Earthstone Energy Inc
ESTEDelisted Nov 1, 2023- Industry
- Crude Petroleum & Natural Gas
- SEC CIK
- 0000010254
Earthstone Energy Inc was delisted on Nov 1, 2023; its insiders filed their last Form 4 on Nov 3, 2023; 172 institutions reported holding it in 13F filings for Q3 2023, worth $1.91B in total; no superinvestor held it.
13F holders, Q3 2022
Institutional positions in Earthstone Energy Inc as of Sep 30, 2022. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 192
- +26 vs. Q2 2022
- Shares held
- 84.7M
- +19.6M (+30.2%) vs. Q2 2022
- Total value
- $1.04B
- +$155.2M (+17.5%) vs. Q2 2022
- New holders
- 47
- 66 more added
- Sold out
- 21
- 58 more reduced
Compare with Q2 2022: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting ESTE on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 1 | $21 |
| Q1 2026 | 1 | $21 |
| Q4 2025 | 1 | $21 |
| Q3 2025 | 1 | $21 |
| Q2 2025 | 1 | $21 |
| Q1 2025 | 1 | $21 |
| Q4 2024 | 1 | $21 |
| Q3 2024 | 1 | $21 |
| Q2 2024 | 1 | $21 |
| Q1 2024 | 1 | $21 |
| Q4 2023 | 2 | $5.02K |
| Q3 2023 | 172 | $1.91B |
| Q2 2023 | 167 | $1.40B |
| Q1 2023 | 170 | $1.23B |
| Q4 2022 | 177 | $1.35B |
| Q3 2022 | 192 | $1.04B |
| Q2 2022 | 166 | $888.7M |
| Q1 2022 | 149 | $697.1M |
| Q4 2021 | 110 | $368.2M |
| Q3 2021 | 100 | $283.4M |
| Q2 2021 | 91 | $343.0M |
| Q1 2021 | 82 | $215.5M |
Institutions, Q3 2022
Shares, value and share of portfolio for each institution holding Earthstone Energy Inc; share changes are against Q2 2022.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Quantbot Technologies LP | 41,833 | $515.0K | 0.04% | +41,833 | New |
| Versor Investments LP | 41,980 | $517.0K | 0.03% | +27,280+185.6% | Added |
| Verition Fund Management LLC | 43,738 | $539.0K | 0.01% | −6,018−12.1% | Reduced |
| Voloridge Investment Management, LLC | 44,141 | $544.0K | 0.00% | +22,125+100.5% | Added |
| Alliancebernstein L.P. | 45,200 | $557.0K | 0.00% | 00.0% | Unchanged |
| Heritage Investors Management Corp | 47,256 | $582.0K | 0.03% | 00.0% | Unchanged |
| Alpha DNA Investment Management LLC | 48,725 | $600.0K | 0.52% | −17,458−26.4% | Reduced |
| AE Wealth Management LLC | 48,974 | $603.0K | 0.00% | +15,778+47.5% | Added |
| Cambria Investment Management, L.P. | 49,216 | $606.0K | 0.07% | +22,301+82.9% | Added |
| Man Group plc | 52,877 | $652.0K | 0.00% | – | – |
| California State Teachers Retirement System | 55,137 | $679.0K | 0.00% | +2,111+4.0% | Added |
| Phocas Financial Corp. | 55,198 | $680.0K | 0.11% | 00.0% | Unchanged |
| GWM Advisors LLC | 55,705 | $686.0K | 0.01% | −14,682−20.9% | Reduced |
| Rhumbline Advisers | 55,929 | $689.0K | 0.00% | +6,012+12.0% | Added |
| Wolverine Asset Management LLC | 57,429 | $707.0K | 0.01% | 00.0% | Unchanged |
| Denali Advisors LLC | 61,538 | $758.0K | 0.36% | −64,900−51.3% | Reduced |
| Boston Partners | 62,128 | $765.0K | 0.00% | +39,641+176.3% | Added |
| Lazard Asset Management LLC | 64,156 | $790.0K | 0.00% | +64,156 | New |
| Glenmede Trust Co NA | 66,937 | $824.0K | 0.01% | −350−0.5% | Reduced |
| Quantedge Capital Pte Ltd | 66,900 | $824.0K | 0.25% | +66,900 | New |
| Jane Street Group, LLC | 71,073 | $876.0K | 0.00% | −50,026−41.3% | Reduced |
