CION Investment Corp
CION- Exchange
- NYSE
- SEC CIK
- 0001534254
No open-market purchases or sales by CION Investment Corp insiders were filed in the last 90 days; 138 institutions reported holding it in 13F filings for Q2 2026, worth $100.4M in total; no superinvestor holds it.
13F holders, Q3 2024
Institutional positions in CION Investment Corp as of Sep 30, 2024. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 175
- −2 vs. Q2 2024
- Shares held
- 18.5M
- +1.12M (+6.5%) vs. Q2 2024
- Total value
- $209.3M
- −$1.26M (−0.6%) vs. Q2 2024
- New holders
- 18
- 64 more added
- Sold out
- 20
- 57 more reduced
2 institutions that held it in Q2 2024 haven't filed for Q3 2024 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q2 2024: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting CION on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 138 | $100.4M |
| Q1 2026 | 161 | $117.9M |
| Q4 2025 | 166 | $190.5M |
| Q3 2025 | 154 | $184.4M |
| Q2 2025 | 161 | $186.3M |
| Q1 2025 | 173 | $203.7M |
| Q4 2024 | 177 | $222.0M |
| Q3 2024 | 175 | $209.3M |
| Q2 2024 | 179 | $212.3M |
| Q1 2024 | 172 | $198.3M |
| Q4 2023 | 180 | $202.8M |
| Q3 2023 | 167 | $187.5M |
| Q2 2023 | 169 | $178.8M |
| Q1 2023 | 168 | $175.4M |
| Q4 2022 | 172 | $179.4M |
| Q3 2022 | 160 | $131.9M |
| Q2 2022 | 129 | $87.5M |
| Q1 2022 | 73 | $67.6M |
| Q4 2021 | 82 | $54.5M |
| Q3 2021 | 2 | $3.74M |
| Q2 2021 | 0 | $0 |
| Q1 2021 | 1 | $208.0K |
Institutions, Q3 2024
Shares, value and share of portfolio for each institution holding CION Investment Corp; share changes are against Q2 2024.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| GWM Advisors LLC | 6 | $71 | 0.00% | 00.0% | Unchanged |
| NBC Securities, Inc. | 165 | $1.00K | 0.00% | +6+3.8% | Added |
| Simplex Trading, LLC | 103 | $1.00K | 0.00% | +103 | New |
| WealthCollab, LLC | 232 | $2.76K | 0.00% | +232 | New |
| Richard W. Paul & Associates, LLC | 285 | $3.39K | 0.00% | 00.0% | Unchanged |
| Sound Income Strategies, LLC | 404 | $4.81K | 0.00% | 00.0% | Unchanged |
| Richardson Financial Services Inc. | 399 | $4.84K | 0.00% | 00.0% | Unchanged |
| Nomura Asset Management Co Ltd | 439 | $5.22K | 0.00% | 00.0% | Unchanged |
| Kozak & Associates, Inc. | 529 | $6.39K | 0.00% | +15+2.9% | Added |
| Tucker Asset Management LLC | 590 | $7.02K | 0.00% | 00.0% | Unchanged |
| Federation des caisses Desjardins du Quebec | 800 | $9.52K | 0.00% | +800 | New |
| SOA Wealth Advisors, LLC. | 854 | $10.2K | 0.00% | 00.0% | Unchanged |
| Steward Partners Investment Advisory, LLC | 1,562 | $18.6K | 0.00% | 00.0% | Unchanged |
| FMR LLC | 1,677 | $20.0K | 0.00% | +1,676+167,600.0% | Added |
| Allworth Financial LP | 1,689 | $20.1K | 0.00% | 00.0% | Unchanged |
| Comerica Bank | 1,994 | $23.7K | 0.00% | +332+20.0% | Added |
| Sunbelt Securities, Inc. | 2,000 | $23.8K | 0.00% | 00.0% | Unchanged |
| Arlington Trust Co LLC | 2,100 | $25.0K | 0.01% | 00.0% | Unchanged |
| Tidemark, LLC | 2,134 | $25.4K | 0.01% | −869−28.9% | Reduced |
| Tower Research Capital LLC (TRC) | 2,173 | $25.9K | 0.00% | +2,086+2,397.7% | Added |
