SPDR Dow Jones Industrial Average ETF Trust

DIA

Exchange: NYSE
SEC CIK: 0001041130

SEC filings (opens in a new tab)

No open-market purchases or sales by SPDR Dow Jones Industrial Average ETF Trust insiders were filed in the last 90 days; 1,457 institutions reported holding it in 13F filings for Q2 2026, worth $16.1B in total; no superinvestor holds it.

13F holders, Q1 2022

Institutional positions in SPDR Dow Jones Industrial Average ETF Trust as of Mar 31, 2022. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works

Institutional holders: 989; +42 vs. Q4 2021
Shares held: 30.3M; +3.71M (+13.9%) vs. Q4 2021
Total value: $10.5B; +$812.2M (+8.4%) vs. Q4 2021
New holders: 111; 304 more added
Sold out: 69; 279 more reduced

15 institutions that held it in Q4 2021 haven't filed for Q1 2022 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.

Compare with Q4 2021: new holders, sold out and not filed yet

Holders and value by quarter

Institutions reporting DIA on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.

Institutional holdersQ1 2022: 989 institutions

Value heldQ1 2022: $10.5B

Institutions holding DIA and their total value by quarter
Quarter	Holders	Value
Q2 2026	1,457	$16.1B
Q1 2026	1,373	$16.3B
Q4 2025	1,393	$18.8B
Q3 2025	1,289	$15.0B
Q2 2025	1,280	$14.2B
Q1 2025	1,257	$14.2B
Q4 2024	1,298	$15.2B
Q3 2024	1,189	$12.9B
Q2 2024	1,140	$11.0B
Q1 2024	1,151	$12.3B
Q4 2023	1,139	$11.9B
Q3 2023	1,025	$8.56B
Q2 2023	1,033	$9.86B
Q1 2023	1,000	$8.79B
Q4 2022	1,022	$9.61B
Q3 2022	935	$8.17B
Q2 2022	953	$8.54B
Q1 2022	989	$10.5B
Q4 2021	962	$9.71B
Q3 2021	893	$9.14B
Q2 2021	894	$10.5B
Q1 2021	885	$9.86B

Institutions, Q1 2022

Shares, value and share of portfolio for each institution holding SPDR Dow Jones Industrial Average ETF Trust; share changes are against Q4 2021.