| Jackson Creek Investment Advisors LLC | 76,279 | $940.0K | 0.44% | −116−0.2% | Reduced |
| Walthausen & Co., LLC | 77,600 | $956.0K | 0.80% | −15,740−16.9% | Reduced |
| Occudo Quantitative Strategies LP | 81,606 | $1.00M | 0.08% | −8,856−9.8% | Reduced |
| Two Sigma Advisers, LP | 82,200 | $1.01M | 0.00% | −24,900−23.2% | Reduced |
| Diametric Capital, LP | 84,312 | $1.04M | 0.52% | +42,322+100.8% | Added |
| Group One Trading, L.P. | 85,947 | $1.06M | 0.03% | +10,149+13.4% | Added |
| Outfitter Financial LLC | 86,000 | $1.06M | 1.04% | −1,400−1.6% | Reduced |
| Pinnacle Holdings, LLC | 86,486 | $1.07M | 0.50% | +2,615+3.1% | Added |
| US Bancorp | 89,385 | $1.10M | 0.00% | +239+0.3% | Added |
| Aventail Capital Group, LP | 100,000 | $1.23M | 0.09% | +100,000 | New |
| Swiss National Bank | 103,200 | $1.27M | 0.00% | +8,200+8.6% | Added |
| Oberweis Asset Management Inc | 104,600 | $1.29M | 0.30% | +20,800+24.8% | Added |
| AQR Capital Management LLC | 107,807 | $1.33M | 0.00% | +81,304+306.8% | Added |
| Prudential Financial Inc | 110,491 | $1.35M | 0.00% | −1,811−1.6% | Reduced |
| Balyasny Asset Management LLC | 115,558 | $1.42M | 0.01% | +77,702+205.3% | Added |
| Los Angeles Capital Management LLC | 118,438 | $1.46M | 0.01% | 00.0% | Unchanged |
| Sanders Morris Harris LLC | 152,300 | $1.88M | 0.46% | 00.0% | Unchanged |
| Marshall Wace, LLP | 181,963 | $2.24M | 0.01% | +181,963 | New |
| Schonfeld Strategic Advisors LLC | 190,000 | $2.34M | 0.02% | +122,400+181.1% | Added |
| BlueCrest Capital Management Ltd | 190,575 | $2.35M | 0.23% | +53,673+39.2% | Added |
| HRT Financial LP | 205,900 | $2.54M | 0.03% | +205,900 | New |
| Black Swift Group, LLC | 211,500 | $2.60M | 1.28% | +48,456+29.7% | Added |
| Fisher Asset Management, LLC | 220,534 | $2.72M | 0.00% | −14,791−6.3% | Reduced |
| SEI Investments Co | 225,663 | $2.78M | 0.01% | −211,116−48.3% | Reduced |
| Citigroup Inc | 228,992 | $2.82M | 0.00% | +151,232+194.5% | Added |
| Ameriprise Financial Inc | 234,202 | $2.89M | 0.00% | −11,172−4.6% | Reduced |
| Arrowstreet Capital, Limited Partnership | 238,835 | $2.94M | 0.00% | +238,835 | New |
| First Eagle Investment Management, LLC | 244,329 | $3.01M | 0.01% | +42,422+21.0% | Added |
| ExodusPoint Capital Management, LP | 247,561 | $3.05M | 0.04% | +247,561 | New |
| Caas Capital Management LP | 271,600 | $3.35M | 0.44% | +271,600 | New |
| Charles Schwab Investment Management Inc | 289,014 | $3.56M | 0.00% | +173,500+150.2% | Added |
| Credit Suisse AG | 295,622 | $3.64M | 0.00% | +147,609+99.7% | Added |
| Goldman Sachs Group Inc | 324,367 | $4.00M | 0.00% | +107,675+49.7% | Added |
| Rothschild & Co Asset Management US Inc. | 333,873 | $4.11M | 0.07% | −484,389−59.2% | Reduced |
| Rafferty Asset Management, LLC | 335,363 | $4.13M | 0.04% | +115,042+52.2% | Added |
| Bank of New York Mellon Corp | 356,862 | $4.40M | 0.00% | −18,323−4.9% | Reduced |
| Squarepoint Ops LLC | 358,111 | $4.41M | 0.04% | +336,114+1,528.0% | Added |
| Morgan Stanley | 396,815 | $4.89M | 0.00% | −68,644−14.7% | Reduced |
| First Trust Advisors LP | 404,158 | $4.98M | 0.01% | +170,225+72.8% | Added |
| Cubist Systematic Strategies, LLC | 428,680 | $5.28M | 0.04% | +235,531+121.9% | Added |
