CASI Pharmaceuticals, Inc (DE)
CASIDelisted- Industry
- Biological Products, (No Diagnostic Substances)
- SEC CIK
- 0000895051
CASI Pharmaceuticals, Inc (DE) was delisted in 2023; its insiders filed their last Form 4 on Sep 9, 2022; 23 institutions reported holding it in 13F filings for Q4 2022, worth $3.31M in total; no superinvestor held it.
13F holders, Q2 2021
Institutional positions in CASI Pharmaceuticals, Inc (DE) as of Jun 30, 2021. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 69
- −17 vs. Q1 2021
- Shares held
- 46.7M
- −6.41M (−12.1%) vs. Q1 2021
- Total value
- $72.3M
- −$55.1M (−43.2%) vs. Q1 2021
- New holders
- 17
- 14 more added
- Sold out
- 34
- 23 more reduced
Compare with Q1 2021: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting CASI on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 0 | $0 |
| Q1 2026 | 0 | $0 |
| Q4 2025 | 0 | $0 |
| Q3 2025 | 0 | $0 |
| Q2 2025 | 0 | $0 |
| Q1 2025 | 0 | $0 |
| Q4 2024 | 0 | $0 |
| Q3 2024 | 0 | $0 |
| Q2 2024 | 0 | $0 |
| Q1 2024 | 0 | $0 |
| Q4 2023 | 0 | $0 |
| Q3 2023 | 0 | $0 |
| Q2 2023 | 0 | $0 |
| Q1 2023 | 0 | $0 |
| Q4 2022 | 23 | $3.31M |
| Q3 2022 | 24 | $5.17M |
| Q2 2022 | 24 | $6.26M |
| Q1 2022 | 45 | $18.9M |
| Q4 2021 | 51 | $22.4M |
| Q3 2021 | 59 | $46.0M |
| Q2 2021 | 69 | $72.3M |
| Q1 2021 | 86 | $127.4M |
Institutions, Q2 2021
Shares, value and share of portfolio for each institution holding CASI Pharmaceuticals, Inc (DE); share changes are against Q1 2021.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Northwestern Mutual Wealth Management Co | 132 | $0 | 0.00% | 00.0% | Unchanged |
| Joseph P. Lucia & Associates, LLC | 1 | $0 | 0.00% | 00.0% | Unchanged |
| Quadrant Capital Group LLC | 266 | $0 | 0.00% | +266 | New |
| Wells Fargo & Company | 617 | $1.00K | 0.00% | −170,540−99.6% | Reduced |
| New York State Common Retirement Fund | 513 | $1.00K | 0.00% | −39,187−98.7% | Reduced |
| Panagora Asset Management Inc | 1,549 | $2.00K | 0.00% | −124,198−98.8% | Reduced |
| Captrust Financial Advisors | 1,500 | $2.00K | 0.00% | 00.0% | Unchanged |
| BNP Paribas Arbitrage, SA | 1,857 | $2.88K | 0.00% | −6,422−77.6% | Reduced |
| Advisor Group Holdings, Inc. | 2,001 | $3.00K | 0.00% | 00.0% | Unchanged |
| Meeder Asset Management Inc | 4,073 | $6.00K | 0.00% | 00.0% | Unchanged |
| UBS Group AG | 4,504 | $7.00K | 0.00% | −14,273−76.0% | Reduced |
| Royal Bank of Canada | 4,494 | $7.00K | 0.00% | −1,690−27.3% | Reduced |
| Tower Research Capital LLC (TRC) | 4,346 | $7.00K | 0.00% | −1,516−25.9% | Reduced |
| Advisory Services Network, LLC | 7,000 | $11.0K | 0.00% | +7,000 | New |
| Ameriprise Financial Inc | 10,000 | $16.0K | 0.00% | −7,000−41.2% | Reduced |
| Everett Harris & Co | 10,002 | $16.0K | 0.00% | 00.0% | Unchanged |
| Alpine Global Management, LLC | 11,532 | $18.0K | 0.00% | +11,532 | New |
| Barclays PLC | 12,228 | $19.0K | 0.00% | −43,041−77.9% | Reduced |
| XTX Topco Ltd | 14,076 | $22.0K | 0.01% | −139−1.0% | Reduced |
| Winton Group Ltd | 14,798 | $23.0K | 0.00% | −5,658−27.7% | Reduced |
| Manatuck Hill Partners, LLC | 15,090 | $23.0K | 0.01% | +15,090 | New |
