Bakkt, Inc.
BKKT- Exchange
- NYSE
- Industry
- Finance Services
- SEC CIK
- 0001820302
In the last 90 days, Bakkt, Inc. insiders filed 1 open-market purchase and 6 sales; 98 institutions reported holding it in 13F filings for Q2 2026, worth $104.5M in total; no superinvestor holds it.
Other share classesBKKT.WT
13F holders, Q3 2023
Institutional positions in Bakkt, Inc. as of Sep 30, 2023. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 83
- +3 vs. Q2 2023
- Shares held
- 30.1M
- +7.35M (+32.3%) vs. Q2 2023
- Total value
- $35.2M
- +$7.23M (+25.9%) vs. Q2 2023
- New holders
- 13
- 31 more added
- Sold out
- 10
- 21 more reduced
Compare with Q2 2023: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting BKKT on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 98 | $104.5M |
| Q1 2026 | 107 | $67.9M |
| Q4 2025 | 97 | $67.5M |
| Q3 2025 | 94 | $185.7M |
| Q2 2025 | 59 | $24.6M |
| Q1 2025 | 46 | $11.9M |
| Q4 2024 | 50 | $33.7M |
| Q3 2024 | 49 | $13.6M |
| Q2 2024 | 56 | $27.2M |
| Q1 2024 | 85 | $18.3M |
| Q4 2023 | 99 | $68.1M |
| Q3 2023 | 83 | $35.2M |
| Q2 2023 | 80 | $28.0M |
| Q1 2023 | 82 | $41.8M |
| Q4 2022 | 84 | $29.0M |
| Q3 2022 | 95 | $51.7M |
| Q2 2022 | 94 | $52.0M |
| Q1 2022 | 83 | $67.4M |
| Q4 2021 | 94 | $156.9M |
| Q3 2021 | 1 | $339.0K |
| Q2 2021 | 0 | $0 |
| Q1 2021 | 0 | $0 |
Institutions, Q3 2023
Shares, value and share of portfolio for each institution holding Bakkt, Inc.; share changes are against Q2 2023.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| PEAK6 Investments LLC | 6,140,610 | $7.18M | 0.35% | +6,140,610 | New |
| BlackRock Inc. | 4,476,145 | $5.24M | 0.00% | −141,933−3.1% | Reduced |
| Vanguard Group Inc | 3,178,228 | $3.72M | 0.00% | +4,834+0.2% | Added |
| Exchange Traded Concepts, LLC | 2,268,968 | $2.65M | 0.08% | −61,826−2.7% | Reduced |
| Geode Capital Management, LLC | 2,072,938 | $2.43M | 0.00% | +151,178+7.9% | Added |
| Van Eck Associates Corp | 1,965,802 | $2.30M | 0.01% | +295,860+17.7% | Added |
| State Street Corp | 1,631,191 | $1.91M | 0.00% | +126,986+8.4% | Added |
| Mirae Asset Global Investments Co., Ltd. | 1,304,304 | $1.53M | 0.00% | −14,604−1.1% | Reduced |
| Renaissance Technologies LLC | 938,200 | $1.10M | 0.00% | +219,100+30.5% | Added |
| Vident Advisory, LLC | 777,181 | $909.3K | 0.03% | +777,181 | New |
| Bank of New York Mellon Corp | 678,355 | $793.7K | 0.00% | +5,179+0.8% | Added |
| Northern Trust Corp | 532,467 | $623.0K | 0.00% | −11,749−2.2% | Reduced |
| Horizon Kinetics Asset Management LLC | 516,355 | $604.1K | 0.01% | +23,468+4.8% | Added |
| LPL Financial LLC | 458,736 | $536.7K | 0.00% | +458,736 | New |
| Susquehanna International Group, LLP | 431,462 | $504.8K | 0.00% | +96,458+28.8% | Added |
| Morgan Stanley | 275,878 | $322.8K | 0.00% | +1,809+0.7% | Added |
| Nuveen Asset Management, LLC | 208,677 | $244.2K | 0.00% | −51,588−19.8% | Reduced |
