Earthstone Energy Inc
ESTEDelisted Nov 1, 2023- Industry
- Crude Petroleum & Natural Gas
- SEC CIK
- 0000010254
Earthstone Energy Inc was delisted on Nov 1, 2023; its insiders filed their last Form 4 on Nov 3, 2023; 172 institutions reported holding it in 13F filings for Q3 2023, worth $1.91B in total; no superinvestor held it.
13F holders, Q4 2022
Institutional positions in Earthstone Energy Inc as of Dec 31, 2022. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 177
- −12 vs. Q3 2022
- Shares held
- 95.2M
- +10.6M (+12.5%) vs. Q3 2022
- Total value
- $1.35B
- +$312.0M (+29.9%) vs. Q3 2022
- New holders
- 25
- 57 more added
- Sold out
- 37
- 63 more reduced
3 institutions that held it in Q3 2022 haven't filed for Q4 2022 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q3 2022: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting ESTE on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 1 | $21 |
| Q1 2026 | 1 | $21 |
| Q4 2025 | 1 | $21 |
| Q3 2025 | 1 | $21 |
| Q2 2025 | 1 | $21 |
| Q1 2025 | 1 | $21 |
| Q4 2024 | 1 | $21 |
| Q3 2024 | 1 | $21 |
| Q2 2024 | 1 | $21 |
| Q1 2024 | 1 | $21 |
| Q4 2023 | 2 | $5.02K |
| Q3 2023 | 172 | $1.91B |
| Q2 2023 | 167 | $1.40B |
| Q1 2023 | 170 | $1.23B |
| Q4 2022 | 177 | $1.35B |
| Q3 2022 | 192 | $1.04B |
| Q2 2022 | 166 | $888.7M |
| Q1 2022 | 149 | $697.1M |
| Q4 2021 | 110 | $368.2M |
| Q3 2021 | 100 | $283.4M |
| Q2 2021 | 91 | $343.0M |
| Q1 2021 | 82 | $215.5M |
Institutions, Q4 2022
Shares, value and share of portfolio for each institution holding Earthstone Energy Inc; share changes are against Q3 2022.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Boston Partners | 51,072 | $726.8K | 0.00% | −11,056−17.8% | Reduced |
| GWM Advisors LLC | 54,396 | $758.5K | 0.02% | −1,309−2.3% | Reduced |
| Phocas Financial Corp. | 55,198 | $785.0K | 0.11% | 00.0% | Unchanged |
| Rhumbline Advisers | 57,025 | $811.0K | 0.00% | +1,096+2.0% | Added |
| California State Teachers Retirement System | 58,638 | $834.4K | 0.00% | +3,501+6.3% | Added |
| Icon Wealth Advisors, LLC | 60,000 | $853.8K | 0.10% | +50,000+500.0% | Added |
| Credit Suisse AG | 62,849 | $894.3K | 0.00% | −232,773−78.7% | Reduced |
| Lazard Asset Management LLC | 64,019 | $910.0K | 0.00% | −137−0.2% | Reduced |
| Diametric Capital, LP | 64,110 | $912.3K | 0.44% | −20,202−24.0% | Reduced |
| HRT Financial LP | 66,580 | $947.0K | 0.01% | −139,320−67.7% | Reduced |
| DRW Securities, LLC | 67,000 | $953.0K | 0.19% | +67,000 | New |
| Los Angeles Capital Management LLC | 68,852 | $979.8K | 0.00% | −49,586−41.9% | Reduced |
| Victory Capital Management Inc | 69,323 | $986.5K | 0.00% | +69,323 | New |
| AQR Capital Management LLC | 71,371 | $1.02M | 0.00% | −36,436−33.8% | Reduced |
| US Bancorp | 71,664 | $1.02M | 0.00% | −17,721−19.8% | Reduced |
| Cambria Investment Management, L.P. | 79,976 | $1.14M | 0.10% | +30,760+62.5% | Added |
| Prudential Financial Inc | 81,041 | $1.15M | 0.00% | −29,450−26.7% | Reduced |
| Pinnacle Holdings, LLC | 84,403 | $1.20M | 0.54% | −2,083−2.4% | Reduced |
| Outfitter Financial LLC | 86,000 | $1.22M | 1.11% | 00.0% | Unchanged |
| Black Swift Group, LLC | 95,000 | $1.35M | 0.54% | −116,500−55.1% | Reduced |
