Bakkt, Inc.
BKKT- Exchange
- NYSE
- Industry
- Finance Services
- SEC CIK
- 0001820302
In the last 90 days, Bakkt, Inc. insiders filed 1 open-market purchase and 6 sales; 98 institutions reported holding it in 13F filings for Q2 2026, worth $104.5M in total; no superinvestor holds it.
Other share classesBKKT.WT
13F holders, Q3 2023
Institutional positions in Bakkt, Inc. as of Sep 30, 2023. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 83
- +3 vs. Q2 2023
- Shares held
- 30.1M
- +7.35M (+32.3%) vs. Q2 2023
- Total value
- $35.2M
- +$7.23M (+25.9%) vs. Q2 2023
- New holders
- 13
- 31 more added
- Sold out
- 10
- 21 more reduced
Compare with Q2 2023: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting BKKT on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 98 | $104.5M |
| Q1 2026 | 107 | $67.9M |
| Q4 2025 | 97 | $67.5M |
| Q3 2025 | 94 | $185.7M |
| Q2 2025 | 59 | $24.6M |
| Q1 2025 | 46 | $11.9M |
| Q4 2024 | 50 | $33.7M |
| Q3 2024 | 49 | $13.6M |
| Q2 2024 | 56 | $27.2M |
| Q1 2024 | 85 | $18.3M |
| Q4 2023 | 99 | $68.1M |
| Q3 2023 | 83 | $35.2M |
| Q2 2023 | 80 | $28.0M |
| Q1 2023 | 82 | $41.8M |
| Q4 2022 | 84 | $29.0M |
| Q3 2022 | 95 | $51.7M |
| Q2 2022 | 94 | $52.0M |
| Q1 2022 | 83 | $67.4M |
| Q4 2021 | 94 | $156.9M |
| Q3 2021 | 1 | $339.0K |
| Q2 2021 | 0 | $0 |
| Q1 2021 | 0 | $0 |
Institutions, Q3 2023
Shares, value and share of portfolio for each institution holding Bakkt, Inc.; share changes are against Q2 2023.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Lazard Asset Management LLC | 382 | $0 | 0.00% | 00.0% | Unchanged |
| Northwestern Mutual Wealth Management Co | 13 | $15 | 0.00% | +13 | New |
| IFP Advisors, Inc | 33 | $39 | 0.00% | 00.0% | Unchanged |
| ORG Partners LLC | 108 | $126 | 0.00% | 00.0% | Unchanged |
| Nisa Investment Advisors, LLC | 190 | $222 | 0.00% | 00.0% | Unchanged |
| Richard W. Paul & Associates, LLC | 206 | $241 | 0.00% | 00.0% | Unchanged |
| Your Advocates Ltd., LLP | 410 | $480 | 0.00% | 00.0% | Unchanged |
| Toronto Dominion Bank | 410 | $480 | 0.00% | +410 | New |
| Citigroup Inc | 419 | $490 | 0.00% | −20,427−98.0% | Reduced |
| Steward Partners Investment Advisory, LLC | 500 | $585 | 0.00% | 00.0% | Unchanged |
| Comerica Bank | 896 | $1.05K | 0.00% | +896 | New |
| Signaturefd, LLC | 1,700 | $1.99K | 0.00% | 00.0% | Unchanged |
| GWM Advisors LLC | 2,000 | $2.34K | 0.00% | +2,000 | New |
| Ameritas Investment Partners, Inc. | 4,263 | $4.99K | 0.00% | 00.0% | Unchanged |
| Amalgamated Bank | 5,975 | $7.00K | 0.00% | 00.0% | Unchanged |
| Legal & General Group Plc | 6,252 | $7.32K | 0.00% | 00.0% | Unchanged |
| Federation des caisses Desjardins du Quebec | 8,605 | $10.1K | 0.00% | 00.0% | Unchanged |
| FMR LLC | 9,253 | $10.8K | 0.00% | −167−1.8% | Reduced |
| Toroso Investments, LLC | 10,285 | $12.0K | 0.00% | −2,727−21.0% | Reduced |
