SPDR Dow Jones Industrial Average ETF Trust

DIA

Exchange: NYSE
SEC CIK: 0001041130

SEC filings (opens in a new tab)

No open-market purchases or sales by SPDR Dow Jones Industrial Average ETF Trust insiders were filed in the last 90 days; 1,457 institutions reported holding it in 13F filings for Q2 2026, worth $16.1B in total; no superinvestor holds it.

13F holders, Q1 2021

Institutional positions in SPDR Dow Jones Industrial Average ETF Trust as of Mar 31, 2021. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works

Institutional holders: 885; No complete 13F data for Q4 2020
Shares held: 29.8M; No complete 13F data for Q4 2020
Total value: $9.86B; No complete 13F data for Q4 2020

Holders and value by quarter

Institutions reporting DIA on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.

Institutional holdersQ1 2021: 885 institutions

Value heldQ1 2021: $9.86B

Institutions holding DIA and their total value by quarter
Quarter	Holders	Value
Q2 2026	1,457	$16.1B
Q1 2026	1,373	$16.3B
Q4 2025	1,393	$18.8B
Q3 2025	1,289	$15.0B
Q2 2025	1,280	$14.2B
Q1 2025	1,257	$14.2B
Q4 2024	1,298	$15.2B
Q3 2024	1,189	$12.9B
Q2 2024	1,140	$11.0B
Q1 2024	1,151	$12.3B
Q4 2023	1,139	$11.9B
Q3 2023	1,025	$8.56B
Q2 2023	1,033	$9.86B
Q1 2023	1,000	$8.79B
Q4 2022	1,022	$9.61B
Q3 2022	935	$8.17B
Q2 2022	953	$8.54B
Q1 2022	989	$10.5B
Q4 2021	962	$9.71B
Q3 2021	893	$9.14B
Q2 2021	894	$10.5B
Q1 2021	885	$9.86B

Institutions, Q1 2021

Shares, value and share of portfolio for each institution holding SPDR Dow Jones Industrial Average ETF Trust.

Livermore's 13F data starts with Q1 2021, so Q1 2021 has no change from the previous quarter.