| Victory Capital Management Inc | 15,641 | $24.0K | 0.00% | +880+6.0% | Added |
| Y-Intercept (Hong Kong) Ltd | 16,246 | $25.0K | 0.01% | +16,246 | New |
| Prudential Financial Inc | 16,600 | $26.0K | 0.00% | +16,600 | New |
| Quantitative Systematic Strategies LLC | 17,107 | $27.0K | 0.01% | −4,454−20.7% | Reduced |
| Mosaic Family Wealth, LLC | 17,500 | $27.0K | 0.01% | +17,500 | New |
| Schonfeld Strategic Advisors LLC | 20,600 | $32.0K | 0.00% | +20,600 | New |
| Cubist Systematic Strategies, LLC | 21,192 | $33.0K | 0.00% | +92+0.4% | Added |
| Squarepoint Ops LLC | 22,698 | $35.0K | 0.00% | +11,755+107.4% | Added |
| Heritage Investors Management Corp | 28,703 | $44.0K | 0.00% | 00.0% | Unchanged |
| Sterneck Capital Management, LLC | 40,000 | $47.0K | 0.03% | +40,000 | New |
| LMR Partners LLP | 30,360 | $47.0K | 0.00% | +30,360 | New |
| Bank of New York Mellon Corp | 36,436 | $56.0K | 0.00% | −151,410−80.6% | Reduced |
| Creative Planning | 40,018 | $62.0K | 0.00% | +90.0% | Added |
| Bailard, Inc. | 40,400 | $63.0K | 0.00% | +40,400 | New |
| Morgan Stanley | 43,285 | $68.0K | 0.00% | +38,373+781.2% | Added |
| ExodusPoint Capital Management, LP | 46,041 | $71.0K | 0.00% | +46,041 | New |
| Jane Street Group, LLC | 53,424 | $83.0K | 0.00% | +53,424 | New |
| Vident Investment Advisory, LLC | 54,829 | $85.0K | 0.00% | 00.0% | Unchanged |
| Bank of America Corp | 70,169 | $109.0K | 0.00% | +11,405+19.4% | Added |
| Gsa Capital Partners LLP | 78,572 | $122.0K | 0.01% | +62,130+377.9% | Added |
| 1492 Capital Management LLC | 79,743 | $124.0K | 0.06% | 00.0% | Unchanged |
| Two Sigma Advisers, LP | 92,100 | $143.0K | 0.00% | −88,400−49.0% | Reduced |
| Price T Rowe Associates Inc | 105,200 | $163.0K | 0.00% | −50,088−32.3% | Reduced |
| Roundview Capital LLC | 122,453 | $190.0K | 0.02% | −21,224−14.8% | Reduced |
| Goldman Sachs Group Inc | 151,183 | $234.0K | 0.00% | +89,131+143.6% | Added |
| HRT Financial LP | 152,730 | $236.0K | 0.00% | +152,730 | New |
| Boothbay Fund Management, LLC | 185,988 | $288.0K | 0.01% | +24,039+14.8% | Added |
| JPMorgan Chase & Co | 191,523 | $296.0K | 0.00% | +15,302+8.7% | Added |
| State Street Corp | 194,842 | $302.0K | 0.00% | −844,900−81.3% | Reduced |
| Tibra Equities Europe Ltd | 216,300 | $335.0K | 0.10% | +216,300 | New |
| Marshall Wace, LLP | 223,709 | $347.0K | 0.00% | +223,709 | New |
| Northern Trust Corp | 243,200 | $377.0K | 0.00% | −577,422−70.4% | Reduced |
| Dimensional Fund Advisors LP | 274,344 | $425.0K | 0.00% | +11,970+4.6% | Added |
| Ergoteles LLC | 300,400 | $466.0K | 0.01% | +300,400 | New |
| Charles Schwab Investment Management Inc | 405,290 | $629.0K | 0.00% | −101,436−20.0% | Reduced |
| Ghost Tree Capital, LLC | 650,000 | $1.01M | 0.32% | 00.0% | Unchanged |
| Geode Capital Management, LLC | 703,888 | $1.09M | 0.00% | −388,789−35.6% | Reduced |
| Millennium Management LLC | 1,112,208 | $1.72M | 0.00% | +1,027,417+1,211.7% | Added |
| BlackRock Inc. | 1,181,599 | $1.83M | 0.00% | −2,825,361−70.5% | Reduced |
| Ikarian Capital, LLC | 1,268,154 | $1.97M | 0.35% | 00.0% | Unchanged |
