SPDR Dow Jones Industrial Average ETF Trust

DIA

Exchange: NYSE
SEC CIK: 0001041130

SEC filings (opens in a new tab)

No open-market purchases or sales by SPDR Dow Jones Industrial Average ETF Trust insiders were filed in the last 90 days; 1,457 institutions reported holding it in 13F filings for Q2 2026, worth $16.1B in total; no superinvestor holds it.

13F holders, Q3 2022

Institutional positions in SPDR Dow Jones Industrial Average ETF Trust as of Sep 30, 2022. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works

Institutional holders: 935; −7 vs. Q2 2022
Shares held: 28.3M; +610.9K (+2.2%) vs. Q2 2022
Total value: $8.17B; −$327.5M (−3.9%) vs. Q2 2022
New holders: 68; 291 more added
Sold out: 75; 286 more reduced

11 institutions that held it in Q2 2022 haven't filed for Q3 2022 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.

Compare with Q2 2022: new holders, sold out and not filed yet

Holders and value by quarter

Institutions reporting DIA on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.

Institutional holdersQ3 2022: 935 institutions

Value heldQ3 2022: $8.17B

Institutions holding DIA and their total value by quarter
Quarter	Holders	Value
Q2 2026	1,457	$16.1B
Q1 2026	1,373	$16.3B
Q4 2025	1,393	$18.8B
Q3 2025	1,289	$15.0B
Q2 2025	1,280	$14.2B
Q1 2025	1,257	$14.2B
Q4 2024	1,298	$15.2B
Q3 2024	1,189	$12.9B
Q2 2024	1,140	$11.0B
Q1 2024	1,151	$12.3B
Q4 2023	1,139	$11.9B
Q3 2023	1,025	$8.56B
Q2 2023	1,033	$9.86B
Q1 2023	1,000	$8.79B
Q4 2022	1,022	$9.61B
Q3 2022	935	$8.17B
Q2 2022	953	$8.54B
Q1 2022	989	$10.5B
Q4 2021	962	$9.71B
Q3 2021	893	$9.14B
Q2 2021	894	$10.5B
Q1 2021	885	$9.86B

Institutions, Q3 2022

Shares, value and share of portfolio for each institution holding SPDR Dow Jones Industrial Average ETF Trust; share changes are against Q2 2022.