Institutions holding DIA in Q1 2021
Institution	Shares	Value	% of portfolio	Change in shares	Action
MAI Capital Management	5,039	$1.66M	0.04%	–	–
Usca Ria LLC	5,044	$1.67M	0.11%	–	–
Nwam LLC	5,076	$1.68M	0.17%	–	–
Change Path, LLC	5,169	$1.71M	0.13%	–	–
Sunbelt Securities, Inc.	5,174	$1.71M	0.34%	–	–
Stratos Wealth Advisors, LLC	5,174	$1.71M	0.18%	–	–
Resource Management, LLC	5,197	$1.72M	0.21%	–	–
South State Corp.	5,200	$1.72M	0.16%	–	–
Livingston Group Asset Management CO (operating as Southport Capital Management)	5,217	$1.72M	0.45%	–	–
Buckingham Strategic Wealth, LLC	5,231	$1.73M	0.09%	–	–
Sullivan, Bruyette, Speros & Blaney, LLC	5,250	$1.73M	0.08%	–	–
Matrix Private Capital Group LLC	5,258	$1.74M	1.05%	–	–
Ausdal Financial Partners, Inc.	5,272	$1.74M	0.29%	–	–
Deutsche Bank AG	5,297	$1.75M	0.00%	–	–
People's United Financial, Inc.	5,303	$1.75M	0.04%	–	–
Jaffetilchin Investment Partners, LLC	5,372	$1.77M	0.21%	–	–
D.A. Davidson & Co.	5,393	$1.78M	0.02%	–	–
Stokes Family Office, LLC	5,395	$1.78M	0.28%	–	–
Integrated Advisors Network LLC	5,396	$1.78M	0.16%	–	–
Equitable Holdings, Inc.	5,402	$1.78M	0.04%	–	–
Mercer Global Advisors Inc	5,430	$1.79M	0.02%	–	–
ING Groep NV	5,480	$1.81M	0.04%	–	–
Huntington National Bank	–	$1.83M	0.02%	–	–
Spire Wealth Management	6,863	$1.83M	0.05%	–	–
Peak Asset Management, LLC	5,627	$1.86M	0.45%	–	–
Gamble Jones Investment Counsel	5,650	$1.87M	0.13%	–	–
First Heartland Consultants, Inc.	5,715	$1.89M	0.30%	–	–
Capital Advisors, Ltd. LLC	5,719	$1.89M	0.35%	–	–
Lebenthal Global Advisors, LLC	5,775	$1.91M	1.17%	–	–
Capital Asset Advisory Services LLC	5,916	$1.96M	0.29%	–	–
Cresset Asset Management, LLC	6,018	$1.99M	0.03%	–	–
Collaborative Wealth Managment Inc.	5,773	$2.00M	1.15%	–	–
Raymond James Trust N.A.	6,102	$2.02M	0.07%	–	–
Swaine & Leidel Wealth Services, LLC	6,235	$2.06M	1.33%	–	–
Asset Dedication, LLC	6,257	$2.07M	0.47%	–	–
SignalPoint Asset Management, LLC	6,381	$2.11M	0.74%	–	–
Ameritas Investment Company, LLC	6,594	$2.18M	0.19%	–	–
Great Valley Advisor Group, Inc.	6,610	$2.18M	0.21%	–	–
Neuberger Berman Group LLC	6,653	$2.20M	0.00%	–	–
Joel Isaacson & Co., LLC	6,816	$2.25M	0.20%	–	–
NEXT Financial Group, Inc	6,825	$2.25M	0.20%	–	–
Hudock, Inc.	6,931	$2.29M	0.72%	–	–
Close Asset Management Ltd	6,989	$2.31M	0.12%	–	–
Western Wealth Management, LLC	7,064	$2.33M	0.31%	–	–
Meridian Investment Counsel Inc.	7,080	$2.34M	0.90%	–	–
Wealthspire Advisors, LLC	7,140	$2.36M	0.06%	–	–
Captrust Financial Advisors	7,202	$2.38M	0.03%	–	–
Windsor Capital Management, LLC	7,413	$2.45M	0.85%	–	–
First Horizon Advisors, Inc.	7,469	$2.47M	0.14%	–	–
St. Clair Advisors, LLC	7,585	$2.50M	2.00%	–	–
Flow Traders U.S. LLC	7,602	$2.51M	0.14%	–	–
Graves-Light Private Wealth Management, Inc.	7,636	$2.52M	0.43%	–	–
Independent Advisor Alliance	7,800	$2.58M	0.15%	–	–
Spring Creek Investment Management, LLC	7,800	$2.58M	4.20%	–	–
Psagot Investment House Ltd.	7,943	$2.62M	0.06%	–	–
Blue Edge Capital, LLC	7,955	$2.63M	0.58%	–	–
Capital Square, LLC	7,784	$2.63M	1.96%	–	–
Heritage Investors Management Corp	8,075	$2.67M	0.12%	–	–
Narwhal Capital Management	8,090	$2.67M	0.36%	–	–
Golden State Wealth Management, LLC	8,140	$2.69M	0.89%	–	–
Summit Wealth Partners, LLC	8,367	$2.76M	0.71%	–	–
Kovack Advisors, Inc.	8,623	$2.85M	0.37%	–	–
RMR Wealth Builders	8,623	$2.85M	0.74%	–	–
Homrich & Berg	8,660	$2.86M	0.07%	–	–
Banque Pictet & Cie SA	8,730	$2.88M	0.04%	–	–
Geneos Wealth Management Inc.	8,628	$2.92M	0.08%	–	–
Independent Financial Group, LLC	8,865	$2.93M	0.38%	–	–
Jefferies Group LLC	8,903	$2.94M	0.07%	–	–
Caldwell Trust Co	8,969	$2.96M	0.41%	–	–
Keystone Financial Group	9,032	$2.98M	0.58%	–	–
Greenwich Wealth Management LLC	9,093	$3.00M	0.24%	–	–
Arvest Bank Trust Division	9,096	$3.00M	0.17%	–	–
National Asset Management, Inc.	9,121	$3.01M	0.11%	–	–
Parametric Portfolio Associates LLC	9,210	$3.04M	0.00%	–	–
Sugarloaf Wealth Management, LLC	9,328	$3.08M	0.92%	–	–
Ayalon Holdings Ltd.	9,398	$3.12M	1.22%	–	–
Truepoint, Inc.	9,510	$3.14M	0.20%	–	–
Moneta Group Investment Advisors LLC	9,522	$3.14M	0.17%	–	–
DB Wealth Management Group, LLC	9,643	$3.18M	2.18%	–	–
Select Asset Management & Trust	9,687	$3.20M	2.13%	–	–
GFS Advisors, LLC	9,852	$3.25M	0.76%	–	–
Schnieders Capital Management LLC	10,026	$3.31M	0.99%	–	–
StoneX Group Inc.	10,050	$3.33M	0.60%	–	–
WealthBridge Capital Management, LLC	10,187	$3.36M	1.37%	–	–
J.W. Cole Advisors, Inc.	10,282	$3.40M	0.33%	–	–
Gladstone Institutional Advisory LLC	10,327	$3.41M	0.53%	–	–
AtlasMark Financial, Inc	10,400	$3.43M	4.80%	–	–
Cetera Advisor Networks LLC	10,702	$3.53M	0.07%	–	–
Venture Visionary Partners LLC	10,794	$3.56M	0.30%	–	–
XR Securities LLC	10,839	$3.58M	1.98%	–	–
Cerity Partners LLC	11,130	$3.67M	0.09%	–	–
United Capital Financial Advisers, LLC	11,249	$3.71M	0.02%	–	–
Frank, Rimerman Advisors LLC	11,352	$3.75M	1.66%	–	–
US Bancorp	11,551	$3.81M	0.01%	–	–
Bay Rivers Group	11,825	$3.90M	3.03%	–	–
Harvest Investment Services, LLC	11,902	$3.93M	1.77%	–	–
Thoroughbred Financial Services, LLC	11,995	$3.96M	1.10%	–	–
Henshaw Capital LLC	12,000	$3.96M	0.27%	–	–
Aj Wealth Strategies, LLC	12,004	$3.96M	0.28%	–	–
Sound View Wealth Advisors Group, LLC	12,141	$4.01M	0.93%	–	–