SPDR Dow Jones Industrial Average ETF Trust

DIA

Exchange: NYSE
SEC CIK: 0001041130

SEC filings (opens in a new tab)

No open-market purchases or sales by SPDR Dow Jones Industrial Average ETF Trust insiders were filed in the last 90 days; 1,457 institutions reported holding it in 13F filings for Q2 2026, worth $16.1B in total; no superinvestor holds it.

13F holders, Q4 2022

Institutional positions in SPDR Dow Jones Industrial Average ETF Trust as of Dec 31, 2022. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works

Institutional holders: 1,022; +112 vs. Q3 2022
Shares held: 29.2M; +1.13M (+4.0%) vs. Q3 2022
Total value: $9.61B; +$1.50B (+18.4%) vs. Q3 2022
New holders: 170; 337 more added
Sold out: 58; 259 more reduced

25 institutions that held it in Q3 2022 haven't filed for Q4 2022 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.

Compare with Q3 2022: new holders, sold out and not filed yet

Holders and value by quarter

Institutions reporting DIA on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.

Institutional holdersQ4 2022: 1,022 institutions

Value heldQ4 2022: $9.61B

Institutions holding DIA and their total value by quarter
Quarter	Holders	Value
Q2 2026	1,457	$16.1B
Q1 2026	1,373	$16.3B
Q4 2025	1,393	$18.8B
Q3 2025	1,289	$15.0B
Q2 2025	1,280	$14.2B
Q1 2025	1,257	$14.2B
Q4 2024	1,298	$15.2B
Q3 2024	1,189	$12.9B
Q2 2024	1,140	$11.0B
Q1 2024	1,151	$12.3B
Q4 2023	1,139	$11.9B
Q3 2023	1,025	$8.56B
Q2 2023	1,033	$9.86B
Q1 2023	1,000	$8.79B
Q4 2022	1,022	$9.61B
Q3 2022	935	$8.17B
Q2 2022	953	$8.54B
Q1 2022	989	$10.5B
Q4 2021	962	$9.71B
Q3 2021	893	$9.14B
Q2 2021	894	$10.5B
Q1 2021	885	$9.86B

Institutions, Q4 2022

Shares, value and share of portfolio for each institution holding SPDR Dow Jones Industrial Average ETF Trust; share changes are against Q3 2022.