| Point72 Middle East FZE | 10,902 | $12.8K | 0.00% | +10,902 | New |
| Barclays PLC | 11,436 | $13.4K | 0.00% | −2,516−18.0% | Reduced |
| Royal Bank of Canada | 11,698 | $14.0K | 0.00% | +2,426+26.2% | Added |
| International Assets Investment Management, LLC | 12,250 | $14.6K | 0.00% | +450+3.8% | Added |
| Private Advisor Group, LLC | 13,050 | $15.3K | 0.00% | 00.0% | Unchanged |
| Lineweaver Wealth Advisors, LLC | 13,170 | $15.4K | 0.00% | 00.0% | Unchanged |
| GTS Securities LLC | 13,174 | $15.4K | 0.00% | −192−1.4% | Reduced |
| Cetera Investment Advisers | 13,570 | $15.9K | 0.00% | +100+0.7% | Added |
| Coastal Investment Advisors, Inc. | 13,000 | $16.0K | 0.00% | 00.0% | Unchanged |
| Squarepoint Ops LLC | 15,059 | $17.6K | 0.00% | +15,059 | New |
| California State Teachers Retirement System | 15,375 | $18.0K | 0.00% | −7,803−33.7% | Reduced |
| Arkadios Wealth Advisors | 15,400 | $18.0K | 0.00% | +15,400 | New |
| Ionic Capital Management LLC | 16,748 | $19.6K | 0.01% | −28,516−63.0% | Reduced |
| Arete Wealth Advisors, LLC | 17,000 | $19.9K | 0.00% | +7,000+70.0% | Added |
| Price T Rowe Associates Inc | 16,384 | $20.0K | 0.00% | +6,162+60.3% | Added |
| SEI Investments Co | 17,721 | $20.7K | 0.00% | 00.0% | Unchanged |
| Tamar Securities, LLC | 18,062 | $21.1K | 0.01% | 00.0% | Unchanged |
| Wells Fargo & Company | 19,652 | $23.0K | 0.00% | −9,495−32.6% | Reduced |
| Cubist Systematic Strategies, LLC | 20,848 | $24.4K | 0.00% | +20,848 | New |
| Captrust Financial Advisors | 22,651 | $26.5K | 0.00% | +2,544+12.7% | Added |
| Redwood Wealth Management Group, LLC | 23,566 | $27.6K | 0.03% | +2,390+11.3% | Added |
| Jane Street Group, LLC | 23,865 | $27.9K | 0.00% | −26,905−53.0% | Reduced |
| Simplex Trading, LLC | 24,656 | $28.0K | 0.00% | +22,240+920.5% | Added |
| SG Americas Securities, LLC | 26,472 | $31.0K | 0.00% | +26,472 | New |
| Vontobel Holding Ltd. | 30,000 | $35.1K | 0.00% | +30,000 | New |
| Tower Research Capital LLC (TRC) | 31,161 | $36.5K | 0.00% | +7,665+32.6% | Added |
| Group One Trading, L.P. | 33,624 | $39.3K | 0.00% | +9,975+42.2% | Added |
| American International Group, Inc. | 34,774 | $40.7K | 0.00% | +1,236+3.7% | Added |
| Cutler Group LP | 36,643 | $42.0K | 0.01% | +13,343+57.3% | Added |
| Tudor Investment Corp Et Al | 36,774 | $43.0K | 0.00% | 00.0% | Unchanged |
| JPMorgan Chase & Co | 46,551 | $54.5K | 0.00% | −10,362−18.2% | Reduced |
| Harvest Portfolios Group Inc. | 47,733 | $55.8K | 0.00% | −11,007−18.7% | Reduced |
| Advisor Group Holdings, Inc. | 48,347 | $56.6K | 0.00% | +19,585+68.1% | Added |
| Moors & Cabot, Inc. | 48,400 | $56.6K | 0.00% | +4,500+10.3% | Added |
| Bank of America Corp | 49,404 | $57.8K | 0.00% | −30,092−37.9% | Reduced |
| XTX Topco Ltd | 61,424 | $71.9K | 0.01% | +22,243+56.8% | Added |
| New York State Common Retirement Fund | 66,184 | $77.4K | 0.00% | +6,092+10.1% | Added |