Institutions holding DIA in Q3 2022
Institution	Shares	Value	% of portfolio	Change in shares	Action
Parallax Volatility Advisers, L.P.	1	$0	0.00%	−90,428−100.0%	Reduced
Davidson Capital Management Inc.	1	$0	0.00%	00.0%	Unchanged
PEAK6 Investments LLC	4	$1.00K	0.00%	−28,334−100.0%	Reduced
Semmax Financial Advisors Inc.	5	$2.00K	0.00%	00.0%	Unchanged
Sound Income Strategies, LLC	7	$2.00K	0.00%	+5+250.0%	Added
Providence Capital Advisors, LLC	6	$2.00K	0.00%	+6	New
Archer Investment Corp	8	$2.30K	0.00%	00.0%	Unchanged
Castleview Partners, LLC	10	$3.00K	0.00%	−24−70.6%	Reduced
Horan Securities, Inc.	12	$3.00K	0.00%	00.0%	Unchanged
Investors Research Corp	12	$3.00K	0.00%	00.0%	Unchanged
USA Financial Portformulas Corp	11	$3.00K	0.00%	00.0%	Unchanged
McIlrath & Eck, LLC	11	$3.00K	0.00%	00.0%	Unchanged
TSFG, LLC	10	$3.00K	0.00%	00.0%	Unchanged
Raleigh Capital Management Inc.	9	$3.00K	0.00%	00.0%	Unchanged
Oxler Private Wealth LLC	40	$3.92K	0.00%	+40	New
Parkside Financial Bank & Trust	15	$4.00K	0.00%	00.0%	Unchanged
Wolff Wiese Magana LLC	15	$4.00K	0.00%	00.0%	Unchanged
Level Financial Advisors, Inc.	14	$4.00K	0.00%	+14	New
Beaird Harris Wealth Management, LLC	14	$4.00K	0.00%	+14	New
BerganKDV Wealth Management, LLC	16	$5.00K	0.00%	00.0%	Unchanged
New Millennium Group LLC	18	$5.00K	0.01%	00.0%	Unchanged
TD Capital Management LLC	16	$5.00K	0.00%	+16	New
Eukles Asset Management	22	$6.00K	0.00%	00.0%	Unchanged
O'Dell Group, LLC	21	$6.00K	0.00%	00.0%	Unchanged
Cranbrook Wealth Management, LLC	20	$6.00K	0.00%	00.0%	Unchanged
Mascoma Wealth Management LLC	20	$6.00K	0.00%	00.0%	Unchanged
Sage Private Wealth Group, LLC	20	$6.00K	0.01%	00.0%	Unchanged
Coston, McIsaac & Partners	25	$7.00K	0.00%	00.0%	Unchanged
Endurance Wealth Management, Inc.	23	$7.00K	0.00%	00.0%	Unchanged
Rosenberg Matthew Hamilton	24	$7.00K	0.00%	00.0%	Unchanged
American Planning Services, Inc.	25	$7.17K	8.89%	−36,550−99.9%	Reduced
Anchor Investment Management, LLC	26	$7.47K	0.00%	00.0%	Unchanged
CVA Family Office, LLC	29	$8.00K	0.00%	00.0%	Unchanged
Umb Bank N A	33	$9.00K	0.00%	00.0%	Unchanged
Halpern Financial, Inc.	33	$9.48K	0.00%	+33	New
Lowe Wealth Advisors, LLC	36	$10.0K	0.01%	00.0%	Unchanged
Wagner Wealth Management, LLC	40	$11.0K	0.01%	00.0%	Unchanged
WR Wealth Planners, LLC	40	$11.4K	0.01%	00.0%	Unchanged
Clearview Wealth Advisors LLC	42	$12.0K	0.01%	00.0%	Unchanged
Quadrant Capital Group LLC	47	$14.0K	0.00%	−2,150−97.9%	Reduced
Deane Retirement Strategies, Inc.	50	$14.0K	0.01%	00.0%	Unchanged
NewSquare Capital LLC	50	$14.0K	0.00%	00.0%	Unchanged
Mark Sheptoff Financial Planning, LLC	50	$14.0K	0.01%	00.0%	Unchanged
Carmichael Hill & Associates, Inc.	49	$14.0K	0.01%	00.0%	Unchanged
Paragon Wealth Strategies, LLC	54	$15.0K	0.01%	+54	New
Horrell Capital Management, Inc.	56	$16.0K	0.01%	−5−8.2%	Reduced
Kistler-Tiffany Companies, LLC	57	$16.0K	0.00%	+1+1.8%	Added
Sargent Bickham Lagudis LLC	56	$16.0K	0.00%	+3+5.7%	Added
Costello Asset Management, INC	60	$17.0K	0.02%	−25−29.4%	Reduced
Retirement Group, LLC	61	$17.0K	0.01%	−5−7.6%	Reduced
