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Bakkt, Inc.

BKKT
Exchange
NYSE
Industry
Finance Services
SEC CIK
0001820302

In the last 90 days, Bakkt, Inc. insiders filed 1 open-market purchase and 6 sales; 98 institutions reported holding it in 13F filings for Q2 2026, worth $104.5M in total; no superinvestor holds it.

Other share classesBKKT.WT

13F holders, Q3 2022

Institutional positions in Bakkt, Inc. as of Sep 30, 2022. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works

Institutional holders
95
+2 vs. Q2 2022
Shares held
22.8M
−4.45M (−16.3%) vs. Q2 2022
Total value
$51.7M
−$218.4K (−0.4%) vs. Q2 2022
New holders
19
30 more added
Sold out
17
27 more reduced

1 institution that held it in Q2 2022 haven't filed for Q3 2022 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.

Compare with Q2 2022: new holders, sold out and not filed yet

Holders and value by quarter

Institutions reporting BKKT on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.

Institutional holdersQ3 2022: 95 institutions
Q1 2021: 0 institutionsQ2 2021: 0 institutionsQ3 2021: 1 institutionQ4 2021: 94 institutionsQ1 2022: 83 institutionsQ2 2022: 94 institutionsQ3 2022: 95 institutionsQ4 2022: 84 institutionsQ1 2023: 82 institutionsQ2 2023: 80 institutionsQ3 2023: 83 institutionsQ4 2023: 99 institutionsQ1 2024: 85 institutionsQ2 2024: 56 institutionsQ3 2024: 49 institutionsQ4 2024: 50 institutionsQ1 2025: 46 institutionsQ2 2025: 59 institutionsQ3 2025: 94 institutionsQ4 2025: 97 institutionsQ1 2026: 107 institutionsQ2 2026: 98 institutions
Value heldQ3 2022: $51.7M
Q1 2021: $0Q2 2021: $0Q3 2021: $339.0KQ4 2021: $156.9MQ1 2022: $67.4MQ2 2022: $52.0MQ3 2022: $51.7MQ4 2022: $29.0MQ1 2023: $41.8MQ2 2023: $28.0MQ3 2023: $35.2MQ4 2023: $68.1MQ1 2024: $18.3MQ2 2024: $27.2MQ3 2024: $13.6MQ4 2024: $33.7MQ1 2025: $11.9MQ2 2025: $24.6MQ3 2025: $185.7MQ4 2025: $67.5MQ1 2026: $67.9MQ2 2026: $104.5M
Institutions holding BKKT and their total value by quarter
QuarterHoldersValue
Q2 202698$104.5M
Q1 2026107$67.9M
Q4 202597$67.5M
Q3 202594$185.7M
Q2 202559$24.6M
Q1 202546$11.9M
Q4 202450$33.7M
Q3 202449$13.6M
Q2 202456$27.2M
Q1 202485$18.3M
Q4 202399$68.1M
Q3 202383$35.2M
Q2 202380$28.0M
Q1 202382$41.8M
Q4 202284$29.0M
Q3 202295$51.7M
Q2 202294$52.0M
Q1 202283$67.4M
Q4 202194$156.9M
Q3 20211$339.0K
Q2 20210$0
Q1 20210$0

Institutions, Q3 2022

Shares, value and share of portfolio for each institution holding Bakkt, Inc.; share changes are against Q2 2022.