| Connor, Clark & Lunn Investment Management Ltd. | 439,867 | $5.42M | 0.04% | −57,556−11.6% | Reduced |
| Two Sigma Investments, LP | 441,360 | $5.44M | 0.02% | −56,718−11.4% | Reduced |
| Van Den Berg Management I, Inc | 462,500 | $5.70M | 1.69% | −4,498−1.0% | Reduced |
| Northern Trust Corp | 496,454 | $6.12M | 0.00% | −14,648−2.9% | Reduced |
| Moody Aldrich Partners LLC | 500,180 | $6.16M | 1.27% | −1,009−0.2% | Reduced |
| Invesco Ltd. | 524,961 | $6.47M | 0.00% | −77,626−12.9% | Reduced |
| Smith, Graham & Co., Investment Advisors, LP | 542,735 | $6.69M | 0.89% | +542,735 | New |
| Susquehanna International Group, LLP | 544,183 | $6.70M | 0.01% | +181,343+50.0% | Added |
| Bank of America Corp | 633,692 | $7.81M | 0.00% | +379,804+149.6% | Added |
| Russell Investments Group, Ltd. | 653,529 | $8.05M | 0.02% | +271,191+70.9% | Added |
| Geode Capital Management, LLC | 712,938 | $8.78M | 0.00% | −106,711−13.0% | Reduced |
| Millennium Management LLC | 761,804 | $9.38M | 0.01% | +761,804 | New |
| Redwood Investments, LLC | 776,073 | $9.56M | 1.28% | +119,734+18.2% | Added |
| New York State Common Retirement Fund | 785,056 | $9.67M | 0.01% | −62,754−7.4% | Reduced |
| GW&K Investment Management, LLC | 785,979 | $9.68M | 0.11% | −30,467−3.7% | Reduced |
| Ontario Teachers Pension Plan Board | 789,118 | $9.72M | 0.14% | −2,660,581−77.1% | Reduced |
| Royce & Associates LP | 815,338 | $10.0M | 0.11% | −4000.0% | Reduced |
| Penn Capital Management Co Inc | 897,765 | $11.1M | 1.24% | −72,151−7.4% | Reduced |
| G.F.W. Energy XII, L.P. | 957,108 | $11.8M | 14.92% | +957,108 | New |
| Saba Capital Management, L.P. | 1,075,600 | $13.3M | 0.18% | +853,984+385.3% | Added |
| William Blair Investment Management, LLC | 1,519,250 | $18.7M | 0.07% | −37,359−2.4% | Reduced |
| American Century Companies Inc | 1,535,778 | $18.9M | 0.02% | +274,522+21.8% | Added |
| Dimensional Fund Advisors LP | 1,893,373 | $23.3M | 0.01% | −23,847−1.2% | Reduced |
| Macquarie Group Ltd | 2,166,431 | $26.7M | 0.03% | +301,514+16.2% | Added |
| Encap Energy Capital Fund VIII, L.P. | 2,303,000 | $28.4M | 17.42% | 00.0% | Unchanged |
| Ranger Investment Management, L.P. | 2,781,464 | $34.3M | 2.69% | +961,931+52.9% | Added |
| BlackRock Inc. | 2,801,032 | $34.5M | 0.00% | +6,651+0.2% | Added |
| Vanguard Group Inc | 2,825,107 | $34.8M | 0.00% | +361,820+14.7% | Added |
| State Street Corp | 4,647,878 | $57.3M | 0.00% | +1,700,249+57.7% | Added |
| Warburg Pincus LLC | 18,129,134 | $223.4M | 14.67% | −5,252,337−22.5% | Reduced |
| EnCap Energy Capital Fund XI, L.P. | 19,819,820 | $244.2M | 100.00% | +19,819,820 | New |
| Weiss Multi-Strategy Advisers LLC | 0 | $0 | 0.00% | −350,000−100.0% | Sold out |
| Bridgeway Capital Management, LLC | 0 | $0 | 0.00% | −341,055−100.0% | Sold out |
| EAM Investors, LLC | 0 | $0 | 0.00% | −141,111−100.0% | Sold out |
| EAM Global Investors LLC | 0 | $0 | 0.00% | −115,359−100.0% | Sold out |
| Monarch Partners Asset Management LLC | 0 | $0 | 0.00% | −51,129−100.0% | Sold out |
| APG Asset Management N.V. | 0 | $0 | 0.00% | −38,200−100.0% | Sold out |
| State of Tennessee, Treasury Department | 0 | $0 | 0.00% | −34,177−100.0% | Sold out |
| PEAK6 Investments LLC | 0 | $0 | 0.00% | −29,221−100.0% | Sold out |