CION Investment Corp
CION- Exchange
- NYSE
- SEC CIK
- 0001534254
No open-market purchases or sales by CION Investment Corp insiders were filed in the last 90 days; 138 institutions reported holding it in 13F filings for Q2 2026, worth $100.4M in total; no superinvestor holds it.
13F holders, Q3 2025
Institutional positions in CION Investment Corp as of Sep 30, 2025. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 154
- −3 vs. Q2 2025
- Shares held
- 19.4M
- +126.7K (+0.7%) vs. Q2 2025
- Total value
- $184.4M
- −$538.7K (−0.3%) vs. Q2 2025
- New holders
- 19
- 44 more added
- Sold out
- 22
- 51 more reduced
4 institutions that held it in Q2 2025 haven't filed for Q3 2025 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q2 2025: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting CION on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 138 | $100.4M |
| Q1 2026 | 161 | $117.9M |
| Q4 2025 | 166 | $190.5M |
| Q3 2025 | 154 | $184.4M |
| Q2 2025 | 161 | $186.3M |
| Q1 2025 | 173 | $203.7M |
| Q4 2024 | 177 | $222.0M |
| Q3 2024 | 175 | $209.3M |
| Q2 2024 | 179 | $212.3M |
| Q1 2024 | 172 | $198.3M |
| Q4 2023 | 180 | $202.8M |
| Q3 2023 | 167 | $187.5M |
| Q2 2023 | 169 | $178.8M |
| Q1 2023 | 168 | $175.4M |
| Q4 2022 | 172 | $179.4M |
| Q3 2022 | 160 | $131.9M |
| Q2 2022 | 129 | $87.5M |
| Q1 2022 | 73 | $67.6M |
| Q4 2021 | 82 | $54.5M |
| Q3 2021 | 2 | $3.74M |
| Q2 2021 | 0 | $0 |
| Q1 2021 | 1 | $208.0K |
Institutions, Q3 2025
Shares, value and share of portfolio for each institution holding CION Investment Corp; share changes are against Q2 2025.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Creekmur Asset Management LLC | 1 | $10 | 0.00% | −1−50.0% | Reduced |
| Barclays PLC | 3 | $28 | 0.00% | +3 | New |
| Assetmark, Inc | 42 | $398 | 0.00% | +42 | New |
| Sound Income Strategies, LLC | 404 | $3.73K | 0.00% | 00.0% | Unchanged |
| Richardson Financial Services Inc. | 399 | $3.78K | 0.00% | 00.0% | Unchanged |
| Kozak & Associates, Inc. | 611 | $6.09K | 0.00% | +21+3.6% | Added |
| Federation des caisses Desjardins du Quebec | 800 | $7.58K | 0.00% | 00.0% | Unchanged |
| Quarry LP | 886 | $8.40K | 0.00% | +886 | New |
| Quantbot Technologies LP | 1,042 | $9.88K | 0.00% | −28,623−96.5% | Reduced |
| Rockefeller Capital Management L.P. | 1,307 | $12.4K | 0.00% | +1,307 | New |
| Whipplewood Advisors, LLC | 1,461 | $13.8K | 0.01% | −50,784−97.2% | Reduced |
| Steward Partners Investment Advisory, LLC | 1,562 | $14.8K | 0.00% | 00.0% | Unchanged |
| Sunbelt Securities, Inc. | 2,000 | $19.0K | 0.00% | 00.0% | Unchanged |
| CIBC Private Wealth Group, LLC | 2,000 | $19.0K | 0.00% | +2,000 | New |
| Tidemark, LLC | 2,134 | $20.2K | 0.01% | 00.0% | Unchanged |
| Comerica Bank | 2,320 | $22.0K | 0.00% | −22−0.9% | Reduced |
| New England Capital Financial Advisors LLC | 2,605 | $24.7K | 0.01% | +92+3.7% | Added |
| Main Street Group, LTD | 2,856 | $27.1K | 0.01% | 00.0% | Unchanged |
| Tower Research Capital LLC (TRC) | 2,983 | $28.3K | 0.00% | +2,983 | New |
| Wealth Preservation Advisors, LLC | 3,061 | $29.0K | 0.02% | 00.0% | Unchanged |
