Earthstone Energy Inc
ESTEDelisted Nov 1, 2023- Industry
- Crude Petroleum & Natural Gas
- SEC CIK
- 0000010254
Earthstone Energy Inc was delisted on Nov 1, 2023; its insiders filed their last Form 4 on Nov 3, 2023; 172 institutions reported holding it in 13F filings for Q3 2023, worth $1.91B in total; no superinvestor held it.
13F holders, Q3 2021
Institutional positions in Earthstone Energy Inc as of Sep 30, 2021. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 100
- +11 vs. Q2 2021
- Shares held
- 30.8M
- +1.63M (+5.6%) vs. Q2 2021
- Total value
- $283.4M
- −$39.6M (−12.3%) vs. Q2 2021
- New holders
- 22
- 38 more added
- Sold out
- 11
- 23 more reduced
2 institutions that held it in Q2 2021 haven't filed for Q3 2021 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q2 2021: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting ESTE on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 1 | $21 |
| Q1 2026 | 1 | $21 |
| Q4 2025 | 1 | $21 |
| Q3 2025 | 1 | $21 |
| Q2 2025 | 1 | $21 |
| Q1 2025 | 1 | $21 |
| Q4 2024 | 1 | $21 |
| Q3 2024 | 1 | $21 |
| Q2 2024 | 1 | $21 |
| Q1 2024 | 1 | $21 |
| Q4 2023 | 2 | $5.02K |
| Q3 2023 | 172 | $1.91B |
| Q2 2023 | 167 | $1.40B |
| Q1 2023 | 170 | $1.23B |
| Q4 2022 | 177 | $1.35B |
| Q3 2022 | 192 | $1.04B |
| Q2 2022 | 166 | $888.7M |
| Q1 2022 | 149 | $697.1M |
| Q4 2021 | 110 | $368.2M |
| Q3 2021 | 100 | $283.4M |
| Q2 2021 | 91 | $343.0M |
| Q1 2021 | 82 | $215.5M |
Institutions, Q3 2021
Shares, value and share of portfolio for each institution holding Earthstone Energy Inc; share changes are against Q2 2021.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Key Financial Inc | 9 | $0 | 0.00% | 00.0% | Unchanged |
| Quadrant Capital Group LLC | 19 | $0 | 0.00% | +19 | New |
| Ranger Investment Management, L.P. | 120 | $1.00K | 0.00% | 00.0% | Unchanged |
| Ten Capital Wealth Advisors, LLC | 125 | $1.00K | 0.00% | 00.0% | Unchanged |
| Parallel Advisors, LLC | 265 | $2.00K | 0.00% | +124+87.9% | Added |
| FMR LLC | 170 | $2.00K | 0.00% | +170 | New |
| Raffa Wealth Management, LLC | 276 | $2.54K | 0.00% | 00.0% | Unchanged |
| Carroll Financial Associates, Inc. | 330 | $3.00K | 0.00% | −391−54.2% | Reduced |
| State of Wyoming | 349 | $3.00K | 0.00% | +349 | New |
| Fifth Third Bancorp | 1,000 | $9.00K | 0.00% | 00.0% | Unchanged |
| Brewin Dolphin Ltd | 1,259 | $11.6K | 0.00% | 00.0% | Unchanged |
| Ameritas Investment Partners, Inc. | 1,654 | $15.0K | 0.00% | 00.0% | Unchanged |
| Harbor Investment Advisory, LLC | 1,597 | $15.0K | 0.00% | 00.0% | Unchanged |
| Ellevest, Inc. | 1,763 | $16.0K | 0.00% | −341−16.2% | Reduced |
| Meeder Asset Management Inc | 1,754 | $16.0K | 0.00% | +1,754 | New |
| Tower Research Capital LLC (TRC) | 1,845 | $17.0K | 0.00% | +455+32.7% | Added |
| Legal & General Group Plc | 2,018 | $19.0K | 0.00% | −136−6.3% | Reduced |
| TCI Wealth Advisors, Inc. | 2,246 | $21.0K | 0.00% | +1,514+206.8% | Added |
| Asset Dedication, LLC | 2,532 | $23.0K | 0.00% | 00.0% | Unchanged |
| Sonora Investment Management, LLC | 3,000 | $28.0K | 0.00% | +3,000 | New |
| Citigroup Inc | 4,896 | $45.0K | 0.00% | +3,757+329.9% | Added |