Castle Wealth Management LLC	60	$17.0K	0.01%	+1+1.7%	Added
First Personal Financial Services	60	$17.0K	0.00%	+21+53.8%	Added
Money Concepts Capital Corp	58	$17.0K	0.00%	+37+176.2%	Added
Pflug Koory, LLC	66	$19.0K	0.01%	00.0%	Unchanged
First National Bank of South Miami	71	$20.0K	0.02%	00.0%	Unchanged
Avion Wealth	73	$21.0K	0.01%	00.0%	Unchanged
Atticus Wealth Management, LLC	70	$22.0K	0.01%	00.0%	Unchanged
McMillion Capital Management Inc	82	$24.0K	0.02%	00.0%	Unchanged
Prestige Wealth Management Group LLC	85	$24.0K	0.01%	+60+240.0%	Added
Laurel Wealth Advisors LLC	91	$26.0K	0.01%	00.0%	Unchanged
Nelson, Van Denburg & Campbell Wealth Management Group, LLC	99	$28.0K	0.00%	+14+16.5%	Added
Financial Synergies Wealth Advisors, Inc.	100	$28.7K	0.00%	−215−68.3%	Reduced
Cullen/Frost Bankers, Inc.	102	$29.0K	0.00%	00.0%	Unchanged
Country Trust Bank	100	$29.0K	0.00%	00.0%	Unchanged
Stonehage Fleming Financial Services Holdings Ltd	103	$29.0K	0.00%	+103	New
Brown, Lisle/Cummings, Inc.	108	$31.0K	0.02%	00.0%	Unchanged
Fairfield Financial Advisors, LTD	112	$32.1K	0.02%	+1+0.9%	Added
Aspire Private Capital, LLC	117	$34.0K	0.01%	00.0%	Unchanged
Atlas Capital Advisors LLC	125	$35.9K	0.01%	00.0%	Unchanged
Gradient Investments LLC	124	$36.0K	0.00%	+108+675.0%	Added
Cordant, Inc.	125	$36.0K	0.03%	+125	New
Missouri Trust & Investment Co	134	$38.0K	0.02%	00.0%	Unchanged
Baldrige Asset Management LLC	135	$39.0K	0.02%	00.0%	Unchanged
Disciplined Investments, LLC	141	$40.0K	0.02%	−200−58.7%	Reduced
Cribstone Capital Management, LLC	142	$41.0K	0.03%	−70−33.0%	Reduced
Farmers & Merchants Investments Inc	145	$42.0K	0.00%	00.0%	Unchanged
TCI Wealth Advisors, Inc.	149	$43.0K	0.01%	−15−9.1%	Reduced
Toth Financial Advisory Corp	150	$43.0K	0.01%	00.0%	Unchanged
Raffa Wealth Management, LLC	153	$44.1K	0.02%	00.0%	Unchanged
Truvestments Capital LLC	160	$46.0K	0.03%	+1+0.6%	Added
Key Financial Inc	163	$47.0K	0.02%	00.0%	Unchanged
Capital Directions Investment Advisors, LLC	0	$49.0K	0.02%	−171−100.0%	Reduced
RWM Asset Management, LLC	179	$51.0K	0.01%	00.0%	Unchanged
Bogart Wealth, LLC	177	$51.0K	0.00%	+127+254.0%	Added
Northwest Investment Counselors, LLC	200	$57.0K	0.02%	00.0%	Unchanged
Axim Planning & Wealth	200	$57.0K	0.06%	00.0%	Unchanged
Capital Analysts, LLC	197	$57.0K	0.00%	+9+4.8%	Added
Creative Financial Designs Inc	197	$57.0K	0.01%	+51+34.9%	Added
EdgeRock Capital LLC	200	$57.0K	0.03%	+200	New
Sageworth Trust Co	204	$59.0K	0.01%	−150−42.4%	Reduced
Bangor Savings Bank	210	$60.0K	0.01%	00.0%	Unchanged
Bell Investment Advisors, Inc	211	$60.0K	0.02%	00.0%	Unchanged
Plante Moran Financial Advisors, LLC	222	$64.0K	0.01%	00.0%	Unchanged
Abound Wealth Management	231	$66.3K	0.04%	+231	New
Accel Wealth Management	222	$67.0K	0.04%	00.0%	Unchanged
Arcadia Investment Advisors LLC	245	$70.3K	0.05%	+1+0.4%	Added
Glen Eagle Advisors, LLC	250	$71.8K	0.02%	00.0%	Unchanged
Pinnacle Bancorp, Inc.	250	$72.0K	0.03%	00.0%	Unchanged
Karlinski Andrew C	253	$73.0K	0.11%	00.0%	Unchanged
Highline Wealth Partners LLC	260	$74.7K	0.06%	+260	New