| Northwestern Mutual Wealth Management Co | 3,133 | $29.7K | 0.00% | 00.0% | Unchanged |
| Private Wealth Management Group, LLC | 3,165 | $30.0K | 0.01% | +3,165 | New |
| Signaturefd, LLC | 3,309 | $31.4K | 0.00% | 00.0% | Unchanged |
| WPG Advisers, LLC | 3,497 | $33.2K | 0.03% | 00.0% | Unchanged |
| MAI Capital Management | 3,562 | $33.8K | 0.00% | 00.0% | Unchanged |
| Spire Wealth Management | 3,821 | $36.2K | 0.00% | −110−2.8% | Reduced |
| BNP Paribas Arbitrage, SA | 3,853 | $36.5K | 0.00% | +3,853 | New |
| Joseph Group Capital Management | 4,131 | $39.2K | 0.01% | 00.0% | Unchanged |
| Farther Finance Advisors, LLC | 5,826 | $55.2K | 0.00% | 00.0% | Unchanged |
| Private Trust Co NA | 7,284 | $69.1K | 0.01% | 00.0% | Unchanged |
| Geneos Wealth Management Inc. | 8,802 | $83.4K | 0.00% | 00.0% | Unchanged |
| Gen-Wealth Partners Inc | 9,500 | $90.1K | 0.03% | 00.0% | Unchanged |
| Arete Wealth Advisors, LLC | 10,040 | $95.0K | 0.01% | +10,040 | New |
| SageView Advisory Group, LLC | 10,267 | $97.3K | 0.00% | −1,055−9.3% | Reduced |
| CWM, LLC | 10,343 | $98.0K | 0.00% | +2,664+34.7% | Added |
| Aquatic Capital Management LLC | 10,354 | $98.2K | 0.00% | +6,447+165.0% | Added |
| Quadrature Capital Ltd | 10,557 | $100.2K | 0.00% | +10,557 | New |
| Atticus Wealth Management, LLC | 10,594 | $100.4K | 0.03% | 00.0% | Unchanged |
| Empowered Funds, LLC | 10,627 | $100.7K | 0.00% | +10,627 | New |
| TCG Advisory Services, LLC | 10,669 | $101.1K | 0.00% | +10,669 | New |
| Brookstone Capital Management | 11,218 | $106.4K | 0.00% | +11,218 | New |
| Royal Bank of Canada | 11,237 | $107.0K | 0.00% | +4,381+63.9% | Added |
| United Capital Financial Advisers, LLC | 11,482 | $108.8K | 0.00% | 00.0% | Unchanged |
| Winthrop Advisory Group LLC | 11,493 | $109.0K | 0.01% | 00.0% | Unchanged |
| Goldman Sachs Group Inc | 11,533 | $109.3K | 0.00% | +11,533 | New |
| Mariner, LLC | 11,909 | $112.9K | 0.00% | −18,883−61.3% | Reduced |
| Western Wealth Management, LLC | 13,068 | $123.9K | 0.01% | 00.0% | Unchanged |
| Global Retirement Partners, LLC | 13,600 | $128.9K | 0.00% | +190+1.4% | Added |
| PAX Financial Group, LLC | 13,662 | $129.5K | 0.02% | 00.0% | Unchanged |
| GPS Wealth Strategies Group, LLC | 13,935 | $132.1K | 0.01% | −1,544−10.0% | Reduced |
| Leigh Baldwin & Co., LLC | 14,334 | $135.9K | 0.08% | +14,334 | New |
| Rydar Equities, Inc. | 14,456 | $136.5K | 0.11% | +514+3.7% | Added |
| Triumph Capital Management | 14,419 | $136.7K | 0.04% | −200−1.4% | Reduced |
| Kingswood Wealth Advisors, LLC | 14,599 | $138.4K | 0.01% | 00.0% | Unchanged |
| Millennium Management LLC | 14,696 | $139.3K | 0.00% | −51,558−77.8% | Reduced |
| Belpointe Asset Management LLC | 15,093 | $143.1K | 0.01% | −853−5.3% | Reduced |
| Newbridge Financial Services Group, Inc. | 15,094 | $143.1K | 0.02% | 00.0% | Unchanged |
| Sanctuary Advisors, LLC | 15,155 | $143.7K | 0.00% | +2,687+21.6% | Added |
| Integrated Wealth Concepts LLC | 15,230 | $144.4K | 0.00% | 00.0% | Unchanged |
| IFP Advisors, Inc | 15,439 | $146.4K | 0.00% | −1,431−8.5% | Reduced |
| Mercer Global Advisors Inc | 15,693 | $148.8K | 0.00% | −2,234−12.5% | Reduced |