| Wolverine Asset Management LLC | 101,429 | $1.44M | 0.02% | +44,000+76.6% | Added |
| CoreCommodity Management, LLC | 113,004 | $1.61M | 0.50% | +113,004 | New |
| Bank of Montreal | 113,429 | $1.61M | 0.00% | +106,508+1,538.9% | Added |
| Swiss National Bank | 114,500 | $1.63M | 0.00% | +11,300+10.9% | Added |
| Trexquant Investment LP | 115,033 | $1.64M | 0.05% | +115,033 | New |
| Oberweis Asset Management Inc | 128,800 | $1.83M | 0.39% | +24,200+23.1% | Added |
| Two Sigma Advisers, LP | 131,900 | $1.88M | 0.01% | +49,700+60.5% | Added |
| Monarch Partners Asset Management LLC | 153,901 | $2.19M | 0.65% | +153,901 | New |
| JPMorgan Chase & Co | 168,027 | $2.39M | 0.00% | +143,320+580.1% | Added |
| Bank of Nova Scotia | 179,511 | $2.55M | 0.01% | +179,511 | New |
| Fisher Asset Management, LLC | 221,224 | $3.15M | 0.00% | +690+0.3% | Added |
| First Eagle Investment Management, LLC | 231,029 | $3.29M | 0.01% | −13,300−5.4% | Reduced |
| SEI Investments Co | 255,268 | $3.63M | 0.01% | +29,605+13.1% | Added |
| Ameriprise Financial Inc | 267,039 | $3.80M | 0.00% | +32,837+14.0% | Added |
| Connor, Clark & Lunn Investment Management Ltd. | 286,322 | $4.07M | 0.02% | −153,545−34.9% | Reduced |
| Charles Schwab Investment Management Inc | 293,909 | $4.18M | 0.00% | +4,895+1.7% | Added |
| Citigroup Inc | 314,926 | $4.48M | 0.01% | +85,934+37.5% | Added |
| Van Den Berg Management I, Inc | 319,368 | $4.54M | 1.69% | −143,132−30.9% | Reduced |
| Rothschild & Co Asset Management US Inc. | 332,535 | $4.73M | 0.07% | −1,338−0.4% | Reduced |
| Squarepoint Ops LLC | 333,185 | $4.74M | 0.03% | −24,926−7.0% | Reduced |
| Moody Aldrich Partners LLC | 338,559 | $4.82M | 0.98% | −161,621−32.3% | Reduced |
| Morgan Stanley | 403,242 | $5.74M | 0.00% | +6,427+1.6% | Added |
| Point72 Asset Management, L.P. | 408,476 | $5.81M | 0.02% | +377,376+1,213.4% | Added |
| Bank of New York Mellon Corp | 409,032 | $5.82M | 0.00% | +52,170+14.6% | Added |
| Ontario Teachers Pension Plan Board | 409,400 | $5.83M | 0.06% | −379,718−48.1% | Reduced |
| Rafferty Asset Management, LLC | 426,319 | $6.07M | 0.05% | +90,956+27.1% | Added |
| Russell Investments Group, Ltd. | 482,440 | $6.87M | 0.01% | −171,089−26.2% | Reduced |
| Citadel Advisors LLC | 482,934 | $6.87M | 0.01% | +448,449+1,300.4% | Added |
| Northern Trust Corp | 487,038 | $6.93M | 0.00% | −9,416−1.9% | Reduced |
| Two Sigma Investments, LP | 495,081 | $7.05M | 0.02% | +53,721+12.2% | Added |
| Smith, Graham & Co., Investment Advisors, LP | 541,002 | $7.70M | 0.94% | −1,733−0.3% | Reduced |
| Goldman Sachs Group Inc | 578,508 | $8.23M | 0.00% | +254,141+78.3% | Added |
| New York State Common Retirement Fund | 665,962 | $9.48M | 0.01% | −119,094−15.2% | Reduced |
| Bank of America Corp | 701,541 | $9.98M | 0.00% | +67,849+10.7% | Added |
| Geode Capital Management, LLC | 742,006 | $10.6M | 0.00% | +29,068+4.1% | Added |
| Redwood Investments, LLC | 758,579 | $10.8M | 1.45% | −17,494−2.3% | Reduced |
| Penn Capital Management Co Inc | 763,357 | $10.9M | 1.11% | −134,408−15.0% | Reduced |
| GW&K Investment Management, LLC | 773,925 | $11.0M | 0.11% | −12,054−1.5% | Reduced |
| First Trust Advisors LP | 807,799 | $11.5M | 0.01% | +403,641+99.9% | Added |
