Flaherty & Crumrine Dynamic Preferred & Income Fund Inc
DFP- Exchange
- NYSE
- SEC CIK
- 0001559991
No open-market purchases or sales by Flaherty & Crumrine Dynamic Preferred & Income Fund Inc insiders were filed in the last 90 days; 84 institutions reported holding it in 13F filings for Q2 2026, worth $114.5M in total; no superinvestor holds it.
13F holders, Q3 2021
Institutional positions in Flaherty & Crumrine Dynamic Preferred & Income Fund Inc as of Sep 30, 2021. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 74
- +3 vs. Q2 2021
- Shares held
- 2.69M
- +35.0K (+1.3%) vs. Q2 2021
- Total value
- $77.3M
- −$557.8K (−0.7%) vs. Q2 2021
- New holders
- 7
- 32 more added
- Sold out
- 4
- 20 more reduced
1 institution that held it in Q2 2021 haven't filed for Q3 2021 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q2 2021: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting DFP on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 84 | $114.5M |
| Q1 2026 | 80 | $108.3M |
| Q4 2025 | 84 | $113.0M |
| Q3 2025 | 82 | $117.6M |
| Q2 2025 | 76 | $104.0M |
| Q1 2025 | 73 | $99.2M |
| Q4 2024 | 75 | $95.6M |
| Q3 2024 | 67 | $102.4M |
| Q2 2024 | 70 | $84.7M |
| Q1 2024 | 67 | $86.4M |
| Q4 2023 | 70 | $78.1M |
| Q3 2023 | 64 | $58.3M |
| Q2 2023 | 62 | $56.3M |
| Q1 2023 | 63 | $50.8M |
| Q4 2022 | 68 | $53.1M |
| Q3 2022 | 56 | $46.0M |
| Q2 2022 | 62 | $52.3M |
| Q1 2022 | 63 | $69.6M |
| Q4 2021 | 65 | $74.5M |
| Q3 2021 | 74 | $77.3M |
| Q2 2021 | 72 | $77.9M |
| Q1 2021 | 69 | $82.6M |
Institutions, Q3 2021
Shares, value and share of portfolio for each institution holding Flaherty & Crumrine Dynamic Preferred & Income Fund Inc; share changes are against Q2 2021.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| FMR LLC | 1 | $0 | 0.00% | +1 | New |
| Arkadios Wealth Advisors | 84 | $2.00K | 0.00% | −628−88.2% | Reduced |
| Total Clarity Wealth Management, Inc. | 178 | $5.00K | 0.00% | +178 | New |
| Webster Bank, N. A. | 500 | $14.0K | 0.00% | 00.0% | Unchanged |
| Sound Income Strategies, LLC | 472 | $14.0K | 0.00% | 00.0% | Unchanged |
| American Portfolios Advisors | 572 | $16.5K | 0.00% | 00.0% | Unchanged |
| D'Orazio & Associates, Inc. | 701 | $20.0K | 0.00% | +450+179.3% | Added |
| Citigroup Inc | 756 | $22.0K | 0.00% | −244−24.4% | Reduced |
| North Star Investment Management Corp. | 850 | $24.0K | 0.00% | 00.0% | Unchanged |
| MCF Advisors LLC | 896 | $26.0K | 0.00% | +15+1.7% | Added |
| Herold Advisors, Inc. | 1,000 | $28.0K | 0.01% | +1,000 | New |
| Investors Research Corp | 1,200 | $35.0K | 0.01% | 00.0% | Unchanged |
| Cullen/Frost Bankers, Inc. | 1,500 | $43.0K | 0.00% | 00.0% | Unchanged |
| Patriot Financial Group Insurance Agency, LLC | 1,546 | $45.0K | 0.01% | +6+0.4% | Added |
| Geneos Wealth Management Inc. | 1,965 | $56.0K | 0.00% | −322−14.1% | Reduced |
| FNY Investment Advisers, LLC | 2,100 | $60.0K | 0.03% | +2,100 | New |
| Emfo, LLC | 2,160 | $62.0K | 0.05% | +2,160 | New |
| Huntington National Bank | – | $81.0K | 0.00% | – | – |
| Walled Lake Planning & Wealth Management, LLC | 3,850 | $111.0K | 0.07% | 00.0% | Unchanged |
| CX Institutional | 4,290 | $124.0K | 0.01% | 00.0% | Unchanged |
| Northwestern Mutual Wealth Management Co | 5,818 | $168.0K | 0.00% | +1,438+32.8% | Added |
| Golden State Wealth Management, LLC | 7,076 | $204.0K | 0.04% | −130−1.8% | Reduced |
| Gill Capital Partners, LLC | 7,134 | $205.0K | 0.09% | 00.0% | Unchanged |
| Mercer Global Advisors Inc | 7,458 | $215.0K | 0.00% | 00.0% | Unchanged |
| Neuberger Berman Group LLC | 8,000 | $230.0K | 0.00% | 00.0% | Unchanged |
| Mid Atlantic Financial Management Inc | 8,465 | $244.0K | 0.02% | +8,465 | New |
| Harbour Investments, Inc. | 8,720 | $251.0K | 0.01% | +46+0.5% | Added |
| Steward Partners Investment Advisory, LLC | 9,084 | $262.0K | 0.00% | +2,062+29.4% | Added |
| Indie Asset Partners, LLC | 9,214 | $265.0K | 0.21% | +41+0.4% | Added |