| Charles Schwab Investment Management Inc | 205,916 | $240.9K | 0.00% | +21,403+11.6% | Added |
| Invesco Ltd. | 202,180 | $236.6K | 0.00% | +41,415+25.8% | Added |
| State of Wyoming | 172,252 | $201.5K | 0.04% | +116,038+206.4% | Added |
| Wellington Management Group LLP | 140,031 | $163.8K | 0.00% | +34,185+32.3% | Added |
| Commonwealth Equity Services, LLC | 116,802 | $137.0K | 0.00% | −1,500−1.3% | Reduced |
| Rhumbline Advisers | 93,486 | $109.4K | 0.00% | +2,219+2.4% | Added |
| Goldman Sachs Group Inc | 68,447 | $80.1K | 0.00% | −24,302−26.2% | Reduced |
| UBS Group AG | 68,388 | $80.0K | 0.00% | −1,075−1.5% | Reduced |
| Millennium Management LLC | 66,970 | $78.4K | 0.00% | +1,586+2.4% | Added |
| Alliancebernstein L.P. | 66,850 | $78.2K | 0.00% | −29,750−30.8% | Reduced |
| New York State Common Retirement Fund | 66,184 | $77.4K | 0.00% | +6,092+10.1% | Added |
| XTX Topco Ltd | 61,424 | $71.9K | 0.01% | +22,243+56.8% | Added |
| Bank of America Corp | 49,404 | $57.8K | 0.00% | −30,092−37.9% | Reduced |
| Moors & Cabot, Inc. | 48,400 | $56.6K | 0.00% | +4,500+10.3% | Added |
| Advisor Group Holdings, Inc. | 48,347 | $56.6K | 0.00% | +19,585+68.1% | Added |
| Harvest Portfolios Group Inc. | 47,733 | $55.8K | 0.00% | −11,007−18.7% | Reduced |
| JPMorgan Chase & Co | 46,551 | $54.5K | 0.00% | −10,362−18.2% | Reduced |
| Tudor Investment Corp Et Al | 36,774 | $43.0K | 0.00% | 00.0% | Unchanged |
| Cutler Group LP | 36,643 | $42.0K | 0.01% | +13,343+57.3% | Added |
| American International Group, Inc. | 34,774 | $40.7K | 0.00% | +1,236+3.7% | Added |
| Group One Trading, L.P. | 33,624 | $39.3K | 0.00% | +9,975+42.2% | Added |
| Tower Research Capital LLC (TRC) | 31,161 | $36.5K | 0.00% | +7,665+32.6% | Added |
| Vontobel Holding Ltd. | 30,000 | $35.1K | 0.00% | +30,000 | New |
| SG Americas Securities, LLC | 26,472 | $31.0K | 0.00% | +26,472 | New |
| Simplex Trading, LLC | 24,656 | $28.0K | 0.00% | +22,240+920.5% | Added |
| Jane Street Group, LLC | 23,865 | $27.9K | 0.00% | −26,905−53.0% | Reduced |
| Redwood Wealth Management Group, LLC | 23,566 | $27.6K | 0.03% | +2,390+11.3% | Added |
| Captrust Financial Advisors | 22,651 | $26.5K | 0.00% | +2,544+12.7% | Added |
| Cubist Systematic Strategies, LLC | 20,848 | $24.4K | 0.00% | +20,848 | New |
| Wells Fargo & Company | 19,652 | $23.0K | 0.00% | −9,495−32.6% | Reduced |
| Tamar Securities, LLC | 18,062 | $21.1K | 0.01% | 00.0% | Unchanged |
| SEI Investments Co | 17,721 | $20.7K | 0.00% | 00.0% | Unchanged |
| Price T Rowe Associates Inc | 16,384 | $20.0K | 0.00% | +6,162+60.3% | Added |
| Arete Wealth Advisors, LLC | 17,000 | $19.9K | 0.00% | +7,000+70.0% | Added |
| Ionic Capital Management LLC | 16,748 | $19.6K | 0.01% | −28,516−63.0% | Reduced |
| Arkadios Wealth Advisors | 15,400 | $18.0K | 0.00% | +15,400 | New |
