Guggenheim Active Allocation Fund
GUG- Exchange
- NYSE
- SEC CIK
- 0001864208
No open-market purchases or sales by Guggenheim Active Allocation Fund insiders were filed in the last 90 days; 46 institutions reported holding it in 13F filings for Q2 2026, worth $182.6M in total; no superinvestor holds it.
Open-market trades, last 90 days
Open-market purchases (P) and sales (S) by Guggenheim Active Allocation Fund insiders, counted by Form 4 filing. Trades with a flagged price and duplicate filings are left out.
- Open-market buys
- 0 filings
- Open-market sells
- 0 filings
- Insiders trading
- 0
- Net value
- $0
- Purchases minus sales
Insider roster
Directors, officers and 10% owners who have filed a Form 4 for Guggenheim Active Allocation Fund, current and former, most recent filer first. Last reported holding is the position after the last non-derivative trade in their latest filing.
| Name | Title | Last reported holding | Last filing | Filings, past year |
|---|---|---|---|---|
| Barnes Randall C | Director, Other: TRUSTEE | 62,322 | Mar 9, 2026 | 1 |
| Nyberg Ronald | Director, Other: TRUSTEE | 2,426 | Dec 19, 2025 | 1 |
| Toupin Ronald E Jr | Director, Other: TRUSTEE | 13,617 | Apr 1, 2025 | 0 |
| Brock-Kyle Angela | Director, Other: TRUSTEE | 3,356 | Sep 3, 2024 | 0 |
| Sponem Sandra G | Director, Other: TRUSTEE | 1,000 | Jun 9, 2022 | 0 |
Insider trades
Each row adds up one type of transaction in one Form 4 filing. Only open-market purchases (P) and sales (S) are shown by default; use the filters to see grants, option exercises and other codes.
| Filed (ET) | Trade date | Filing delay | Insider | Transaction | Shares | Avg price | Value | Holding change | Flags |
|---|---|---|---|---|---|---|---|---|---|
| Dec 8, 2023 (view filing) | Dec 7 | 1 day | Barnes Randall CDirector, Other: TRUSTEE | PPurchase | +7.72K | $14.12 | +$109.1K | +15.5%57.6K after | |
| Dec 11, 2023 (view filing) | Dec 8 | 3 days | Barnes Randall CDirector, Other: TRUSTEE | PPurchase | +2.00K | $14.07 | +$28.1K | +3.5%59.6K after | |
| Dec 13, 2023 (view filing) | Dec 13 | Same day | Barnes Randall CDirector, Other: TRUSTEE | PPurchase | +5.88K | $13.92 | +$81.8K | +9.9%65.4K after | |
| Dec 29, 2023 (view filing) | Dec 29 | Same day | Toupin Ronald E JrDirector, Other: TRUSTEE | PPurchase | +200 | $14.67 | +$2.93K | +1.9%10.6K after | |
| Jan 30, 2024 (view filing) | Jan 30 | Same day | Barnes Randall CDirector, Other: TRUSTEE | PPurchase | +385 | $14.50 | +$5.58K | +0.6%65.8K after | |
| Apr 1, 2024 (view filing) | Apr 1 | Same day | Toupin Ronald E JrDirector, Other: TRUSTEE | PPurchase | +194 | $14.65 | +$2.84K | +1.8%11.0K after | |
| Sep 3, 2024 (view filing) | Sep 3 | Same day | Brock-Kyle AngelaDirector, Other: TRUSTEE | PPurchase | +909.43 | $15.94 | +$14.5K | +37.2%3.36K after | 3 lots |
| Oct 4, 2024 (view filing) | Oct 3 | 1 day | Barnes Randall CDirector, Other: TRUSTEE | SSale | −500 | $16.45 | −$8.22K | −0.8%65.3K after | |
| Apr 1, 2025 (view filing) | Apr 1 | Same day | Toupin Ronald E JrDirector, Other: TRUSTEE | PPurchase | +1.50K | $15.10 | +$22.6K | +12.4%13.6K after | |
| May 8, 2025 (view filing) | May 5 | 3 daysLate | Nyberg RonaldDirector, Other: TRUSTEE | PPurchase | +1.30K | $15.15 | +$19.8K | +163.1%2.10K after | |
| Dec 19, 2025 (view filing) | Dec 18 | 1 day | Nyberg RonaldDirector, Other: TRUSTEE | PPurchase | +321 | $15.53 | +$4.99K | +15.2%2.43K after | |
| Mar 9, 2026 (view filing) | Mar 6 | 3 days | Barnes Randall CDirector, Other: TRUSTEE | SSale | −3.00K | $15.85 | −$47.5K | −4.6%62.3K after |