| Berkeley Capital Partners, LLC | 10,000 | $288.0K | 0.13% | 00.0% | Unchanged |
| UBS Group AG | 10,507 | $302.0K | 0.00% | −4,508−30.0% | Reduced |
| HighTower Advisors, LLC | 10,883 | $313.0K | 0.00% | +16+0.1% | Added |
| Raymond James Trust N.A. | 10,920 | $314.0K | 0.01% | 00.0% | Unchanged |
| Aviance Capital Partners, LLC | 12,250 | $353.0K | 0.06% | −1,500−10.9% | Reduced |
| Clarus Group, Inc. | 12,984 | $374.0K | 0.26% | +25+0.2% | Added |
| Guggenheim Capital LLC | 13,178 | $380.0K | 0.00% | −5,743−30.4% | Reduced |
| Kestra Advisory Services, LLC | 14,260 | $411.0K | 0.00% | +886+6.6% | Added |
| Lakeview Capital Partners, LLC | 14,443 | $416.0K | 0.19% | −3,332−18.7% | Reduced |
| Spire Wealth Management | 14,828 | $427.0K | 0.01% | −4,139−21.8% | Reduced |
| AdvisorNet Financial, Inc | 15,635 | $450.0K | 0.03% | −245−1.5% | Reduced |
| Creative Planning | 25,945 | $475.0K | 0.00% | +25,945 | New |
| Cetera Advisor Networks LLC | 16,916 | $487.0K | 0.01% | −6,839−28.8% | Reduced |
| All Season Financial Advisors, Inc. | 17,945 | $517.0K | 0.42% | +7,585+73.2% | Added |
| First Foundation Advisors | 20,459 | $589.0K | 0.02% | −159−0.8% | Reduced |
| Bank of America Corp | 21,346 | $615.0K | 0.00% | +90.0% | Added |
| Royal Bank of Canada | 21,886 | $630.0K | 0.00% | +10,386+90.3% | Added |
| Covington Capital Management | 22,400 | $645.0K | 0.02% | 00.0% | Unchanged |
| NEXT Financial Group, Inc | 23,899 | $688.0K | 0.05% | +369+1.6% | Added |
| Adell Harriman & Carpenter Inc | 24,284 | $699.4K | 0.07% | −2,116−8.0% | Reduced |
| Merit Financial Group, LLC | 26,060 | $751.0K | 0.08% | +86+0.3% | Added |
| Wedbush Securities Inc | 26,302 | $757.0K | 0.04% | +1,960+8.1% | Added |
| The PNC Financial Services Group, Inc. | 26,580 | $766.0K | 0.00% | +278+1.1% | Added |
| Wolverine Asset Management LLC | 29,973 | $863.0K | 0.01% | +21,689+261.8% | Added |
| Meridian Wealth Management, LLC | 30,578 | $881.0K | 0.11% | +322+1.1% | Added |
| Cary Street Partner Investment Advisory LLC | 31,131 | $897.0K | 0.29% | +340+1.1% | Added |
| Centaurus Financial, Inc. | 32,560 | $938.0K | 0.08% | +538+1.7% | Added |
| Stifel Financial Corp | 40,341 | $1.16M | 0.00% | +3,281+8.9% | Added |
| Ashton Thomas Private Wealth, LLC | 40,710 | $1.17M | 0.17% | +3,350+9.0% | Added |
| Advisor Group Holdings, Inc. | 42,198 | $1.22M | 0.00% | −2,565−5.7% | Reduced |
| Wells Fargo & Company | 43,829 | $1.26M | 0.00% | −7,320−14.3% | Reduced |
| Commonwealth Equity Services, LLC | 44,819 | $1.29M | 0.00% | +6,998+18.5% | Added |
| Mathes Company, Inc. | 45,150 | $1.30M | 0.48% | −2,000−4.2% | Reduced |
| Cambridge Investment Research Advisors, Inc. | 48,908 | $1.41M | 0.01% | +11,874+32.1% | Added |
| Jefferies Group LLC | 54,359 | $1.57M | 0.04% | −765−1.4% | Reduced |
| Ameriprise Financial Inc | 66,566 | $1.92M | 0.00% | +6,938+11.6% | Added |
| Private Advisor Group, LLC | 82,152 | $2.37M | 0.02% | +7,686+10.3% | Added |
| Morgan Stanley | 83,625 | $2.41M | 0.00% | +931+1.1% | Added |
| Cohen & Steers, Inc. | 103,841 | $2.99M | 0.01% | −32,000−23.6% | Reduced |
| 1776 Wealth LLC | 130,394 | $3.75M | 2.14% | +720+0.6% | Added |
| Invesco Ltd. | 148,699 | $4.28M | 0.00% | +1,240+0.8% | Added |
| Oxbow Advisors, LLC | 155,896 | $4.49M | 0.46% | −17,392−10.0% | Reduced |
| Raymond James Financial Services Advisors, Inc. | 179,114 | $5.16M | 0.01% | −11,648−6.1% | Reduced |
| LPL Financial LLC | 215,700 | $6.21M | 0.01% | +14,164+7.0% | Added |
| Raymond James & Associates | 530,509 | $15.3M | 0.01% | +1,090+0.2% | Added |
| BLB&B Advisors, LLC | 0 | $0 | 0.00% | −7,038−100.0% | Sold out |
| Trustcore Financial Services, LLC | 0 | $0 | 0.00% | −500−100.0% | Sold out |
| Advisory Services Network, LLC | 0 | $0 | 0.00% | −365−100.0% | Sold out |
| American National Bank | 0 | $0 | 0.00% | −170−100.0% | Sold out |
| CWM, LLC | – | – | – | – | Not filed |