Institutions holding DIA in Q4 2022
Institution	Shares	Value	% of portfolio	Change in shares	Action
Private Ocean, LLC	323	$106.9K	0.01%	+3+0.9%	Added
Johnson Midwest Financial, LLC	319	$106.0K	0.39%	−97−23.3%	Reduced
Tradition Wealth Management, LLC	316	$105.0K	0.01%	00.0%	Unchanged
Edmond de Rothschild Holding S.A.	311	$103.0K	0.00%	+32+11.5%	Added
Column Capital Advisors, LLC	310	$102.7K	0.02%	00.0%	Unchanged
Harbor Investment Advisory, LLC	302	$100.1K	0.02%	00.0%	Unchanged
BDO Wealth Advisors, LLC	300	$99.4K	0.01%	−223−42.6%	Reduced
Sittner & Nelson, LLC	300	$99.4K	0.06%	00.0%	Unchanged
Financial Management Professionals, Inc.	300	$99.0K	0.02%	00.0%	Unchanged
Baker Avenue Asset Management, LP	294	$97.4K	0.01%	+294	New
Center for Financial Planning, Inc.	272	$90.1K	0.02%	−25−8.4%	Reduced
Accurate Wealth Management, LLC	266	$89.7K	0.03%	+266	New
Farmers & Merchants Trust Co of Chambersburg PA	270	$89.0K	0.06%	00.0%	Unchanged
City Holding Co	265	$87.8K	0.02%	00.0%	Unchanged
Highline Wealth Partners LLC	260	$86.1K	0.06%	00.0%	Unchanged
Pinnacle Bancorp, Inc.	250	$83.0K	0.03%	00.0%	Unchanged
Glen Eagle Advisors, LLC	250	$82.8K	0.02%	00.0%	Unchanged
Abound Wealth Management	250	$82.8K	0.04%	+19+8.2%	Added
Arcadia Investment Advisors LLC	245	$81.1K	0.06%	00.0%	Unchanged
Madden Securities Corp	242	$80.2K	0.04%	+242	New
Fortis Capital Advisors, LLC	235	$77.9K	0.05%	+235	New
Capital Analysts, LLC	229	$76.0K	0.00%	+32+16.2%	Added
Tucker Asset Management LLC	228	$75.7K	0.02%	−6−2.6%	Reduced
Accel Wealth Management	222	$73.6K	0.04%	00.0%	Unchanged
Plante Moran Financial Advisors, LLC	222	$73.6K	0.01%	00.0%	Unchanged
Creative Financial Designs Inc	216	$71.5K	0.01%	+19+9.6%	Added
Brown Brothers Harriman & Co	215	$71.2K	0.00%	−484−69.2%	Reduced
Bangor Savings Bank	210	$70.0K	0.01%	00.0%	Unchanged
Bell Investment Advisors, Inc	211	$69.8K	0.02%	00.0%	Unchanged
Clearview Wealth Advisors LLC	207	$68.7K	0.05%	+165+392.9%	Added
Sageworth Trust Co	204	$68.0K	0.01%	00.0%	Unchanged
Northwest Investment Counselors, LLC	200	$66.3K	0.02%	00.0%	Unchanged
McElhenny Sheffield Capital Management, LLC	200	$66.3K	0.03%	+200	New
Bogart Wealth, LLC	195	$64.5K	0.00%	+18+10.2%	Added
Ameritas Investment Partners, Inc.	194	$64.3K	0.00%	−85−30.5%	Reduced
VitalStone Financial, LLC	192	$63.0K	0.04%	+192	New
Capital Directions Investment Advisors, LLC	171	$56.7K	0.02%	+171	Added
Register Financial Advisors LLC	167	$55.3K	0.04%	+167	New
Kistler-Tiffany Companies, LLC	165	$54.7K	0.01%	+108+189.5%	Added
Semmax Financial Advisors Inc.	159	$54.0K	0.02%	+154+3,080.0%	Added
RWM Asset Management, LLC	162	$53.7K	0.01%	−17−9.5%	Reduced
Assetmark, Inc	161	$53.3K	0.00%	+161	New
Truvestments Capital LLC	160	$52.9K	0.03%	00.0%	Unchanged
Raffa Wealth Management, LLC	154	$51.1K	0.02%	+1+0.7%	Added
Toth Financial Advisory Corp	150	$49.8K	0.01%	00.0%	Unchanged
WFA of San Diego, LLC	150	$49.7K	0.04%	+150	New
TCI Wealth Advisors, Inc.	149	$49.4K	0.01%	00.0%	Unchanged
Farmers & Merchants Investments Inc	145	$48.0K	0.00%	00.0%	Unchanged
Baldrige Asset Management LLC	145	$48.0K	0.02%	+10+7.4%	Added
