Flaherty & Crumrine Dynamic Preferred & Income Fund Inc
DFP- Exchange
- NYSE
- SEC CIK
- 0001559991
No open-market purchases or sales by Flaherty & Crumrine Dynamic Preferred & Income Fund Inc insiders were filed in the last 90 days; 84 institutions reported holding it in 13F filings for Q2 2026, worth $114.5M in total; no superinvestor holds it.
13F holders, Q3 2021
Institutional positions in Flaherty & Crumrine Dynamic Preferred & Income Fund Inc as of Sep 30, 2021. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 74
- +3 vs. Q2 2021
- Shares held
- 2.69M
- +35.0K (+1.3%) vs. Q2 2021
- Total value
- $77.3M
- −$557.8K (−0.7%) vs. Q2 2021
- New holders
- 7
- 32 more added
- Sold out
- 4
- 20 more reduced
1 institution that held it in Q2 2021 haven't filed for Q3 2021 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q2 2021: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting DFP on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 84 | $114.5M |
| Q1 2026 | 80 | $108.3M |
| Q4 2025 | 84 | $113.0M |
| Q3 2025 | 82 | $117.6M |
| Q2 2025 | 76 | $104.0M |
| Q1 2025 | 73 | $99.2M |
| Q4 2024 | 75 | $95.6M |
| Q3 2024 | 67 | $102.4M |
| Q2 2024 | 70 | $84.7M |
| Q1 2024 | 67 | $86.4M |
| Q4 2023 | 70 | $78.1M |
| Q3 2023 | 64 | $58.3M |
| Q2 2023 | 62 | $56.3M |
| Q1 2023 | 63 | $50.8M |
| Q4 2022 | 68 | $53.1M |
| Q3 2022 | 56 | $46.0M |
| Q2 2022 | 62 | $52.3M |
| Q1 2022 | 63 | $69.6M |
| Q4 2021 | 65 | $74.5M |
| Q3 2021 | 74 | $77.3M |
| Q2 2021 | 72 | $77.9M |
| Q1 2021 | 69 | $82.6M |
Institutions, Q3 2021
Shares, value and share of portfolio for each institution holding Flaherty & Crumrine Dynamic Preferred & Income Fund Inc; share changes are against Q2 2021.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Raymond James & Associates | 530,509 | $15.3M | 0.01% | +1,090+0.2% | Added |
| LPL Financial LLC | 215,700 | $6.21M | 0.01% | +14,164+7.0% | Added |
| Raymond James Financial Services Advisors, Inc. | 179,114 | $5.16M | 0.01% | −11,648−6.1% | Reduced |
| Oxbow Advisors, LLC | 155,896 | $4.49M | 0.46% | −17,392−10.0% | Reduced |
| Invesco Ltd. | 148,699 | $4.28M | 0.00% | +1,240+0.8% | Added |
| 1776 Wealth LLC | 130,394 | $3.75M | 2.14% | +720+0.6% | Added |
| Cohen & Steers, Inc. | 103,841 | $2.99M | 0.01% | −32,000−23.6% | Reduced |
| Morgan Stanley | 83,625 | $2.41M | 0.00% | +931+1.1% | Added |
| Private Advisor Group, LLC | 82,152 | $2.37M | 0.02% | +7,686+10.3% | Added |
| Ameriprise Financial Inc | 66,566 | $1.92M | 0.00% | +6,938+11.6% | Added |
| Jefferies Group LLC | 54,359 | $1.57M | 0.04% | −765−1.4% | Reduced |
| Cambridge Investment Research Advisors, Inc. | 48,908 | $1.41M | 0.01% | +11,874+32.1% | Added |
| Mathes Company, Inc. | 45,150 | $1.30M | 0.48% | −2,000−4.2% | Reduced |
| Commonwealth Equity Services, LLC | 44,819 | $1.29M | 0.00% | +6,998+18.5% | Added |
| Wells Fargo & Company | 43,829 | $1.26M | 0.00% | −7,320−14.3% | Reduced |
| Advisor Group Holdings, Inc. | 42,198 | $1.22M | 0.00% | −2,565−5.7% | Reduced |
| Ashton Thomas Private Wealth, LLC | 40,710 | $1.17M | 0.17% | +3,350+9.0% | Added |
| Stifel Financial Corp | 40,341 | $1.16M | 0.00% | +3,281+8.9% | Added |
| Centaurus Financial, Inc. | 32,560 | $938.0K | 0.08% | +538+1.7% | Added |
| Cary Street Partner Investment Advisory LLC | 31,131 | $897.0K | 0.29% | +340+1.1% | Added |
| Meridian Wealth Management, LLC | 30,578 | $881.0K | 0.11% | +322+1.1% | Added |
| Wolverine Asset Management LLC | 29,973 | $863.0K | 0.01% | +21,689+261.8% | Added |
| The PNC Financial Services Group, Inc. | 26,580 | $766.0K | 0.00% | +278+1.1% | Added |
| Wedbush Securities Inc | 26,302 | $757.0K | 0.04% | +1,960+8.1% | Added |
| Merit Financial Group, LLC | 26,060 | $751.0K | 0.08% | +86+0.3% | Added |
| Adell Harriman & Carpenter Inc | 24,284 | $699.4K | 0.07% | −2,116−8.0% | Reduced |
| NEXT Financial Group, Inc | 23,899 | $688.0K | 0.05% | +369+1.6% | Added |