| Renaissance Technologies LLC | 1,546,306 | $2.40M | 0.00% | +1,290,606+504.7% | Added |
| Wellington Shields & Co., LLC | 1,832,769 | $2.84M | 0.94% | 00.0% | Unchanged |
| Wellington Shields Capital Management, LLC | 2,258,264 | $3.50M | 0.42% | +26,499+1.2% | Added |
| Vanguard Group Inc | 3,904,627 | $6.05M | 0.00% | −319,067−7.6% | Reduced |
| IDG-Accel China Growth Fund III Associates L.P. | 7,973,536 | $12.4M | 22.48% | 00.0% | Unchanged |
| Federated Hermes, Inc. | 10,150,000 | $15.7M | 0.03% | 00.0% | Unchanged |
| Consonance Capital Management LP | 10,321,956 | $16.0M | 1.93% | −218,759−2.1% | Reduced |
| FourThought Financial, LLC | 40 | – | – | 00.0% | Unchanged |
| Tri Locum Partners LP | 0 | $0 | 0.00% | −1,500,000−100.0% | Sold out |
| Bridgeway Capital Management, LLC | 0 | $0 | 0.00% | −630,002−100.0% | Sold out |
| Two Sigma Investments, LP | 0 | $0 | 0.00% | −309,212−100.0% | Sold out |
| CVI Holdings, LLC | 0 | $0 | 0.00% | −300,000−100.0% | Sold out |
| Nuveen Asset Management, LLC | 0 | $0 | 0.00% | −283,079−100.0% | Sold out |
| Sio Capital Management, LLC | 0 | $0 | 0.00% | −203,432−100.0% | Sold out |
| California Public Employees Retirement System | 0 | $0 | 0.00% | −102,800−100.0% | Sold out |
| California State Teachers Retirement System | 0 | $0 | 0.00% | −100,091−100.0% | Sold out |
| State of Wisconsin Investment Board | 0 | $0 | 0.00% | −91,900−100.0% | Sold out |
| Russell Investments Group, Ltd. | 0 | $0 | 0.00% | −91,094−100.0% | Sold out |
| Rhumbline Advisers | 0 | $0 | 0.00% | −71,591−100.0% | Sold out |
| Virtu Financial LLC | 0 | $0 | 0.00% | −66,106−100.0% | Sold out |
| Aristides Capital LLC | 0 | $0 | 0.00% | −63,250−100.0% | Sold out |
| Alliancebernstein L.P. | 0 | $0 | 0.00% | −54,400−100.0% | Sold out |
| FNY Investment Advisers, LLC | 0 | $0 | 0.00% | −49,400−100.0% | Sold out |
| Deutsche Bank AG | 0 | $0 | 0.00% | −44,268−100.0% | Sold out |
| American International Group, Inc. | 0 | $0 | 0.00% | −38,529−100.0% | Sold out |
| Voya Investment Management LLC | 0 | $0 | 0.00% | −31,681−100.0% | Sold out |
| Susquehanna International Group, LLP | 0 | $0 | 0.00% | −27,396−100.0% | Sold out |
| Parametric Portfolio Associates LLC | 0 | $0 | 0.00% | −25,667−100.0% | Sold out |
| Susquehanna Fundamental Investments, LLC | 0 | $0 | 0.00% | −23,006−100.0% | Sold out |
| D. E. Shaw & Co., Inc. | 0 | $0 | 0.00% | −22,596−100.0% | Sold out |
| ProShare Advisors LLC | 0 | $0 | 0.00% | −17,666−100.0% | Sold out |
| Invesco Ltd. | 0 | $0 | 0.00% | −14,447−100.0% | Sold out |
| State Board of Administration of Florida Retirement System | 0 | $0 | 0.00% | −13,328−100.0% | Sold out |
| Balyasny Asset Management LLC | 0 | $0 | 0.00% | −13,167−100.0% | Sold out |
| Principal Financial Group Inc | 0 | $0 | 0.00% | −12,563−100.0% | Sold out |
| Legal & General Group Plc | 0 | $0 | 0.00% | −6,908−100.0% | Sold out |
| Citigroup Inc | 0 | $0 | 0.00% | −4,374−100.0% | Sold out |
| Ameritas Investment Partners, Inc. | 0 | $0 | 0.00% | −4,345−100.0% | Sold out |
| Bank of Montreal | 0 | $0 | 0.00% | −2,262−100.0% | Sold out |