CION Investment Corp
CION- Exchange
- NYSE
- SEC CIK
- 0001534254
No open-market purchases or sales by CION Investment Corp insiders were filed in the last 90 days; 138 institutions reported holding it in 13F filings for Q2 2026, worth $100.4M in total; no superinvestor holds it.
13F holders, Q4 2024
Institutional positions in CION Investment Corp as of Dec 31, 2024. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 177
- +4 vs. Q3 2024
- Shares held
- 19.5M
- +1.03M (+5.6%) vs. Q3 2024
- Total value
- $222.0M
- +$13.0M (+6.2%) vs. Q3 2024
- New holders
- 28
- 54 more added
- Sold out
- 24
- 60 more reduced
2 institutions that held it in Q3 2024 haven't filed for Q4 2024 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q3 2024: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting CION on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 138 | $100.4M |
| Q1 2026 | 161 | $117.9M |
| Q4 2025 | 166 | $190.5M |
| Q3 2025 | 154 | $184.4M |
| Q2 2025 | 161 | $186.3M |
| Q1 2025 | 173 | $203.7M |
| Q4 2024 | 177 | $222.0M |
| Q3 2024 | 175 | $209.3M |
| Q2 2024 | 179 | $212.3M |
| Q1 2024 | 172 | $198.3M |
| Q4 2023 | 180 | $202.8M |
| Q3 2023 | 167 | $187.5M |
| Q2 2023 | 169 | $178.8M |
| Q1 2023 | 168 | $175.4M |
| Q4 2022 | 172 | $179.4M |
| Q3 2022 | 160 | $131.9M |
| Q2 2022 | 129 | $87.5M |
| Q1 2022 | 73 | $67.6M |
| Q4 2021 | 82 | $54.5M |
| Q3 2021 | 2 | $3.74M |
| Q2 2021 | 0 | $0 |
| Q1 2021 | 1 | $208.0K |
Institutions, Q4 2024
Shares, value and share of portfolio for each institution holding CION Investment Corp; share changes are against Q3 2024.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| GWM Advisors LLC | 6 | $70 | 0.00% | 00.0% | Unchanged |
| National Bank of Canada | 66 | $752 | 0.00% | +66 | New |
| Caitong International Asset Management Co., Ltd | 66 | $752 | 0.00% | +66 | New |
| Richard W. Paul & Associates, LLC | 285 | $3.25K | 0.00% | 00.0% | Unchanged |
| Richardson Financial Services Inc. | 399 | $4.49K | 0.00% | 00.0% | Unchanged |
| Thurston, Springer, Miller, Herd & Titak, Inc. | 400 | $4.56K | 0.00% | +400 | New |
| Sound Income Strategies, LLC | 404 | $4.61K | 0.00% | 00.0% | Unchanged |
| Skopos Labs, Inc. | 418 | $4.77K | 0.00% | +418 | New |
| RE Dickinson Investment Advisors, LLC | 538 | $6.10K | 0.00% | +538 | New |
| Kozak & Associates, Inc. | 545 | $6.27K | 0.00% | +16+3.0% | Added |
| Tucker Asset Management LLC | 590 | $6.73K | 0.00% | 00.0% | Unchanged |
| Federation des caisses Desjardins du Quebec | 800 | $9.12K | 0.00% | 00.0% | Unchanged |
| Steward Partners Investment Advisory, LLC | 1,562 | $17.8K | 0.00% | 00.0% | Unchanged |
| Sunbelt Securities, Inc. | 2,000 | $22.5K | 0.00% | 00.0% | Unchanged |
| Comerica Bank | 1,994 | $22.7K | 0.00% | 00.0% | Unchanged |
| Nomura Asset Management Co Ltd | 1,998 | $22.8K | 0.00% | +1,559+355.1% | Added |
| Arlington Trust Co LLC | 2,100 | $23.9K | 0.01% | 00.0% | Unchanged |
| Tidemark, LLC | 2,134 | $24.3K | 0.01% | 00.0% | Unchanged |
| New England Capital Financial Advisors LLC | 2,315 | $26.4K | 0.01% | +68+3.0% | Added |
| Main Street Group, LTD | 2,856 | $32.6K | 0.01% | 00.0% | Unchanged |