| Quantbot Technologies LP | 5,600 | $51.0K | 0.00% | +5,600 | New |
| BNP Paribas Arbitrage, SA | 5,746 | $52.9K | 0.00% | +2,124+58.6% | Added |
| Caption Management, LLC | 7,400 | $68.0K | 0.00% | +7,400 | New |
| Captrust Financial Advisors | 7,697 | $71.0K | 0.00% | +35+0.5% | Added |
| Barclays PLC | 9,795 | $90.0K | 0.00% | +6,716+218.1% | Added |
| C M Bidwell & Associates Ltd | 10,410 | $96.0K | 0.06% | 00.0% | Unchanged |
| Arrowstreet Capital, Limited Partnership | 10,500 | $97.0K | 0.00% | −9,572−47.7% | Reduced |
| California State Teachers Retirement System | 12,874 | $118.0K | 0.00% | −20,111−61.0% | Reduced |
| American International Group, Inc. | 13,117 | $121.0K | 0.00% | −311−2.3% | Reduced |
| SG Americas Securities, LLC | 13,373 | $123.0K | 0.00% | +13,373 | New |
| Campbell & CO Investment Adviser LLC | 14,800 | $136.0K | 0.04% | +14,800 | New |
| Royal Bank of Canada | 15,470 | $142.0K | 0.00% | −35−0.2% | Reduced |
| HighVista Strategies LLC | 15,639 | $144.0K | 0.10% | +15,639 | New |
| Brandywine Global Investment Management, LLC | 16,009 | $147.0K | 0.00% | 00.0% | Unchanged |
| State of Tennessee, Treasury Department | 16,655 | $154.0K | 0.00% | +16,655 | New |
| Dynamic Technology Lab Private Ltd | 17,470 | $161.0K | 0.02% | +17,470 | New |
| Man Group plc | 17,858 | $164.0K | 0.00% | +17,858 | New |
| Two Sigma Advisers, LP | 17,900 | $165.0K | 0.00% | +17,900 | New |
| New York State Common Retirement Fund | 18,022 | $166.0K | 0.00% | +20+0.1% | Added |
| Cubist Systematic Strategies, LLC | 19,455 | $179.0K | 0.00% | −6,166−24.1% | Reduced |
| Jacobs Levy Equity Management, Inc | 19,932 | $183.0K | 0.00% | 00.0% | Unchanged |
| Jump Financial, LLC | 20,900 | $192.0K | 0.01% | +20,900 | New |
| Invesco Ltd. | 21,925 | $202.0K | 0.00% | −162,464−88.1% | Reduced |
| Deutsche Bank AG | 23,088 | $213.0K | 0.00% | +8,060+53.6% | Added |
| O'Shaughnessy Asset Management, LLC | 25,058 | $231.0K | 0.00% | −2,200−8.1% | Reduced |
| JPMorgan Chase & Co | 26,402 | $242.0K | 0.00% | −16,679−38.7% | Reduced |
| Occudo Quantitative Strategies LP | 26,552 | $244.0K | 0.03% | +1,548+6.2% | Added |
| Rhumbline Advisers | 30,168 | $278.0K | 0.00% | +40.0% | Added |
| Boston Partners | 31,876 | $293.0K | 0.00% | +31,876 | New |
| Squarepoint Ops LLC | 32,661 | $300.0K | 0.00% | −17,305−34.6% | Reduced |
| State of Wisconsin Investment Board | 33,900 | $312.0K | 0.00% | +17,600+108.0% | Added |
| Susquehanna International Group, LLP | 34,781 | $320.0K | 0.00% | +34,781 | New |
| Summit Global Investments | 42,700 | $393.0K | 0.03% | +42,700 | New |
| Heritage Investors Management Corp | 46,004 | $423.0K | 0.02% | 00.0% | Unchanged |
| Assenagon Asset Management S.A. | 46,269 | $426.0K | 0.00% | +46,269 | New |
| First Trust Advisors LP | 46,772 | $430.0K | 0.00% | +7,462+19.0% | Added |
| Gsa Capital Partners LLP | 48,621 | $447.0K | 0.05% | +48,621 | New |
| First Eagle Investment Management, LLC | 48,944 | $450.0K | 0.00% | +39,826+436.8% | Added |
| STRS Ohio | 49,700 | $457.0K | 0.00% | 00.0% | Unchanged |
| Citadel Advisors LLC | 57,121 | $525.0K | 0.00% | +57,121 | New |