| Royce & Associates LP | 823,638 | $11.7M | 0.12% | +8,300+1.0% | Added |
| Susquehanna International Group, LLP | 854,394 | $12.2M | 0.02% | +310,211+57.0% | Added |
| Saba Capital Management, L.P. | 1,075,600 | $15.3M | 0.26% | 00.0% | Unchanged |
| Dimensional Fund Advisors LP | 1,659,871 | $23.6M | 0.01% | −233,502−12.3% | Reduced |
| Millennium Management LLC | 1,668,651 | $23.7M | 0.03% | +906,847+119.0% | Added |
| William Blair Investment Management, LLC | 1,758,439 | $25.0M | 0.10% | +239,189+15.7% | Added |
| American Century Companies Inc | 2,104,880 | $30.0M | 0.02% | +569,102+37.1% | Added |
| Encap Energy Capital Fund VIII, L.P. | 2,303,000 | $32.8M | 21.55% | 00.0% | Unchanged |
| Macquarie Group Ltd | 2,687,455 | $38.2M | 0.05% | +521,024+24.0% | Added |
| Ranger Investment Management, L.P. | 2,869,109 | $40.8M | 3.03% | +87,645+3.2% | Added |
| BlackRock Inc. | 2,970,452 | $42.3M | 0.00% | +169,420+6.0% | Added |
| Vanguard Group Inc | 3,213,268 | $45.7M | 0.00% | +388,161+13.7% | Added |
| OnyxPoint Global Management LP | 5,463,218 | $77.7M | 60.23% | +5,463,218 | New |
| State Street Corp | 5,674,136 | $80.7M | 0.00% | +1,026,258+22.1% | Added |
| Post Oak Energy Holdings, LLC | 11,167,213 | $158.9M | 54.48% | +11,167,213 | New |
| Warburg Pincus LLC | 11,379,134 | $161.9M | 10.00% | −6,750,000−37.2% | Reduced |
| EnCap Energy Capital Fund XI, L.P. | 19,819,820 | $282.0M | 100.00% | 00.0% | Unchanged |
| Pathstone Family Office, LLC | 3,000 | – | – | +3,000 | New |
| G.F.W. Energy XII, L.P. | 0 | $0 | 0.00% | −957,108−100.0% | Sold out |
| Caas Capital Management LP | 0 | $0 | 0.00% | −271,600−100.0% | Sold out |
| ExodusPoint Capital Management, LP | 0 | $0 | 0.00% | −247,561−100.0% | Sold out |
| Arrowstreet Capital, Limited Partnership | 0 | $0 | 0.00% | −238,835−100.0% | Sold out |
| BlueCrest Capital Management Ltd | 0 | $0 | 0.00% | −190,575−100.0% | Sold out |
| Marshall Wace, LLP | 0 | $0 | 0.00% | −181,963−100.0% | Sold out |
| Sanders Morris Harris LLC | 0 | $0 | 0.00% | −152,300−100.0% | Sold out |
| Aventail Capital Group, LP | 0 | $0 | 0.00% | −100,000−100.0% | Sold out |
| Group One Trading, L.P. | 0 | $0 | 0.00% | −85,947−100.0% | Sold out |
| Occudo Quantitative Strategies LP | 0 | $0 | 0.00% | −81,606−100.0% | Sold out |
| Jackson Creek Investment Advisors LLC | 0 | $0 | 0.00% | −76,279−100.0% | Sold out |
| Quantedge Capital Pte Ltd | 0 | $0 | 0.00% | −66,900−100.0% | Sold out |
| Denali Advisors LLC | 0 | $0 | 0.00% | −61,538−100.0% | Sold out |
| Man Group plc | 0 | $0 | 0.00% | −52,877−100.0% | Sold out |
| AE Wealth Management LLC | 0 | $0 | 0.00% | −48,974−100.0% | Sold out |
| Alpha DNA Investment Management LLC | 0 | $0 | 0.00% | −48,725−100.0% | Sold out |
| Voloridge Investment Management, LLC | 0 | $0 | 0.00% | −44,141−100.0% | Sold out |
| Cipher Capital LP | 0 | $0 | 0.00% | −40,676−100.0% | Sold out |
| ClariVest Asset Management LLC | 0 | $0 | 0.00% | −37,451−100.0% | Sold out |
| D. E. Shaw & Co., Inc. | 0 | $0 | 0.00% | −32,748−100.0% | Sold out |
| Capital World Investors | 0 | $0 | 0.00% | −32,349−100.0% | Sold out |
| Teacher Retirement System of Texas | 0 | $0 | 0.00% | −31,728−100.0% | Sold out |
| Simplex Trading, LLC | 0 | $0 | 0.00% | −29,729−100.0% | Sold out |