| Tower Research Capital LLC (TRC) | 2,908 | $33.2K | 0.00% | +735+33.8% | Added |
| Northwestern Mutual Wealth Management Co | 3,133 | $35.7K | 0.00% | 00.0% | Unchanged |
| Citigroup Inc | 3,151 | $35.9K | 0.00% | +731+30.2% | Added |
| Signaturefd, LLC | 3,309 | $37.7K | 0.00% | 00.0% | Unchanged |
| MAI Capital Management | 3,562 | $40.6K | 0.00% | +3,562 | New |
| CIBC Private Wealth Group, LLC | 4,000 | $44.3K | 0.00% | 00.0% | Unchanged |
| Joseph Group Capital Management | 4,131 | $47.1K | 0.02% | 00.0% | Unchanged |
| WPG Advisers, LLC | 4,555 | $51.9K | 0.05% | +4,555 | New |
| Ameriflex Group, Inc. | 4,681 | $54.9K | 0.03% | +4,681 | New |
| Farther Finance Advisors, LLC | 5,826 | $66.4K | 0.00% | −81−1.4% | Reduced |
| Proequities, Inc. | 6,364 | $73.6K | 0.00% | 00.0% | Unchanged |
| JPMorgan Chase & Co | 6,462 | $73.7K | 0.00% | −13,026−66.8% | Reduced |
| Geneos Wealth Management Inc. | 7,231 | $82.4K | 0.00% | −789−9.8% | Reduced |
| Private Trust Co NA | 7,284 | $83.0K | 0.01% | 00.0% | Unchanged |
| CWM, LLC | 7,499 | $85.0K | 0.00% | +63+0.8% | Added |
| Quantbot Technologies LP | 8,421 | $96.0K | 0.00% | −291−3.3% | Reduced |
| Golden State Wealth Management, LLC | 8,434 | $96.2K | 0.01% | +8,434 | New |
| Legacy Investment Solutions, LLC | 8,486 | $98.7K | 0.06% | −2,438−22.3% | Reduced |
| Legacy Wealth Managment, LLC | 8,486 | $98.7K | 0.06% | −2,438−22.3% | Reduced |
| Aquatic Capital Management LLC | 8,992 | $102.5K | 0.00% | +8,992 | New |
| Bank of America Corp | 9,902 | $112.9K | 0.00% | −4,856−32.9% | Reduced |
| Catalina Capital Group, LLC | 10,197 | $116.2K | 0.04% | −17,040−62.6% | Reduced |
| Stratos Wealth Partners, LTD. | 10,535 | $120.1K | 0.00% | −338−3.1% | Reduced |
| Atticus Wealth Management, LLC | 10,594 | $120.8K | 0.04% | 00.0% | Unchanged |
| Coppell Advisory Solutions LLC | 10,966 | $123.4K | 0.02% | +1,093+11.1% | Added |
| GWN Securities Inc. | 10,819 | $124.2K | 0.03% | +10,819 | New |
| Providence Wealth Advisors, LLC | 11,146 | $126.7K | 0.10% | 00.0% | Unchanged |
| Dynamic Technology Lab Private Ltd | 11,111 | $127.0K | 0.02% | +11,111 | New |
| Bensler, LLC | 11,211 | $127.8K | 0.02% | +263+2.4% | Added |
| SageView Advisory Group, LLC | 11,322 | $129.1K | 0.01% | 00.0% | Unchanged |
| First Heartland Consultants, Inc. | 11,951 | $136.2K | 0.01% | 00.0% | Unchanged |
| Entropy Technologies, LP | 12,083 | $137.7K | 0.01% | +12,083 | New |
| Wedbush Securities Inc | 12,450 | $142.0K | 0.01% | 00.0% | Unchanged |
| Gen-Wealth Partners Inc | 12,688 | $144.6K | 0.06% | −1,782−12.3% | Reduced |
| Clearstead Advisors, LLC | 12,998 | $148.2K | 0.00% | +12,998 | New |
| Global Retirement Partners, LLC | 12,998 | $148.2K | 0.00% | +141+1.1% | Added |
| Gsa Capital Partners LLP | 13,384 | $153.0K | 0.01% | −6,472−32.6% | Reduced |
| Fullcircle Wealth LLC | 12,811 | $153.5K | 0.06% | 00.0% | Unchanged |
| Y-Intercept (Hong Kong) Ltd | 14,384 | $164.0K | 0.01% | −9,538−39.9% | Reduced |
| Creekmur Asset Management LLC | 14,618 | $166.6K | 0.04% | −5,299−26.6% | Reduced |