| Covington Capital Management | 22,400 | $645.0K | 0.02% | 00.0% | Unchanged |
| Royal Bank of Canada | 21,886 | $630.0K | 0.00% | +10,386+90.3% | Added |
| Bank of America Corp | 21,346 | $615.0K | 0.00% | +90.0% | Added |
| First Foundation Advisors | 20,459 | $589.0K | 0.02% | −159−0.8% | Reduced |
| All Season Financial Advisors, Inc. | 17,945 | $517.0K | 0.42% | +7,585+73.2% | Added |
| Cetera Advisor Networks LLC | 16,916 | $487.0K | 0.01% | −6,839−28.8% | Reduced |
| Creative Planning | 25,945 | $475.0K | 0.00% | +25,945 | New |
| AdvisorNet Financial, Inc | 15,635 | $450.0K | 0.03% | −245−1.5% | Reduced |
| Spire Wealth Management | 14,828 | $427.0K | 0.01% | −4,139−21.8% | Reduced |
| Lakeview Capital Partners, LLC | 14,443 | $416.0K | 0.19% | −3,332−18.7% | Reduced |
| Kestra Advisory Services, LLC | 14,260 | $411.0K | 0.00% | +886+6.6% | Added |
| Guggenheim Capital LLC | 13,178 | $380.0K | 0.00% | −5,743−30.4% | Reduced |
| Clarus Group, Inc. | 12,984 | $374.0K | 0.26% | +25+0.2% | Added |
| Aviance Capital Partners, LLC | 12,250 | $353.0K | 0.06% | −1,500−10.9% | Reduced |
| Raymond James Trust N.A. | 10,920 | $314.0K | 0.01% | 00.0% | Unchanged |
| HighTower Advisors, LLC | 10,883 | $313.0K | 0.00% | +16+0.1% | Added |
| UBS Group AG | 10,507 | $302.0K | 0.00% | −4,508−30.0% | Reduced |
| Berkeley Capital Partners, LLC | 10,000 | $288.0K | 0.13% | 00.0% | Unchanged |
| Indie Asset Partners, LLC | 9,214 | $265.0K | 0.21% | +41+0.4% | Added |
| Steward Partners Investment Advisory, LLC | 9,084 | $262.0K | 0.00% | +2,062+29.4% | Added |
| Harbour Investments, Inc. | 8,720 | $251.0K | 0.01% | +46+0.5% | Added |
| Mid Atlantic Financial Management Inc | 8,465 | $244.0K | 0.02% | +8,465 | New |
| Neuberger Berman Group LLC | 8,000 | $230.0K | 0.00% | 00.0% | Unchanged |
| Mercer Global Advisors Inc | 7,458 | $215.0K | 0.00% | 00.0% | Unchanged |
| Gill Capital Partners, LLC | 7,134 | $205.0K | 0.09% | 00.0% | Unchanged |
| Golden State Wealth Management, LLC | 7,076 | $204.0K | 0.04% | −130−1.8% | Reduced |
| Northwestern Mutual Wealth Management Co | 5,818 | $168.0K | 0.00% | +1,438+32.8% | Added |
| CX Institutional | 4,290 | $124.0K | 0.01% | 00.0% | Unchanged |
| Walled Lake Planning & Wealth Management, LLC | 3,850 | $111.0K | 0.07% | 00.0% | Unchanged |
| Huntington National Bank | – | $81.0K | 0.00% | – | – |
| Emfo, LLC | 2,160 | $62.0K | 0.05% | +2,160 | New |
| FNY Investment Advisers, LLC | 2,100 | $60.0K | 0.03% | +2,100 | New |
| Geneos Wealth Management Inc. | 1,965 | $56.0K | 0.00% | −322−14.1% | Reduced |
| Patriot Financial Group Insurance Agency, LLC | 1,546 | $45.0K | 0.01% | +6+0.4% | Added |
| Cullen/Frost Bankers, Inc. | 1,500 | $43.0K | 0.00% | 00.0% | Unchanged |
| Investors Research Corp | 1,200 | $35.0K | 0.01% | 00.0% | Unchanged |
| Herold Advisors, Inc. | 1,000 | $28.0K | 0.01% | +1,000 | New |
| MCF Advisors LLC | 896 | $26.0K | 0.00% | +15+1.7% | Added |
| North Star Investment Management Corp. | 850 | $24.0K | 0.00% | 00.0% | Unchanged |
| Citigroup Inc | 756 | $22.0K | 0.00% | −244−24.4% | Reduced |
| D'Orazio & Associates, Inc. | 701 | $20.0K | 0.00% | +450+179.3% | Added |
| American Portfolios Advisors | 572 | $16.5K | 0.00% | 00.0% | Unchanged |
| Webster Bank, N. A. | 500 | $14.0K | 0.00% | 00.0% | Unchanged |
| Sound Income Strategies, LLC | 472 | $14.0K | 0.00% | 00.0% | Unchanged |
| Total Clarity Wealth Management, Inc. | 178 | $5.00K | 0.00% | +178 | New |
| Arkadios Wealth Advisors | 84 | $2.00K | 0.00% | −628−88.2% | Reduced |
| FMR LLC | 1 | $0 | 0.00% | +1 | New |
| BLB&B Advisors, LLC | 0 | $0 | 0.00% | −7,038−100.0% | Sold out |
| Trustcore Financial Services, LLC | 0 | $0 | 0.00% | −500−100.0% | Sold out |
| Advisory Services Network, LLC | 0 | $0 | 0.00% | −365−100.0% | Sold out |
| American National Bank | 0 | $0 | 0.00% | −170−100.0% | Sold out |
| CWM, LLC | – | – | – | – | Not filed |