CION Investment Corp

CION

Exchange: NYSE
SEC CIK: 0001534254

SEC filings (opens in a new tab)

No open-market purchases or sales by CION Investment Corp insiders were filed in the last 90 days; 138 institutions reported holding it in 13F filings for Q2 2026, worth $100.4M in total; no superinvestor holds it.

Other share classesCICB CICC

Q4 2024 vs. Q3 2024

How the institutions holding CION Investment Corp changed between Q3 2024 and Q4 2024.

All holders in Q4 2024 All holders in Q3 2024

13F holders of CION: Q3 2024 compared with Q4 2024
Measure	Q3 2024	Of which not filed for Q4 2024	Q4 2024	Change
Holders	175	2	177	+4
Shares	18.5M	23.3K	19.5M	+1.03M (+5.6%)
Value	$209.3M	$276.9K	$222.0M	+$13.0M (+6.2%)

2 institutions that held it in Q3 2024 haven't filed for Q4 2024 yet. Not filing isn't selling, so the changes leave them out.

New holders (28)

Institutions that held CION Investment Corp at the end of Q4 2024 but not at the end of Q3 2024.

Institutions new to CION in Q4 2024
Institution	Shares	Value	% of portfolio
Invesco Ltd.	1,042,279	$11.9M	0.00%
CF Capital LLC	421,801	$4.81M	5.18%
Raymond James Financial Inc	150,088	$1.71M	0.00%
Whipplewood Advisors, LLC	40,899	$466.2K	0.27%
Consolidated Portfolio Review Corp	36,610	$417.4K	0.07%
A&I Financial Services, LLC	33,860	$386.0K	0.38%
TT Capital Management LLC	29,698	$339.0K	0.27%
Kingswood Wealth Advisors, LLC	29,198	$332.9K	0.02%
GatePass Capital, LLC	24,820	$282.9K	0.31%
Transce3nd, LLC	19,110	$217.9K	0.07%
StoneX Group Inc.	18,200	$207.5K	0.01%
Winthrop Advisory Group LLC	17,085	$194.8K	0.02%
BridgePort Financial Solutions, LLC	15,576	$190.8K	0.09%
Verition Fund Management LLC	16,500	$188.1K	0.00%
Clearstead Advisors, LLC	12,998	$148.2K	0.00%
Entropy Technologies, LP	12,083	$137.7K	0.01%
Dynamic Technology Lab Private Ltd	11,111	$127.0K	0.02%
GWN Securities Inc.	10,819	$124.2K	0.03%
Aquatic Capital Management LLC	8,992	$102.5K	0.00%
Golden State Wealth Management, LLC	8,434	$96.2K	0.01%
Ameriflex Group, Inc.	4,681	$54.9K	0.03%
WPG Advisers, LLC	4,555	$51.9K	0.05%
MAI Capital Management	3,562	$40.6K	0.00%
RE Dickinson Investment Advisors, LLC	538	$6.10K	0.00%
Skopos Labs, Inc.	418	$4.77K	0.00%
Thurston, Springer, Miller, Herd & Titak, Inc.	400	$4.56K	0.00%
National Bank of Canada	66	$752	0.00%
Caitong International Asset Management Co., Ltd	66	$752	0.00%

Sold out (24)

Institutions that held CION Investment Corp at the end of Q3 2024 and filed for Q4 2024 without it.

Institutions that sold out of CION in Q4 2024
Institution	Shares, Q3 2024	Value, Q3 2024
Alpine Global Management, LLC	270,000	$3.21M
Millennium Management LLC	180,892	$2.15M
Man Group plc	116,469	$1.39M
Neuberger Berman Group LLC	40,359	$480.3K
Goldman Sachs Group Inc	35,454	$421.9K
Stifel Financial Corp	31,945	$380.1K
Arete Wealth Advisors, LLC	28,275	$337.0K
Kingsview Wealth Management, LLC	27,910	$332.1K
Occudo Quantitative Strategies LP	26,591	$316.4K
Buckingham Strategic Partners	22,819	$271.6K
Merit Financial Group, LLC	20,689	$246.2K
Paloma Partners Management Co	18,524	$220.4K
Qube Research & Technologies Ltd	18,284	$217.6K
Quadrature Capital Ltd	15,019	$178.9K
Cubist Systematic Strategies, LLC	14,696	$174.9K
Regatta Capital Group, LLC	14,628	$174.1K
Focused Wealth Management, Inc	10,059	$119.7K
Huntington National Bank	4,704	$56.0K
Allworth Financial LP	1,689	$20.1K
FMR LLC	1,677	$20.0K
SOA Wealth Advisors, LLC.	854	$10.2K
WealthCollab, LLC	232	$2.76K
NBC Securities, Inc.	165	$1.00K
Simplex Trading, LLC	103	$1.00K

Not filed for Q4 2024 yet (2)

Institutions that held CION Investment Corp at the end of Q3 2024 and haven't filed a 13F for Q4 2024. Not filing isn't selling, so they aren't counted as sold out.

Institutions holding CION in Q3 2024 that haven't filed for Q4 2024
Institution	Shares, Q3 2024	Value, Q3 2024
Kowal Investment Group, LLC	12,361	$147.1K
Raymond James & Associates	10,909	$129.8K