Institutions holding DIA in Q1 2022
Institution	Shares	Value	% of portfolio	Change in shares	Action
Davidson Capital Management Inc.	1	$0	0.00%	−53,610−100.0%	Reduced
Leelyn Smith, LLC	1	$0	0.00%	00.0%	Unchanged
CFS Investment Advisory Services, LLC	72,141	$0	0.00%	+72,141	New
Lake Point Wealth Management	3	$1.00K	0.00%	00.0%	Unchanged
Red Cedar Capital, LLC	5	$2.00K	0.00%	00.0%	Unchanged
Semmax Financial Advisors Inc.	5	$2.00K	0.00%	00.0%	Unchanged
PEAK6 Investments LLC	5	$2.00K	0.00%	+5	New
Archer Investment Corp	8	$2.77K	0.00%	00.0%	Unchanged
TSFG, LLC	10	$3.00K	0.00%	00.0%	Unchanged
Gradient Investments LLC	9	$3.00K	0.00%	00.0%	Unchanged
Itau Unibanco Holding S.A.	10	$3.00K	0.00%	+10	New
Castleview Partners, LLC	10	$3.00K	0.00%	+10	New
TCWP LLC	11	$3.00K	0.00%	+11	New
USA Financial Portformulas Corp	11	$4.00K	0.00%	−1,300−99.2%	Reduced
Horan Securities, Inc.	12	$4.00K	0.00%	00.0%	Unchanged
McIlrath & Eck, LLC	11	$4.00K	0.00%	00.0%	Unchanged
Investors Research Corp	12	$4.00K	0.00%	00.0%	Unchanged
Parkside Financial Bank & Trust	15	$5.00K	0.00%	00.0%	Unchanged
Wolff Wiese Magana LLC	15	$5.00K	0.00%	00.0%	Unchanged
Beaird Harris Wealth Management, LLC	14	$5.00K	0.00%	+1+7.7%	Added
BerganKDV Wealth Management, LLC	16	$6.00K	0.00%	00.0%	Unchanged
O'Dell Group, LLC	21	$7.00K	0.00%	00.0%	Unchanged
Cranbrook Wealth Management, LLC	20	$7.00K	0.00%	00.0%	Unchanged
Mascoma Wealth Management LLC	20	$7.00K	0.00%	00.0%	Unchanged
Sage Private Wealth Group, LLC	20	$7.00K	0.01%	00.0%	Unchanged
Rosenberg Matthew Hamilton	24	$8.00K	0.00%	00.0%	Unchanged
Endurance Wealth Management, Inc.	23	$8.00K	0.00%	00.0%	Unchanged
Eukles Asset Management	22	$8.00K	0.00%	00.0%	Unchanged
Joseph P. Lucia & Associates, LLC	22	$8.00K	0.00%	+22	New
Credential Qtrade Securities Inc.	25	$8.67K	0.00%	00.0%	Unchanged
Prestige Wealth Management Group LLC	25	$9.00K	0.00%	+25	New
Anchor Investment Management, LLC	26	$9.02K	0.00%	+26	New
CVA Family Office, LLC	29	$10.0K	0.00%	00.0%	Unchanged
Lumature Wealth Partners, LLC	30	$10.0K	0.00%	00.0%	Unchanged
BCR Wealth Strategies, LLC	30	$10.0K	0.01%	00.0%	Unchanged
Umb Bank N A	33	$11.0K	0.00%	00.0%	Unchanged
Lowe Wealth Advisors, LLC	36	$12.0K	0.01%	00.0%	Unchanged
First Personal Financial Services	39	$13.0K	0.00%	00.0%	Unchanged
WR Wealth Planners, LLC	39	$13.6K	0.01%	+39	New
Clearview Wealth Advisors LLC	42	$15.0K	0.01%	−6−12.5%	Reduced
Coastal Capital Group, Inc.	47	$16.0K	0.00%	+47	New
Moisand Fitzgerald Tamayo, LLC	50	$17.0K	0.01%	−448−90.0%	Reduced
Bogart Wealth, LLC	50	$17.0K	0.00%	−100−66.7%	Reduced
NewSquare Capital LLC	50	$17.0K	0.00%	00.0%	Unchanged
Mark Sheptoff Financial Planning, LLC	50	$17.0K	0.01%	00.0%	Unchanged
Deane Retirement Strategies, Inc.	50	$17.0K	0.01%	00.0%	Unchanged
Carmichael Hill & Associates, Inc.	49	$17.0K	0.01%	00.0%	Unchanged
Advanced Research Investment Solutions, LLC	50	$17.0K	0.01%	00.0%	Unchanged
Raleigh Capital Management Inc.	52	$18.0K	0.01%	−116−69.0%	Reduced
Sargent Bickham Lagudis LLC	53	$18.0K	0.00%	−57−51.8%	Reduced
