | $2.31M | 0.01% | −263−3.1% | Reduced |
| APG Asset Management N.V. | 9,580 | $2.29M | 0.00% | −2,500−20.7% | Reduced |
| Truist Financial Corp | 7,975 | $2.26M | 0.00% | −327−3.9% | Reduced |
| SG Americas Securities, LLC | 7,969 | $2.26M | 0.01% | +463+6.2% | Added |
| Securian Asset Management, Inc | 7,912 | $2.24M | 0.05% | 00.0% | Unchanged |
| Banco Bilbao Vizcaya Argentaria, S.A. | 7,791 | $2.21M | 0.04% | −706−8.3% | Reduced |
| Everett Harris & Co | 7,703 | $2.18M | 0.03% | −425−5.2% | Reduced |
| Saturna Capital CORP | 7,615 | $2.16M | 0.04% | −7,000−47.9% | Reduced |
| Norinchukin Bank, The | 7,521 | $2.13M | 0.03% | −35−0.5% | Reduced |
| Xponance, Inc. | 7,484 | $2.12M | 0.04% | +3,591+92.2% | Added |
| ING Groep NV | 7,468 | $2.12M | 0.03% | +1,453+24.2% | Added |
| Quantbot Technologies LP | 7,444 | $2.11M | 0.17% | +7,444 | New |
| Verition Fund Management LLC | 7,425 | $2.10M | 0.03% | +7,425 | New |
| New England Research & Management, Inc. | 7,247 | $2.05M | 1.06% | −10−0.1% | Reduced |
| Wesbanco Bank Inc | 7,162 | $2.03M | 0.08% | −30,906−81.2% | Reduced |
| Teachers Retirement System of the State of Kentucky | 7,150 | $2.03M | 0.02% | 00.0% | Unchanged |
| Goelzer Investment Management, Inc. | 7,093 | $2.01M | 0.17% | +200+2.9% | Added |
| Maryland State Retirement & Pension System | 6,952 | $1.97M | 0.06% | 00.0% | Unchanged |
| DuPont Capital Management Corp | 6,870 | $1.95M | 0.05% | +9+0.1% | Added |
| Harbor Advisors LLC | 6,500 | $1.84M | 0.36% | 00.0% | Unchanged |
| Peregrine Capital Management LLC | 6,443 | $1.83M | 0.03% | −73−1.1% | Reduced |
| Panagora Asset Management Inc | 6,433 | $1.82M | 0.01% | −172−2.6% | Reduced |
| Patton Fund Management, Inc. | 6,435 | $1.82M | 0.96% | +6,435 | New |
| Covenant Asset Management, LLC | 6,415 | $1.82M | 0.54% | −6,634−50.8% | Reduced |
| Commonwealth Equity Services, LLC | 6,382 | $1.81M | 0.00% | −5,650−47.0% | Reduced |
| Wolverine Trading, LLC | 6,104 | $1.74M | 0.05% | −969−13.7% | Reduced |
| New Mexico Educational Retirement Board | 6,100 | $1.73M | 0.06% | +100+1.7% | Added |
| Supplemental Annuity Collective Trust of NJ | 6,000 | $1.70M | 0.55% | 00.0% | Unchanged |
| Sumitomo Mitsui DS Asset Management Company, Ltd | 5,803 | $1.64M | 0.04% | −281−4.6% | Reduced |
| Advisor Partners LLC | 5,796 | $1.64M | 0.11% | −148−2.5% | Reduced |
| Wealthfront Advisers LLC | 5,786 | $1.64M | 0.01% | +237+4.3% | Added |
| Meritage Portfolio Management | 5,780 | $1.64M | 0.10% | 00.0% | Unchanged |
| Louisiana State Employees Retirement System | 5,700 | $1.61M | 0.04% | +100+1.8% | Added |
| Eidelman Virant Capital | 5,700 | $1.61M | 0.63% | −1,000−14.9% | Reduced |
| Schroder Investment Management Group | 5,640 | $1.60M | 0.00% | −56,892−91.0% | Reduced |
| Country Club Trust Company, n.a. | 5,453 | $1.55M | 0.14% | +1,055+24.0% | Added |
| NorthCoast Asset Management LLC | 5,446 | $1.54M | 0.06% | −418−7.1% | Reduced |
| Sanders Morris Harris LLC | 5,324 | $1.51M | 0.29% | 00.0% | Unchanged |
| Cutter & CO Brokerage, Inc. | 5,315 | $1.51M | 0.35% | −125−2.3% | Reduced |
| Kentucky Retirement Systems | 5,295 | $1.50M | 0.07% | −31−0.6% | Reduced |
| Aft, Forsyth & Sober, LLC | 5,250 | $1.49M | 0.56% | 00.0% | Unchanged |
| Mackenzie Financial Corp | 5,141 | $1.46M | 0.00% | −195,208−97.4% | Reduced |
| Hancock Whitney Corp | 5,139 | $1.46M | 0.05% | +13+0.3% | Added |
| Pacer Advisors, Inc. | 5,068 | $1.44M | 0.02% | −1,294−20.3% | Reduced |
| Wellington Management Group LLP | 5,048 | $1.43M | 0.00% | −5,099−50.3% | Reduced |
| Daiwa Securities Group Inc. | 5,042 | $1.43M | 0.01% | −11,964−70.4% | Reduced |
| Fruth Investment Management | 5,033 | $1.43M | 0.43% | 00.0% | Unchanged |
| Crossmark Global Holdings, Inc. | 4,945 | $1.40M | 0.03% | +130+2.7% | Added |
| AMF Pensionsforsakring AB | 4,900 | $1.39M | 0.01% | −10,340−67.8% | Reduced |
| NuWave Investment Management, LLC | 4,885 | $1.38M | 1.54% | +4,885 | New |
| Nordea Investment Management AB | 4,854 | $1.38M | 0.00% | −221,909−97.9% | Reduced |
| Pacific Global Investment Management CO | 4,735 | $1.34M | 0.27% | −1,710−26.5% | Reduced |
| First Manhattan Co | 4,700 | $1.33M | 0.00% | −5,995−56.1% | Reduced |
| Johnson Investment Counsel Inc | 4,636 | $1.32M | 0.02% | 00.0% | Unchanged |
| Prime Capital Investment Advisors, LLC | 4,624 | $1.31M | 0.08% | +4,624 | New |
| Redwood Investment Management, LLC | 4,575 | $1.30M | 0.21% | +1,272+38.5% | Added |
| Van Eck Associates Corp | 4,386 | $1.24M | 0.00% | −72,277−94.3% | Reduced |
| Jump Financial, LLC | 4,291 | $1.22M | 0.12% | +4,291 | New |
| Veritable, L.P. | 4,249 | $1.20M | 0.02% | +36+0.9% | Added |
| Granite Investment Partners, LLC | 4,235 | $1.20M | 0.04% | 00.0% | Unchanged |
| O'Shaughnessy Asset Management, LLC | 4,205 | $1.19M | 0.02% | −22−0.5% | Reduced |
| GWM Advisors LLC | 4,201 | $1.19M | 0.03% | −573−12.0% | Reduced |
| Northwestern Mutual Investment Management Company, LLC | 4,129 | $1.17M | 0.02% | +10+0.2% | Added |