Key Financial Inc	163	$46.8K	0.02%	00.0%	Unchanged
Disciplined Investments, LLC	141	$46.6K	0.02%	00.0%	Unchanged
Resurgent Financial Advisors LLC	135	$44.6K	0.02%	−4,310−97.0%	Reduced
Missouri Trust & Investment Co	134	$44.0K	0.03%	00.0%	Unchanged
Atlas Capital Advisors LLC	125	$41.4K	0.01%	00.0%	Unchanged
Cordant, Inc.	120	$39.8K	0.03%	−5−4.0%	Reduced
Aspire Private Capital, LLC	117	$38.8K	0.01%	00.0%	Unchanged
Fairfield Financial Advisors, LTD	112	$37.2K	0.02%	00.0%	Unchanged
Armstrong Advisory Group, Inc	109	$36.1K	0.00%	+109	New
Brown, Lisle/Cummings, Inc.	108	$35.8K	0.02%	00.0%	Unchanged
Riggs Asset Managment Co. Inc.	105	$34.8K	0.01%	+105	New
Stonehage Fleming Financial Services Holdings Ltd	103	$34.1K	0.00%	00.0%	Unchanged
Financial Synergies Wealth Advisors, Inc.	100	$33.1K	0.01%	00.0%	Unchanged
RFP Financial Group LLC	100	$33.1K	0.01%	+100	New
Richard W. Paul & Associates, LLC	100	$33.1K	0.02%	+100	New
Simplex Trading, LLC	100	$33.0K	0.00%	−18,983−99.5%	Reduced
Nelson, Van Denburg & Campbell Wealth Management Group, LLC	99	$32.8K	0.00%	00.0%	Unchanged
Cribstone Capital Management, LLC	92	$30.5K	0.02%	−50−35.2%	Reduced
Laurel Wealth Advisors LLC	92	$30.4K	0.01%	+1+1.1%	Added
Sargent Bickham Lagudis LLC	85	$28.2K	0.00%	+29+51.8%	Added
Prestige Wealth Management Group LLC	85	$28.2K	0.01%	00.0%	Unchanged
St Germain D J Co Inc	80	$26.5K	0.01%	+80	New
Freedom Wealth Alliance, LLC	76	$25.2K	0.04%	+76	New
First National Bank of South Miami	71	$24.0K	0.02%	00.0%	Unchanged
Pflug Koory, LLC	66	$22.0K	0.01%	00.0%	Unchanged
Retirement Group, LLC	66	$22.0K	0.01%	+5+8.2%	Added
Avion Wealth	73	$20.0K	0.01%	00.0%	Unchanged
Costello Asset Management, INC	60	$19.9K	0.02%	00.0%	Unchanged
Horrell Capital Management, Inc.	56	$19.0K	0.01%	00.0%	Unchanged
Paragon Wealth Strategies, LLC	54	$17.8K	0.02%	00.0%	Unchanged
Atticus Wealth Management, LLC	51	$16.9K	0.01%	−19−27.1%	Reduced
NewSquare Capital LLC	50	$16.6K	0.00%	00.0%	Unchanged
Mark Sheptoff Financial Planning, LLC	50	$16.6K	0.01%	00.0%	Unchanged
Deane Retirement Strategies, Inc.	50	$16.6K	0.01%	00.0%	Unchanged
Carmichael Hill & Associates, Inc.	49	$16.2K	0.01%	00.0%	Unchanged
Quadrant Capital Group LLC	47	$15.6K	0.00%	00.0%	Unchanged
Farther Finance Advisors, LLC	40	$13.3K	0.01%	+40	New
WR Wealth Planners, LLC	40	$13.2K	0.01%	00.0%	Unchanged
Concord Wealth Partners	38	$12.7K	0.00%	+38	New
Lowe Wealth Advisors, LLC	36	$11.9K	0.01%	00.0%	Unchanged
Umb Bank N A	33	$11.0K	0.00%	00.0%	Unchanged
Anchor Investment Management, LLC	26	$8.62K	0.00%	00.0%	Unchanged
Endurance Wealth Management, Inc.	23	$8.00K	0.00%	00.0%	Unchanged
Coston, McIsaac & Partners	25	$8.00K	0.00%	00.0%	Unchanged
Grove Bank & Trust	25	$8.00K	0.00%	+25	New
Rosenberg Matthew Hamilton	24	$7.95K	0.00%	00.0%	Unchanged
Eukles Asset Management	22	$7.00K	0.00%	00.0%	Unchanged
Halpern Financial, Inc.	20	$6.63K	0.00%	−13−39.4%	Reduced
Mascoma Wealth Management LLC	20	$6.63K	0.00%	00.0%	Unchanged
Tradewinds Capital Management, LLC	20	$6.63K	0.00%	+20	New
Arcus Capital Partners, LLC	20	$6.63K	0.00%	+20	New