Institutions holding BKKT in Q3 2022
InstitutionSharesValue% of portfolioChange in sharesAction
Vanguard Group Inc5,332,948$12.2M0.00%+404,429+8.2%Added
BlackRock Inc.3,690,296$8.41M0.00%+86,074+2.4%Added
Mirae Asset Global Investments Co., Ltd.1,460,358$3.33M0.01%+903,924+162.4%Added
Geode Capital Management, LLC1,406,861$3.21M0.00%+230,242+19.6%Added
Exchange Traded Concepts, LLC1,240,995$2.83M0.09%+159,640+14.8%Added
State Street Corp1,140,594$2.60M0.00%+82,341+7.8%Added
Corbin Capital Partners, L.P.958,727$2.19M0.55%00.0%Unchanged
Van Eck Associates Corp715,691$1.63M0.00%+287,914+67.3%Added
Morgan Stanley680,497$1.55M0.00%−131,691−16.2%Reduced
Bank of New York Mellon Corp636,531$1.45M0.00%+54,693+9.4%Added
SRN Advisors, LLC626,787$1.43M1.19%−13,264−2.1%Reduced
Northern Trust Corp511,332$1.17M0.00%+46,615+10.0%Added
Vident Investment Advisory, LLC438,185$999.0K0.03%+288,335+192.4%Added
Maso Capital Partners Ltd337,340$769.0K0.29%00.0%Unchanged
Sculptor Capital LP315,900$720.0K0.01%00.0%Unchanged
Renaissance Technologies LLC243,900$556.0K0.00%−182,300−42.8%Reduced
Highbridge Capital Management LLC240,000$547.0K0.01%−160,000−40.0%Reduced
Horizon Kinetics Asset Management LLC222,349$507.0K0.01%+114,866+106.9%Added
Charles Schwab Investment Management Inc217,705$497.0K0.00%−142,426−39.5%Reduced
Guild Investment Management, Inc.129,340$295.0K0.51%−1,770−1.4%Reduced
Nuveen Asset Management, LLC126,307$288.0K0.00%−611−0.5%Reduced
Commonwealth Equity Services, LLC114,302$260.0K0.00%−75−0.1%Reduced
Group One Trading, L.P.105,592$241.0K0.01%+90,201+586.1%Added
HBK Sorce Advisory LLC215,000$226.0K0.02%+215,000New
Ionic Capital Management LLC91,009$208.0K0.05%−120,726−57.0%Reduced
Rhumbline Advisers88,792$202.0K0.00%+11,004+14.1%Added
Toroso Investments, LLC84,440$193.0K0.01%+84,440New
Invesco Ltd.74,483$170.0K0.00%−10,129−12.0%Reduced
Wellington Management Group LLP72,067$164.0K0.00%−32,201−30.9%Reduced
Qube Research & Technologies Ltd70,791$161.0K0.00%+70,791New
Susquehanna International Group, LLP67,071$153.0K0.00%−88,998−57.0%Reduced
Verition Fund Management LLC64,393$147.0K0.00%−10.0%Reduced
D. E. Shaw & Co., Inc.62,723$143.0K0.00%+62,723New
Jump Financial, LLC48,454$110.0K0.00%+48,454New
New York State Common Retirement Fund46,776$107.0K0.00%+500+1.1%Added
Goldman Sachs Group Inc41,588$95.0K0.00%+41,588New
Cambridge Investment Research Advisors, Inc.40,690$93.0K0.00%+10.0%Added
Bayesian Capital Management, LP40,700$93.0K0.02%+40,700New
Emerald Mutual Fund Advisers Trust37,105$85.0K0.01%00.0%Unchanged
Envestnet Asset Management Inc35,241$80.0K0.00%+35,241New
JPMorgan Chase & Co34,509$79.0K0.00%−321,983−90.3%Reduced
Virtu Financial LLC34,618$79.0K0.01%−13,297−27.8%Reduced
Advisor Group Holdings, Inc.34,908$79.0K0.00%+5,246+17.7%Added
UBS Group AG33,245$76.0K0.00%+27,151+445.5%Added
Cutler Group LP33,000$75.0K0.01%+2,490+8.2%Added
American International Group, Inc.30,220$69.0K0.00%+3,615+13.6%Added
Arete Wealth Advisors, LLC30,000$68.0K0.01%+30,000New