| TownSquare Capital, LLC | 15,797 | $149.8K | 0.02% | −591−3.6% | Reduced |
| BridgePort Financial Solutions, LLC | 15,987 | $151.6K | 0.04% | 00.0% | Unchanged |
| Aviso Wealth Management | 16,188 | $153.5K | 0.07% | −1,466−8.3% | Reduced |
| Wealthspire Advisors, LLC | 16,687 | $158.2K | 0.00% | 00.0% | Unchanged |
| Dynamic Technology Lab Private Ltd | 16,858 | $160.0K | 0.03% | +16,858 | New |
| StoneX Group Inc. | 18,306 | $173.5K | 0.01% | −3,725−16.9% | Reduced |
| Brinker Capital Investments, LLC | 19,269 | $182.7K | 0.00% | +1,438+8.1% | Added |
| SWMG, LLC | 19,374 | $183.5K | 0.06% | 00.0% | Unchanged |
| Collaborative Wealth Managment Inc. | 19,402 | $183.9K | 0.07% | 00.0% | Unchanged |
| Harbour Investments, Inc. | 19,600 | $185.8K | 0.00% | +3,670+23.0% | Added |
| Great Valley Advisor Group, Inc. | 20,115 | $190.7K | 0.00% | +7,472+59.1% | Added |
| Golden State Wealth Management, LLC | 20,219 | $191.7K | 0.02% | +1,363+7.2% | Added |
| Creative Planning | 20,657 | $195.8K | 0.00% | −3,248−13.6% | Reduced |
| Merit Financial Group, LLC | 21,754 | $206.2K | 0.00% | +2,861+15.1% | Added |
| Wealthcare Advisory Partners LLC | 22,689 | $215.1K | 0.00% | −6,290−21.7% | Reduced |
| Kestra Private Wealth Services, LLC | 23,324 | $221.1K | 0.00% | +1,111+5.0% | Added |
| Sofos Investments, Inc. | 24,049 | $228.0K | 0.05% | +24,049 | New |
| Cerity Partners LLC | 24,064 | $228.1K | 0.00% | 00.0% | Unchanged |
| United Advisor Group, LLC | 24,085 | $228.3K | 0.03% | −51−0.2% | Reduced |
| EPG Wealth Management LLC | 24,676 | $233.9K | 0.06% | +481+2.0% | Added |
| A&I Financial Services, LLC | 24,902 | $235.1K | 0.11% | −3,841−13.4% | Reduced |
| EWG Elevate Inc. | 25,474 | $241.5K | 0.08% | 00.0% | Unchanged |
| IHT Wealth Management, LLC | 25,653 | $243.2K | 0.01% | +203+0.8% | Added |
| GatePass Capital, LLC | 26,000 | $246.5K | 0.14% | −1,000−3.7% | Reduced |
| Simon Quick Advisors, LLC | 26,460 | $250.8K | 0.01% | +934+3.7% | Added |
| Northern Trust Corp | 26,484 | $251.1K | 0.00% | +8,029+43.5% | Added |
| BlueChip Wealth Advisors LLC | 27,351 | $259.3K | 0.11% | −25,625−48.4% | Reduced |
| Verition Fund Management LLC | 27,409 | $259.8K | 0.00% | 00.0% | Unchanged |
| Founders Financial Alliance, LLC | 28,008 | $265.5K | 0.05% | +3,420+13.9% | Added |
| JPMorgan Chase & Co | 28,530 | $270.5K | 0.00% | +14,515+103.6% | Added |
| Silver Oak Securities, Inc | 28,758 | $272.6K | 0.02% | +297+1.0% | Added |
| Koshinski Asset Management, Inc. | 30,396 | $288.2K | 0.02% | −2,392−7.3% | Reduced |
| Wedbush Securities Inc | 30,575 | $290.0K | 0.01% | +10,175+49.9% | Added |
| TT Capital Management LLC | 31,221 | $296.0K | 0.23% | −3,195−9.3% | Reduced |
| Beacon Capital Management, LLC | 32,734 | $310.3K | 0.04% | −670−2.0% | Reduced |
| HighTower Advisors, LLC | 35,456 | $336.1K | 0.00% | −322−0.9% | Reduced |
| Founders Financial Securities LLC | 36,904 | $349.9K | 0.02% | −16,295−30.6% | Reduced |
| Buckingham Strategic Partners | 37,265 | $357.7K | 0.00% | +16,838+82.4% | Added |
| Strategic Blueprint, LLC | 39,283 | $372.4K | 0.02% | −9,010−18.7% | Reduced |