Guggenheim Active Allocation Fund
GUG- Exchange
- NYSE
- SEC CIK
- 0001864208
No open-market purchases or sales by Guggenheim Active Allocation Fund insiders were filed in the last 90 days; 46 institutions reported holding it in 13F filings for Q2 2026, worth $182.6M in total; no superinvestor holds it.
Q3 2025 vs. Q2 2025
How the institutions holding Guggenheim Active Allocation Fund changed between Q2 2025 and Q3 2025.
All holders in Q3 2025All holders in Q2 2025
| Measure | Q2 2025 | Q3 2025 | Change |
|---|---|---|---|
| Holders | 49 | 51 | +2 |
| Shares | 10.3M | 10.5M | +142.0K (+1.4%) |
| Value | $161.3M | $163.1M | +$1.81M (+1.1%) |
New holders (5)
Institutions that held Guggenheim Active Allocation Fund at the end of Q3 2025 but not at the end of Q2 2025.
| Institution | Shares | Value | % of portfolio |
|---|---|---|---|
| Pensionmark Financial Group, LLC | 30,156 | $470.4K | 0.01% |
| Creative Planning | 13,900 | $216.8K | 0.00% |
| Noble Wealth Management PBC | 2,700 | $42.1K | 0.02% |
| Morse Asset Management, Inc | 1,310 | $20.4K | 0.00% |
| GWM Advisors LLC | 150 | $2.34K | 0.00% |
Sold out (3)
Institutions that held Guggenheim Active Allocation Fund at the end of Q2 2025 and filed for Q3 2025 without it.
| Institution | Shares, Q2 2025 | Value, Q2 2025 |
|---|---|---|
| HighTower Advisors, LLC | 28,645 | $448.0K |
| Northwestern Mutual Wealth Management Co | 1,518 | $23.7K |
| Elequin Capital LP | 808 | $12.6K |