XTX Topco Ltd28,312$65.0K0.02%+8,390+42.1%Added
Alliancebernstein L.P.28,200$64.0K0.00%+28,200New
Voya Investment Management LLC26,896$61.3K0.00%00.0%Unchanged
Moors & Cabot, Inc.26,450$60.0K0.00%+10,500+65.8%Added
Cetera Investment Advisers25,970$59.0K0.00%+7,600+41.4%Added
California State Teachers Retirement System25,126$57.0K0.00%+819+3.4%Added
Deutsche Bank AG23,078$53.0K0.00%−3,797−14.1%Reduced
Cubist Systematic Strategies, LLC21,600$49.0K0.00%+10,177+89.1%Added
International Assets Investment Management, LLC21,100$48.0K0.01%+1,800+9.3%Added
Alpine Global Management, LLC20,000$46.0K0.01%00.0%Unchanged
Wolverine Trading, LLC20,242$46.0K0.00%+20,242New
State of Wyoming19,105$44.0K0.02%+19,105New
Jane Street Group, LLC15,055$34.0K0.00%+1,108+7.9%Added
National Bank of Canada13,400$31.0K0.00%−280,600−95.4%Reduced
Private Advisor Group, LLC13,050$30.0K0.00%00.0%Unchanged
Lineweaver Wealth Advisors, LLC13,170$30.0K0.01%00.0%Unchanged
Federation des caisses Desjardins du Quebec12,660$28.9K0.00%00.0%Unchanged
Price T Rowe Associates Inc11,222$27.0K0.00%+11,222New
Cresset Asset Management, LLC11,954$27.0K0.00%+11,954New
Captrust Financial Advisors11,560$26.0K0.00%00.0%Unchanged
Spearhead Capital Advisors, LLC10,775$25.0K0.03%+10,775New
SG Americas Securities, LLC10,585$24.0K0.00%−46,587−81.5%Reduced
Bank of America Corp10,535$24.0K0.00%−17,796−62.8%Reduced
Nisa Investment Advisors, LLC11,150$24.0K0.00%00.0%Unchanged
Manufacturers Life Insurance Company, The10,467$23.9K0.00%+10,467New
Amalgamated Bank7,834$18.0K0.00%+635+8.8%Added
Clear Street Markets LLC7,000$16.0K0.00%00.0%Unchanged
Legal & General Group Plc6,252$14.0K0.00%+1,481+31.0%Added
FMR LLC6,196$14.0K0.00%+5,792+1,433.7%Added
Coastal Investment Advisors, Inc.5,500$13.0K0.00%+5,500New
Barclays PLC3,999$9.00K0.00%−153−3.7%Reduced
Ameritas Investment Partners, Inc.4,263$9.00K0.00%00.0%Unchanged
Tower Research Capital LLC (TRC)3,269$7.00K0.00%−8,981−73.3%Reduced
Wells Fargo & Company2,888$6.00K0.00%−108−3.6%Reduced
American Portfolios Advisors2,300$5.24K0.00%−1,100−32.4%Reduced
Point72 Hong Kong Ltd2,327$5.00K0.00%−11,747−83.5%Reduced
Signaturefd, LLC1,700$4.00K0.00%00.0%Unchanged
Royal Bank of Canada1,175$3.00K0.00%−2,445−67.5%Reduced
Steward Partners Investment Advisory, LLC1,500$3.00K0.00%+1,500New
Stephens Consulting, LLC1,000$2.28K0.00%00.0%Unchanged
Citigroup Inc966$2.00K0.00%−13,417−93.3%Reduced
Surevest, LLC800$2.00K0.00%00.0%Unchanged
Simplex Trading, LLC920$2.00K0.00%00.0%Unchanged
Credit Suisse AG361$1.00K0.00%−2,281−86.3%Reduced
Your Advocates Ltd., LLP410$1.00K0.00%00.0%Unchanged
Lazard Asset Management LLC291$00.00%+203+230.7%Added
Investors Research Corp20$00.00%00.0%Unchanged
Ellevest, Inc.160$00.00%+160New
PEAK6 Investments LLC0$00.00%−6,140,610−100.0%Sold out
Marshall Wace, LLP0$00.00%−62,348−100.0%Sold out
National Asset Management, Inc.0$00.00%−54,025−100.0%Sold out
Magnetar Financial LLC0$00.00%−50,000−100.0%Sold out
Engineers Gate Manager LP0$00.00%−17,933−100.0%Sold out