| New England Capital Financial Advisors LLC | 2,247 | $26.7K | 0.01% | +74+3.4% | Added |
| Citigroup Inc | 2,420 | $28.8K | 0.00% | +2,420 | New |
| Main Street Group, LTD | 2,856 | $34.0K | 0.01% | 00.0% | Unchanged |
| Northwestern Mutual Wealth Management Co | 3,133 | $37.3K | 0.00% | −717−18.6% | Reduced |
| Signaturefd, LLC | 3,309 | $39.4K | 0.00% | 00.0% | Unchanged |
| CIBC Private Wealth Group, LLC | 4,000 | $47.6K | 0.00% | 00.0% | Unchanged |
| Joseph Group Capital Management | 4,131 | $49.2K | 0.02% | 00.0% | Unchanged |
| Huntington National Bank | 4,704 | $56.0K | 0.00% | 00.0% | Unchanged |
| LSV Asset Management | 5,800 | $69.0K | 0.00% | 00.0% | Unchanged |
| Farther Finance Advisors, LLC | 5,907 | $70.3K | 0.00% | +81+1.4% | Added |
| Proequities, Inc. | 6,364 | $75.7K | 0.00% | 00.0% | Unchanged |
| Private Trust Co NA | 7,284 | $86.7K | 0.01% | 00.0% | Unchanged |
| CWM, LLC | 7,436 | $88.0K | 0.00% | −15,209−67.2% | Reduced |
| Geneos Wealth Management Inc. | 8,020 | $95.4K | 0.00% | 00.0% | Unchanged |
| Quantbot Technologies LP | 8,712 | $103.7K | 0.00% | +8,712 | New |
| Coppell Advisory Solutions LLC | 9,873 | $117.3K | 0.02% | 00.0% | Unchanged |
| Focused Wealth Management, Inc | 10,059 | $119.7K | 0.02% | +10,059 | New |
| Wells Fargo & Company | 10,231 | $121.7K | 0.00% | +688+7.2% | Added |
| Legacy Investment Solutions, LLC | 10,924 | $124.2K | 0.08% | +10,924 | New |
| Legacy Wealth Managment, LLC | 10,924 | $124.2K | 0.08% | +10,924 | New |
| Atticus Wealth Management, LLC | 10,594 | $126.1K | 0.04% | 00.0% | Unchanged |
| Virtu Financial LLC | 10,632 | $127.0K | 0.01% | +10,632 | New |
| Stratos Wealth Partners, LTD. | 10,873 | $129.4K | 0.00% | −886−7.5% | Reduced |
| Raymond James & Associates | 10,909 | $129.8K | 0.00% | +10,909 | New |
| Bensler, LLC | 10,948 | $130.3K | 0.02% | +286+2.7% | Added |
| Providence Wealth Advisors, LLC | 11,146 | $133.2K | 0.10% | 00.0% | Unchanged |
| SageView Advisory Group, LLC | 11,322 | $134.7K | 0.01% | 00.0% | Unchanged |
| First Heartland Consultants, Inc. | 11,951 | $142.0K | 0.02% | 00.0% | Unchanged |
| Kowal Investment Group, LLC | 12,361 | $147.1K | 0.03% | −1,578−11.3% | Reduced |
| Wedbush Securities Inc | 12,450 | $148.0K | 0.01% | −450−3.5% | Reduced |
| Global Retirement Partners, LLC | 12,857 | $153.0K | 0.00% | +153+1.2% | Added |
| Fullcircle Wealth LLC | 12,811 | $153.3K | 0.07% | +10.0% | Added |
| D. E. Shaw & Co., Inc. | 12,988 | $154.6K | 0.00% | +12,988 | New |
| Jane Street Group, LLC | 13,527 | $161.0K | 0.00% | +13,527 | New |
| Creative Planning | 13,835 | $164.6K | 0.00% | −986−6.7% | Reduced |
| Gen-Wealth Partners Inc | 14,470 | $170.3K | 0.07% | −2,834−16.4% | Reduced |
| Regatta Capital Group, LLC | 14,628 | $174.1K | 0.03% | −810−5.2% | Reduced |
| Cubist Systematic Strategies, LLC | 14,696 | $174.9K | 0.00% | −20,639−58.4% | Reduced |
| Bank of America Corp | 14,758 | $175.6K | 0.00% | +4,133+38.9% | Added |
| Quadrature Capital Ltd | 15,019 | $178.9K | 0.00% | −42,584−73.9% | Reduced |
| Integrated Wealth Concepts LLC | 15,230 | $181.2K | 0.00% | 00.0% | Unchanged |
