Guggenheim Active Allocation Fund
GUG- Exchange
- NYSE
- SEC CIK
- 0001864208
No open-market purchases or sales by Guggenheim Active Allocation Fund insiders were filed in the last 90 days; 46 institutions reported holding it in 13F filings for Q2 2026, worth $182.6M in total; no superinvestor holds it.
Q3 2022 vs. Q2 2022
How the institutions holding Guggenheim Active Allocation Fund changed between Q2 2022 and Q3 2022.
All holders in Q3 2022All holders in Q2 2022
| Measure | Q2 2022 | Of which not filed for Q3 2022 | Q3 2022 | Change |
|---|---|---|---|---|
| Holders | 22 | 1 | 30 | +9 |
| Shares | 4.93M | 21.4K | 5.55M | +644.3K (+13.1%) |
| Value | $70.0M | $304.0K | $71.5M | +$1.84M (+2.6%) |
1 institution that held it in Q2 2022 haven't filed for Q3 2022 yet. Not filing isn't selling, so the changes leave them out.
New holders (10)
Institutions that held Guggenheim Active Allocation Fund at the end of Q3 2022 but not at the end of Q2 2022.
| Institution | Shares | Value | % of portfolio |
|---|---|---|---|
| Penserra Capital Management LLC | 396,732 | $5.11M | 0.14% |
| Relative Value Partners Group, LLC | 71,857 | $926.0K | 0.08% |
| Saba Capital Management, L.P. | 46,189 | $595.0K | 0.01% |
| Millennium Management LLC | 45,666 | $589.0K | 0.00% |
| Journey Strategic Wealth LLC | 11,068 | $143.0K | 0.02% |
| Jane Street Group, LLC | 10,139 | $131.0K | 0.00% |
| Prosperity Consulting Group, LLC | 10,000 | $129.0K | 0.11% |
| Rockefeller Capital Management L.P. | 7,500 | $96.0K | 0.00% |
| Advisor Group Holdings, Inc. | 4,420 | $57.0K | 0.00% |
| Trust Co of Vermont | 1,250 | $16.0K | 0.00% |
Sold out (1)
Institutions that held Guggenheim Active Allocation Fund at the end of Q2 2022 and filed for Q3 2022 without it.
| Institution | Shares, Q2 2022 | Value, Q2 2022 |
|---|---|---|
| Almitas Capital LLC | 103,464 | $1.47M |
Not filed for Q3 2022 yet (1)
Institutions that held Guggenheim Active Allocation Fund at the end of Q2 2022 and haven't filed a 13F for Q3 2022. Not filing isn't selling, so they aren't counted as sold out.
| Institution | Shares, Q2 2022 | Value, Q2 2022 |
|---|---|---|
| B. Riley Wealth Management, Inc. | 21,374 | $304.0K |