| Alliancebernstein L.P. | 66,850 | $78.2K | 0.00% | −29,750−30.8% | Reduced |
| Millennium Management LLC | 66,970 | $78.4K | 0.00% | +1,586+2.4% | Added |
| UBS Group AG | 68,388 | $80.0K | 0.00% | −1,075−1.5% | Reduced |
| Goldman Sachs Group Inc | 68,447 | $80.1K | 0.00% | −24,302−26.2% | Reduced |
| Rhumbline Advisers | 93,486 | $109.4K | 0.00% | +2,219+2.4% | Added |
| Commonwealth Equity Services, LLC | 116,802 | $137.0K | 0.00% | −1,500−1.3% | Reduced |
| Wellington Management Group LLP | 140,031 | $163.8K | 0.00% | +34,185+32.3% | Added |
| State of Wyoming | 172,252 | $201.5K | 0.04% | +116,038+206.4% | Added |
| Invesco Ltd. | 202,180 | $236.6K | 0.00% | +41,415+25.8% | Added |
| Charles Schwab Investment Management Inc | 205,916 | $240.9K | 0.00% | +21,403+11.6% | Added |
| Nuveen Asset Management, LLC | 208,677 | $244.2K | 0.00% | −51,588−19.8% | Reduced |
| Morgan Stanley | 275,878 | $322.8K | 0.00% | +1,809+0.7% | Added |
| Susquehanna International Group, LLP | 431,462 | $504.8K | 0.00% | +96,458+28.8% | Added |
| LPL Financial LLC | 458,736 | $536.7K | 0.00% | +458,736 | New |
| Horizon Kinetics Asset Management LLC | 516,355 | $604.1K | 0.01% | +23,468+4.8% | Added |
| Northern Trust Corp | 532,467 | $623.0K | 0.00% | −11,749−2.2% | Reduced |
| Bank of New York Mellon Corp | 678,355 | $793.7K | 0.00% | +5,179+0.8% | Added |
| Vident Advisory, LLC | 777,181 | $909.3K | 0.03% | +777,181 | New |
| Renaissance Technologies LLC | 938,200 | $1.10M | 0.00% | +219,100+30.5% | Added |
| Mirae Asset Global Investments Co., Ltd. | 1,304,304 | $1.53M | 0.00% | −14,604−1.1% | Reduced |
| State Street Corp | 1,631,191 | $1.91M | 0.00% | +126,986+8.4% | Added |
| Van Eck Associates Corp | 1,965,802 | $2.30M | 0.01% | +295,860+17.7% | Added |
| Geode Capital Management, LLC | 2,072,938 | $2.43M | 0.00% | +151,178+7.9% | Added |
| Exchange Traded Concepts, LLC | 2,268,968 | $2.65M | 0.08% | −61,826−2.7% | Reduced |
| Vanguard Group Inc | 3,178,228 | $3.72M | 0.00% | +4,834+0.2% | Added |
| BlackRock Inc. | 4,476,145 | $5.24M | 0.00% | −141,933−3.1% | Reduced |
| PEAK6 Investments LLC | 6,140,610 | $7.18M | 0.35% | +6,140,610 | New |
| Vident Investment Advisory, LLC | 0 | $0 | 0.00% | −677,775−100.0% | Sold out |
| Virtu Financial LLC | 0 | $0 | 0.00% | −96,582−100.0% | Sold out |
| National Bank of Canada | 0 | $0 | 0.00% | −80,000−100.0% | Sold out |
| HRT Financial LP | 0 | $0 | 0.00% | −32,284−100.0% | Sold out |
| Deutsche Bank AG | 0 | $0 | 0.00% | −27,425−100.0% | Sold out |
| Engineers Gate Manager LP | 0 | $0 | 0.00% | −11,025−100.0% | Sold out |
| Clear Street Markets LLC | 0 | $0 | 0.00% | −3,000−100.0% | Sold out |
| Citadel Advisors LLC | 0 | $0 | 0.00% | −1,300−100.0% | Sold out |
| CVA Family Office, LLC | 0 | $0 | 0.00% | −380−100.0% | Sold out |
| Avion Wealth | 0 | $0 | 0.00% | −685−100.0% | Sold out |