CION Investment Corp
CION- Exchange
- NYSE
- SEC CIK
- 0001534254
No open-market purchases or sales by CION Investment Corp insiders were filed in the last 90 days; 138 institutions reported holding it in 13F filings for Q2 2026, worth $100.4M in total; no superinvestor holds it.
13F holders, Q3 2025
Institutional positions in CION Investment Corp as of Sep 30, 2025. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 154
- −3 vs. Q2 2025
- Shares held
- 19.4M
- +126.7K (+0.7%) vs. Q2 2025
- Total value
- $184.4M
- −$538.7K (−0.3%) vs. Q2 2025
- New holders
- 19
- 44 more added
- Sold out
- 22
- 51 more reduced
4 institutions that held it in Q2 2025 haven't filed for Q3 2025 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q2 2025: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting CION on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 138 | $100.4M |
| Q1 2026 | 161 | $117.9M |
| Q4 2025 | 166 | $190.5M |
| Q3 2025 | 154 | $184.4M |
| Q2 2025 | 161 | $186.3M |
| Q1 2025 | 173 | $203.7M |
| Q4 2024 | 177 | $222.0M |
| Q3 2024 | 175 | $209.3M |
| Q2 2024 | 179 | $212.3M |
| Q1 2024 | 172 | $198.3M |
| Q4 2023 | 180 | $202.8M |
| Q3 2023 | 167 | $187.5M |
| Q2 2023 | 169 | $178.8M |
| Q1 2023 | 168 | $175.4M |
| Q4 2022 | 172 | $179.4M |
| Q3 2022 | 160 | $131.9M |
| Q2 2022 | 129 | $87.5M |
| Q1 2022 | 73 | $67.6M |
| Q4 2021 | 82 | $54.5M |
| Q3 2021 | 2 | $3.74M |
| Q2 2021 | 0 | $0 |
| Q1 2021 | 1 | $208.0K |
Institutions, Q3 2025
Shares, value and share of portfolio for each institution holding CION Investment Corp; share changes are against Q2 2025.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Kingswood Wealth Advisors, LLC | 14,599 | $138.4K | 0.01% | 00.0% | Unchanged |
| Triumph Capital Management | 14,419 | $136.7K | 0.04% | −200−1.4% | Reduced |
| Rydar Equities, Inc. | 14,456 | $136.5K | 0.11% | +514+3.7% | Added |
| Leigh Baldwin & Co., LLC | 14,334 | $135.9K | 0.08% | +14,334 | New |
| GPS Wealth Strategies Group, LLC | 13,935 | $132.1K | 0.01% | −1,544−10.0% | Reduced |
| PAX Financial Group, LLC | 13,662 | $129.5K | 0.02% | 00.0% | Unchanged |
| Global Retirement Partners, LLC | 13,600 | $128.9K | 0.00% | +190+1.4% | Added |
| Western Wealth Management, LLC | 13,068 | $123.9K | 0.01% | 00.0% | Unchanged |
| Mariner, LLC | 11,909 | $112.9K | 0.00% | −18,883−61.3% | Reduced |
| Goldman Sachs Group Inc | 11,533 | $109.3K | 0.00% | +11,533 | New |
| Winthrop Advisory Group LLC | 11,493 | $109.0K | 0.01% | 00.0% | Unchanged |
| United Capital Financial Advisers, LLC | 11,482 | $108.8K | 0.00% | 00.0% | Unchanged |
| Royal Bank of Canada | 11,237 | $107.0K | 0.00% | +4,381+63.9% | Added |
| Brookstone Capital Management | 11,218 | $106.4K | 0.00% | +11,218 | New |
| TCG Advisory Services, LLC | 10,669 | $101.1K | 0.00% | +10,669 | New |
| Empowered Funds, LLC | 10,627 | $100.7K | 0.00% | +10,627 | New |
| Atticus Wealth Management, LLC | 10,594 | $100.4K | 0.03% | 00.0% | Unchanged |
| Quadrature Capital Ltd | 10,557 | $100.2K | 0.00% | +10,557 | New |
| Aquatic Capital Management LLC | 10,354 | $98.2K | 0.00% | +6,447+165.0% | Added |
| CWM, LLC | 10,343 | $98.0K | 0.00% | +2,664+34.7% | Added |
| SageView Advisory Group, LLC | 10,267 | $97.3K | 0.00% | −1,055−9.3% | Reduced |
| Arete Wealth Advisors, LLC | 10,040 | $95.0K | 0.01% | +10,040 | New |
| Gen-Wealth Partners Inc | 9,500 | $90.1K | 0.03% | 00.0% | Unchanged |
| Geneos Wealth Management Inc. | 8,802 | $83.4K | 0.00% | 00.0% | Unchanged |
| Private Trust Co NA | 7,284 | $69.1K | 0.01% | 00.0% | Unchanged |
| Farther Finance Advisors, LLC | 5,826 | $55.2K | 0.00% | 00.0% | Unchanged |
| Joseph Group Capital Management | 4,131 | $39.2K | 0.01% | 00.0% | Unchanged |
| BNP Paribas Arbitrage, SA | 3,853 | $36.5K | 0.00% | +3,853 | New |
| Spire Wealth Management | 3,821 | $36.2K | 0.00% | −110−2.8% | Reduced |