| Cape Investment Advisory, Inc. | 15,476 | $184.2K | 0.07% | 00.0% | Unchanged |
| Triumph Capital Management | 15,518 | $184.7K | 0.07% | −30.0% | Reduced |
| Financial Gravity Companies, Inc. | 16,233 | $193.2K | 0.05% | +16,233 | New |
| United Capital Financial Advisers, LLC | 16,247 | $193.3K | 0.00% | −4,222−20.6% | Reduced |
| Spire Wealth Management | 16,258 | $193.5K | 0.01% | 00.0% | Unchanged |
| Belpointe Asset Management LLC | 16,456 | $195.8K | 0.01% | −1,490−8.3% | Reduced |
| Wealthspire Advisors, LLC | 16,687 | $198.6K | 0.00% | 00.0% | Unchanged |
| Newbridge Financial Services Group, Inc. | 16,809 | $200.0K | 0.07% | −19,802−54.1% | Reduced |
| Tanglewood Legacy Advisors, LLC | 16,865 | $200.7K | 0.09% | 00.0% | Unchanged |
| Strategic Blueprint, LLC | 16,970 | $201.9K | 0.01% | +717+4.4% | Added |
| Engineers Gate Manager LP | 17,839 | $212.3K | 0.00% | −6,854−27.8% | Reduced |
| Harbour Investments, Inc. | 18,149 | $216.0K | 0.01% | +2,679+17.3% | Added |
| Qube Research & Technologies Ltd | 18,284 | $217.6K | 0.00% | −30,901−62.8% | Reduced |
| SWMG, LLC | 19,374 | $220.3K | 0.09% | 00.0% | Unchanged |
| Paloma Partners Management Co | 18,524 | $220.4K | 0.01% | +18,524 | New |
| Brookstone Capital Management | 18,952 | $225.5K | 0.00% | −534−2.7% | Reduced |
| JPMorgan Chase & Co | 19,488 | $231.9K | 0.00% | +10,129+108.2% | Added |
| HighTower Advisors, LLC | 19,720 | $234.0K | 0.00% | +89+0.5% | Added |
| Gsa Capital Partners LLP | 19,856 | $236.0K | 0.02% | −5,042−20.3% | Reduced |
| Western Wealth Management, LLC | 19,881 | $236.6K | 0.01% | −501−2.5% | Reduced |
| Creekmur Asset Management LLC | 19,917 | $237.0K | 0.06% | −9,485−32.3% | Reduced |
| Founders Financial Alliance, LLC | 20,683 | $246.1K | 0.07% | +3,964+23.7% | Added |
| Merit Financial Group, LLC | 20,689 | $246.2K | 0.01% | +20,689 | New |
| Collaborative Wealth Managment Inc. | 21,110 | $251.2K | 0.11% | +17+0.1% | Added |
| GPS Wealth Strategies Group, LLC | 21,184 | $252.1K | 0.03% | −16,709−44.1% | Reduced |
| O'Shaughnessy Asset Management, LLC | 21,416 | $254.2K | 0.00% | +1,028+5.0% | Added |
| Aviso Wealth Management | 21,850 | $260.0K | 0.14% | −9,781−30.9% | Reduced |
| Buckingham Strategic Partners | 22,819 | $271.6K | 0.01% | +2,392+11.7% | Added |
| Simon Quick Advisors, LLC | 22,827 | $271.6K | 0.02% | +756+3.4% | Added |
| IFP Advisors, Inc | 23,122 | $275.1K | 0.01% | −4,422−16.1% | Reduced |
| Northern Trust Corp | 23,227 | $276.4K | 0.00% | +23,227 | New |
| Eagle Global Advisors LLC | 23,820 | $283.5K | 0.01% | 00.0% | Unchanged |
| Y-Intercept (Hong Kong) Ltd | 23,922 | $284.7K | 0.02% | −17,643−42.4% | Reduced |
| PAX Financial Group, LLC | 24,303 | $289.2K | 0.05% | −4,052−14.3% | Reduced |
| Kestra Private Wealth Services, LLC | 25,582 | $304.4K | 0.01% | +293+1.2% | Added |
| IHT Wealth Management, LLC | 25,780 | $306.8K | 0.01% | +193+0.8% | Added |
| United Advisor Group, LLC | 26,459 | $314.9K | 0.07% | +100+0.4% | Added |
| Occudo Quantitative Strategies LP | 26,591 | $316.4K | 0.06% | +26,591 | New |
| Brinker Capital Investments, LLC | 27,109 | $322.6K | 0.00% | +9,518+54.1% | Added |