Kistler-Tiffany Companies, LLC	56	$19.0K	0.00%	00.0%	Unchanged
Sound Income Strategies, LLC	54	$19.0K	0.00%	00.0%	Unchanged
Herold Advisors, Inc.	60	$20.8K	0.01%	+60	New
Charter Oak Capital Management, LLC	60	$21.0K	0.00%	00.0%	Unchanged
Tradewinds Capital Management, LLC	60	$21.0K	0.00%	+36+150.0%	Added
Pflug Koory, LLC	66	$23.0K	0.01%	00.0%	Unchanged
West Branch Capital LLC	65	$23.0K	0.01%	+15+30.0%	Added
Horrell Capital Management, Inc.	67	$23.0K	0.01%	+67	New
Atticus Wealth Management, LLC	70	$24.0K	0.01%	−234−77.0%	Reduced
Avion Wealth	73	$25.0K	0.01%	00.0%	Unchanged
Lindbrook Capital, LLC	77	$27.0K	0.00%	00.0%	Unchanged
Trust Co	87	$30.0K	0.01%	+87	New
Laurel Wealth Advisors LLC	90	$31.0K	0.01%	00.0%	Unchanged
Nelson, Van Denburg & Campbell Wealth Management Group, LLC	100	$34.0K	0.00%	00.0%	Unchanged
First National Bank of South Miami	101	$35.0K	0.02%	−30−22.9%	Reduced
Country Trust Bank	100	$35.0K	0.00%	00.0%	Unchanged
Turim 21 Investimentos Ltda.	107	$37.0K	0.02%	00.0%	Unchanged
Meeder Asset Management Inc	105	$37.0K	0.00%	+95+950.0%	Added
Brown, Lisle/Cummings, Inc.	108	$37.5K	0.02%	00.0%	Unchanged
Fairfield Financial Advisors, LTD	111	$38.3K	0.01%	+111	New
Northern Oak Wealth Management Inc	114	$40.0K	0.00%	00.0%	Unchanged
Aspire Private Capital, LLC	117	$41.0K	0.01%	00.0%	Unchanged
Atlas Capital Advisors LLC	125	$43.4K	0.01%	00.0%	Unchanged
Missouri Trust & Investment Co	134	$46.0K	0.03%	00.0%	Unchanged
Costello Asset Management, INC	136	$47.0K	0.03%	00.0%	Unchanged
Baldrige Asset Management LLC	135	$47.0K	0.02%	00.0%	Unchanged
TCI Wealth Advisors, Inc.	149	$52.0K	0.01%	−20−11.8%	Reduced
Farmers & Merchants Investments Inc	150	$52.0K	0.00%	00.0%	Unchanged
Compagnie Lombard Odier SCmA	150	$52.0K	0.00%	+150	New
Raffa Wealth Management, LLC	152	$52.8K	0.02%	00.0%	Unchanged
Key Financial Inc	163	$57.0K	0.03%	00.0%	Unchanged
Concord Wealth Partners	168	$58.0K	0.02%	00.0%	Unchanged
Capital Directions Investment Advisors, LLC	171	$59.0K	0.02%	+171	New
Creative Financial Designs Inc	174	$61.0K	0.01%	+15+9.4%	Added
DeDora Capital, Inc.	180	$62.0K	0.03%	+180	New
Toth Financial Advisory Corp	180	$63.0K	0.01%	+30+20.0%	Added
Capital Analysts, LLC	184	$64.0K	0.00%	+15+8.9%	Added
Ahrens Investment Partners LLC	187	$65.0K	0.02%	00.0%	Unchanged
Northwest Investment Counselors, LLC	200	$69.0K	0.02%	00.0%	Unchanged
Quent Capital, LLC	201	$70.0K	0.01%	+201	New
Plante Moran Financial Advisors, LLC	222	$77.0K	0.01%	−42−15.9%	Reduced
Accel Wealth Management	222	$77.0K	0.04%	00.0%	Unchanged
Brown Brothers Harriman & Co	226	$78.0K	0.00%	00.0%	Unchanged
RWM Asset Management, LLC	233	$81.0K	0.02%	00.0%	Unchanged
Arcadia Investment Advisors LLC	243	$84.3K	0.05%	+1+0.4%	Added
Private Capital Group, LLC	244	$85.0K	0.02%	−10−3.9%	Reduced
Larson Financial Group LLC	244	$85.0K	0.01%	+20+8.9%	Added
Glen Eagle Advisors, LLC	250	$86.7K	0.02%	00.0%	Unchanged
Pinnacle Bancorp, Inc.	250	$87.0K	0.03%	00.0%	Unchanged
Ameritas Investment Partners, Inc.	255	$88.0K	0.00%	+65+34.2%	Added