| Cape Investment Advisory, Inc. | 15,045 | $171.5K | 0.07% | −431−2.8% | Reduced |
| Engineers Gate Manager LP | 15,163 | $172.9K | 0.00% | −2,676−15.0% | Reduced |
| Integrated Wealth Concepts LLC | 15,230 | $173.6K | 0.00% | 00.0% | Unchanged |
| Triumph Capital Management | 15,253 | $173.9K | 0.06% | −265−1.7% | Reduced |
| Spire Wealth Management | 16,258 | $185.3K | 0.01% | 00.0% | Unchanged |
| United Capital Financial Advisers, LLC | 16,392 | $186.9K | 0.00% | +145+0.9% | Added |
| Verition Fund Management LLC | 16,500 | $188.1K | 0.00% | +16,500 | New |
| Brookstone Capital Management | 16,590 | $189.1K | 0.00% | −2,362−12.5% | Reduced |
| Wealthspire Advisors, LLC | 16,687 | $190.2K | 0.00% | 00.0% | Unchanged |
| BridgePort Financial Solutions, LLC | 15,576 | $190.8K | 0.09% | +15,576 | New |
| Newbridge Financial Services Group, Inc. | 16,740 | $190.8K | 0.05% | −69−0.4% | Reduced |
| Tanglewood Legacy Advisors, LLC | 16,865 | $192.3K | 0.08% | 00.0% | Unchanged |
| Winthrop Advisory Group LLC | 17,085 | $194.8K | 0.02% | +17,085 | New |
| Creative Planning | 17,273 | $196.9K | 0.00% | +3,438+24.9% | Added |
| Aviso Wealth Management | 17,691 | $201.7K | 0.10% | −4,159−19.0% | Reduced |
| Belpointe Asset Management LLC | 16,456 | $202.4K | 0.01% | 00.0% | Unchanged |
| StoneX Group Inc. | 18,200 | $207.5K | 0.01% | +18,200 | New |
| Harbour Investments, Inc. | 18,246 | $208.0K | 0.01% | +97+0.5% | Added |
| Transce3nd, LLC | 19,110 | $217.9K | 0.07% | +19,110 | New |
| Western Wealth Management, LLC | 19,181 | $218.7K | 0.01% | −700−3.5% | Reduced |
| SWMG, LLC | 19,374 | $223.0K | 0.09% | 00.0% | Unchanged |
| GPS Wealth Strategies Group, LLC | 20,184 | $230.1K | 0.03% | −1,000−4.7% | Reduced |
| Beacon Pointe Advisors, LLC | 20,275 | $231.1K | 0.00% | −12,887−38.9% | Reduced |
| Northern Trust Corp | 21,100 | $240.5K | 0.00% | −2,127−9.2% | Reduced |
| Collaborative Wealth Managment Inc. | 21,126 | $240.8K | 0.11% | +16+0.1% | Added |
| Jane Street Group, LLC | 21,305 | $242.9K | 0.00% | +7,778+57.5% | Added |
| Strategic Blueprint, LLC | 21,377 | $243.7K | 0.01% | +4,407+26.0% | Added |
| Founders Financial Alliance, LLC | 21,769 | $248.2K | 0.07% | +1,086+5.3% | Added |
| Kestra Private Wealth Services, LLC | 21,974 | $250.5K | 0.00% | −3,608−14.1% | Reduced |
| IFP Advisors, Inc | 22,325 | $254.5K | 0.01% | −797−3.4% | Reduced |
| HRT Financial LP | 22,798 | $259.0K | 0.00% | −49,636−68.5% | Reduced |
| HighTower Advisors, LLC | 22,956 | $261.7K | 0.00% | +3,236+16.4% | Added |
| Simon Quick Advisors, LLC | 23,521 | $268.1K | 0.02% | +694+3.0% | Added |
| Mercer Global Advisors Inc | 23,655 | $269.7K | 0.00% | −22,437−48.7% | Reduced |
| Eagle Global Advisors LLC | 23,820 | $271.5K | 0.01% | 00.0% | Unchanged |
| Virtu Financial LLC | 23,831 | $272.0K | 0.01% | +13,199+124.1% | Added |
| O'Shaughnessy Asset Management, LLC | 24,621 | $280.7K | 0.00% | +3,205+15.0% | Added |
| PAX Financial Group, LLC | 24,627 | $280.7K | 0.05% | +324+1.3% | Added |
| GatePass Capital, LLC | 24,820 | $282.9K | 0.31% | +24,820 | New |
| EWG Elevate Inc. | 25,474 | $290.4K | 0.09% | −2,320−8.3% | Reduced |