| Charles Schwab Investment Management Inc | 59,341 | $546.0K | 0.00% | 00.0% | Unchanged |
| Martingale Asset Management L P | 67,446 | $621.0K | 0.01% | −19,666−22.6% | Reduced |
| Van Den Berg Management I, Inc | 71,483 | $658.0K | 0.13% | +3,405+5.0% | Added |
| Credit Suisse AG | 72,018 | $663.0K | 0.00% | +4,869+7.3% | Added |
| Millennium Management LLC | 80,375 | $739.0K | 0.00% | +61,546+326.9% | Added |
| Connor, Clark & Lunn Investment Management Ltd. | 87,557 | $806.0K | 0.00% | +36,428+71.2% | Added |
| Bank of New York Mellon Corp | 89,855 | $826.0K | 0.00% | +5,792+6.9% | Added |
| Goldman Sachs Group Inc | 92,437 | $850.0K | 0.00% | +4,227+4.8% | Added |
| Outfitter Financial LLC | 92,950 | $855.0K | 0.67% | −800−0.9% | Reduced |
| Renaissance Technologies LLC | 97,800 | $900.0K | 0.00% | −16,265−14.3% | Reduced |
| AQR Capital Management LLC | 103,040 | $948.0K | 0.00% | +84,004+441.3% | Added |
| Two Sigma Investments, LP | 103,305 | $950.0K | 0.00% | +103,305 | New |
| SEI Investments Co | 108,623 | $999.0K | 0.00% | −15,125−12.2% | Reduced |
| D. E. Shaw & Co., Inc. | 123,339 | $1.14M | 0.00% | +2,618+2.2% | Added |
| Prudential Financial Inc | 124,520 | $1.15M | 0.00% | +3,300+2.7% | Added |
| Fisher Asset Management, LLC | 127,647 | $1.17M | 0.00% | +27,782+27.8% | Added |
| Sanders Morris Harris LLC | 150,300 | $1.38M | 0.25% | 00.0% | Unchanged |
| Parametric Portfolio Associates LLC | 155,675 | $1.43M | 0.00% | +961+0.6% | Added |
| Bank of Montreal | 155,728 | $1.44M | 0.00% | −8,442−5.1% | Reduced |
| Bank of America Corp | 164,161 | $1.51M | 0.00% | +5,234+3.3% | Added |
| Russell Investments Group, Ltd. | 172,965 | $1.59M | 0.00% | +120,289+228.4% | Added |
| Ameriprise Financial Inc | 175,754 | $1.62M | 0.00% | −74,460−29.8% | Reduced |
| Victory Capital Management Inc | 194,233 | $1.79M | 0.00% | +24,893+14.7% | Added |
| Hotchkis & Wiley Capital Management LLC | 233,391 | $2.15M | 0.01% | −600,220−72.0% | Reduced |
| Morgan Stanley | 269,569 | $2.48M | 0.00% | +148,209+122.1% | Added |
| Northern Trust Corp | 317,394 | $2.92M | 0.00% | −1,620−0.5% | Reduced |
| Bridgeway Capital Management, LLC | 355,655 | $3.27M | 0.06% | −96,614−21.4% | Reduced |
| Geode Capital Management, LLC | 435,764 | $4.01M | 0.00% | +48,225+12.4% | Added |
| State Street Corp | 487,826 | $4.49M | 0.00% | +36,100+8.0% | Added |
| Wells Fargo & Company | 911,909 | $8.39M | 0.00% | −39,871−4.2% | Reduced |
| Monarch Partners Asset Management LLC | 1,025,848 | $9.44M | 1.38% | +133,596+15.0% | Added |
| Vanguard Group Inc | 1,139,366 | $10.5M | 0.00% | +20,360+1.8% | Added |
| Macquarie Group Ltd | 1,202,349 | $11.1M | 0.01% | +10,743+0.9% | Added |
| American Century Companies Inc | 1,381,055 | $12.7M | 0.01% | +129,986+10.4% | Added |
| Dimensional Fund Advisors LP | 1,391,322 | $12.8M | 0.00% | +30,255+2.2% | Added |
| Royce & Associates LP | 1,432,304 | $13.2M | 0.10% | −297,302−17.2% | Reduced |
| BlackRock Inc. | 1,558,958 | $14.3M | 0.00% | +24,208+1.6% | Added |
| William Blair Investment Management, LLC | 1,750,832 | $16.1M | 0.05% | +1,747,352+50,211.3% | Added |
| Warburg Pincus LLC | 13,238,110 | $121.8M | 3.04% | 00.0% | Unchanged |