| MAI Capital Management | 3,562 | $33.8K | 0.00% | 00.0% | Unchanged |
| WPG Advisers, LLC | 3,497 | $33.2K | 0.03% | 00.0% | Unchanged |
| Signaturefd, LLC | 3,309 | $31.4K | 0.00% | 00.0% | Unchanged |
| Private Wealth Management Group, LLC | 3,165 | $30.0K | 0.01% | +3,165 | New |
| Northwestern Mutual Wealth Management Co | 3,133 | $29.7K | 0.00% | 00.0% | Unchanged |
| Wealth Preservation Advisors, LLC | 3,061 | $29.0K | 0.02% | 00.0% | Unchanged |
| Tower Research Capital LLC (TRC) | 2,983 | $28.3K | 0.00% | +2,983 | New |
| Main Street Group, LTD | 2,856 | $27.1K | 0.01% | 00.0% | Unchanged |
| New England Capital Financial Advisors LLC | 2,605 | $24.7K | 0.01% | +92+3.7% | Added |
| Comerica Bank | 2,320 | $22.0K | 0.00% | −22−0.9% | Reduced |
| Tidemark, LLC | 2,134 | $20.2K | 0.01% | 00.0% | Unchanged |
| Sunbelt Securities, Inc. | 2,000 | $19.0K | 0.00% | 00.0% | Unchanged |
| CIBC Private Wealth Group, LLC | 2,000 | $19.0K | 0.00% | +2,000 | New |
| Steward Partners Investment Advisory, LLC | 1,562 | $14.8K | 0.00% | 00.0% | Unchanged |
| Whipplewood Advisors, LLC | 1,461 | $13.8K | 0.01% | −50,784−97.2% | Reduced |
| Rockefeller Capital Management L.P. | 1,307 | $12.4K | 0.00% | +1,307 | New |
| Quantbot Technologies LP | 1,042 | $9.88K | 0.00% | −28,623−96.5% | Reduced |
| Quarry LP | 886 | $8.40K | 0.00% | +886 | New |
| Federation des caisses Desjardins du Quebec | 800 | $7.58K | 0.00% | 00.0% | Unchanged |
| Kozak & Associates, Inc. | 611 | $6.09K | 0.00% | +21+3.6% | Added |
| Richardson Financial Services Inc. | 399 | $3.78K | 0.00% | 00.0% | Unchanged |
| Sound Income Strategies, LLC | 404 | $3.73K | 0.00% | 00.0% | Unchanged |
| Assetmark, Inc | 42 | $398 | 0.00% | +42 | New |
| Barclays PLC | 3 | $28 | 0.00% | +3 | New |
| Creekmur Asset Management LLC | 1 | $10 | 0.00% | −1−50.0% | Reduced |
| Strong Tower Advisory Services | 0 | $0 | 0.00% | −198,777−100.0% | Sold out |
| Y-Intercept (Hong Kong) Ltd | 0 | $0 | 0.00% | −63,351−100.0% | Sold out |
| Stifel Financial Corp | 0 | $0 | 0.00% | −49,039−100.0% | Sold out |
| SeaCrest Wealth Management, LLC | 0 | $0 | 0.00% | −29,102−100.0% | Sold out |
| XTX Topco Ltd | 0 | $0 | 0.00% | −21,618−100.0% | Sold out |
| Tanglewood Legacy Advisors, LLC | 0 | $0 | 0.00% | −16,865−100.0% | Sold out |
| Susquehanna International Group, LLP | 0 | $0 | 0.00% | −14,225−100.0% | Sold out |
| Cape Investment Advisory, Inc. | 0 | $0 | 0.00% | −14,045−100.0% | Sold out |
| O'Shaughnessy Asset Management, LLC | 0 | $0 | 0.00% | −13,702−100.0% | Sold out |
| Beacon Pointe Advisors, LLC | 0 | $0 | 0.00% | −11,346−100.0% | Sold out |
| Coppell Advisory Solutions LLC | 0 | $0 | 0.00% | −10,966−100.0% | Sold out |
| Daymark Wealth Partners, LLC | 0 | $0 | 0.00% | −10,283−100.0% | Sold out |
| Gitterman Wealth Management, LLC | 0 | $0 | 0.00% | −7,300−100.0% | Sold out |
| Transce3nd, LLC | 0 | $0 | 0.00% | −5,875−100.0% | Sold out |
| Strategic Wealth Partners, Ltd. | 0 | $0 | 0.00% | −5,144−100.0% | Sold out |
| Hollencrest Capital Management | 0 | $0 | 0.00% | −3,000−100.0% | Sold out |
| Darwin Advisors, LLC | 0 | $0 | 0.00% | −1,511−100.0% | Sold out |
| Ameritas Advisory Services, LLC | 0 | $0 | 0.00% | −1,416−100.0% | Sold out |
| Thurston, Springer, Miller, Herd & Titak, Inc. | 0 | $0 | 0.00% | −1,068−100.0% | Sold out |
| Arlington Trust Co LLC | 0 | $0 | 0.00% | −1,000−100.0% | Sold out |
| Caitong International Asset Management Co., Ltd | 0 | $0 | 0.00% | −402−100.0% | Sold out |
| GWM Advisors LLC | 0 | $0 | 0.00% | −7−100.0% | Sold out |
| Financial Gravity Companies, Inc. | – | – | – | – | Not filed |
| Avantax Advisory Services, Inc. | – | – | – | – | Not filed |
| Legacy Investment Solutions, LLC | – | – | – | – | Not filed |
| First Horizon Advisors, Inc. | – | – | – | – | Not filed |