| California State Teachers Retirement System | 15,375 | $18.0K | 0.00% | −7,803−33.7% | Reduced |
| Squarepoint Ops LLC | 15,059 | $17.6K | 0.00% | +15,059 | New |
| Coastal Investment Advisors, Inc. | 13,000 | $16.0K | 0.00% | 00.0% | Unchanged |
| Cetera Investment Advisers | 13,570 | $15.9K | 0.00% | +100+0.7% | Added |
| GTS Securities LLC | 13,174 | $15.4K | 0.00% | −192−1.4% | Reduced |
| Lineweaver Wealth Advisors, LLC | 13,170 | $15.4K | 0.00% | 00.0% | Unchanged |
| Private Advisor Group, LLC | 13,050 | $15.3K | 0.00% | 00.0% | Unchanged |
| International Assets Investment Management, LLC | 12,250 | $14.6K | 0.00% | +450+3.8% | Added |
| Royal Bank of Canada | 11,698 | $14.0K | 0.00% | +2,426+26.2% | Added |
| Barclays PLC | 11,436 | $13.4K | 0.00% | −2,516−18.0% | Reduced |
| Point72 Middle East FZE | 10,902 | $12.8K | 0.00% | +10,902 | New |
| Toroso Investments, LLC | 10,285 | $12.0K | 0.00% | −2,727−21.0% | Reduced |
| FMR LLC | 9,253 | $10.8K | 0.00% | −167−1.8% | Reduced |
| Federation des caisses Desjardins du Quebec | 8,605 | $10.1K | 0.00% | 00.0% | Unchanged |
| Legal & General Group Plc | 6,252 | $7.32K | 0.00% | 00.0% | Unchanged |
| Amalgamated Bank | 5,975 | $7.00K | 0.00% | 00.0% | Unchanged |
| Ameritas Investment Partners, Inc. | 4,263 | $4.99K | 0.00% | 00.0% | Unchanged |
| GWM Advisors LLC | 2,000 | $2.34K | 0.00% | +2,000 | New |
| Signaturefd, LLC | 1,700 | $1.99K | 0.00% | 00.0% | Unchanged |
| Comerica Bank | 896 | $1.05K | 0.00% | +896 | New |
| Steward Partners Investment Advisory, LLC | 500 | $585 | 0.00% | 00.0% | Unchanged |
| Citigroup Inc | 419 | $490 | 0.00% | −20,427−98.0% | Reduced |
| Your Advocates Ltd., LLP | 410 | $480 | 0.00% | 00.0% | Unchanged |
| Toronto Dominion Bank | 410 | $480 | 0.00% | +410 | New |
| Richard W. Paul & Associates, LLC | 206 | $241 | 0.00% | 00.0% | Unchanged |
| Nisa Investment Advisors, LLC | 190 | $222 | 0.00% | 00.0% | Unchanged |
| ORG Partners LLC | 108 | $126 | 0.00% | 00.0% | Unchanged |
| IFP Advisors, Inc | 33 | $39 | 0.00% | 00.0% | Unchanged |
| Northwestern Mutual Wealth Management Co | 13 | $15 | 0.00% | +13 | New |
| Lazard Asset Management LLC | 382 | $0 | 0.00% | 00.0% | Unchanged |
| Vident Investment Advisory, LLC | 0 | $0 | 0.00% | −677,775−100.0% | Sold out |
| Virtu Financial LLC | 0 | $0 | 0.00% | −96,582−100.0% | Sold out |
| National Bank of Canada | 0 | $0 | 0.00% | −80,000−100.0% | Sold out |
| HRT Financial LP | 0 | $0 | 0.00% | −32,284−100.0% | Sold out |
| Deutsche Bank AG | 0 | $0 | 0.00% | −27,425−100.0% | Sold out |
| Engineers Gate Manager LP | 0 | $0 | 0.00% | −11,025−100.0% | Sold out |
| Clear Street Markets LLC | 0 | $0 | 0.00% | −3,000−100.0% | Sold out |
| Citadel Advisors LLC | 0 | $0 | 0.00% | −1,300−100.0% | Sold out |
| CVA Family Office, LLC | 0 | $0 | 0.00% | −380−100.0% | Sold out |
| Avion Wealth | 0 | $0 | 0.00% | −685−100.0% | Sold out |