Barings Global Short Duration High Yield Fund
BGH- Exchange
- NYSE
- SEC CIK
- 0001521404
No open-market purchases or sales by Barings Global Short Duration High Yield Fund insiders were filed in the last 90 days; 54 institutions reported holding it in 13F filings for Q2 2026, worth $53.5M in total; no superinvestor holds it.
13F holders, Q4 2023
Institutional positions in Barings Global Short Duration High Yield Fund as of Dec 31, 2023. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 55
- −4 vs. Q3 2023
- Shares held
- 5.74M
- +263.5K (+4.8%) vs. Q3 2023
- Total value
- $77.3M
- +$6.79M (+9.6%) vs. Q3 2023
- New holders
- 5
- 20 more added
- Sold out
- 9
- 17 more reduced
Compare with Q3 2023: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting BGH on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 54 | $53.5M |
| Q1 2026 | 51 | $51.6M |
| Q4 2025 | 50 | $53.8M |
| Q3 2025 | 54 | $54.7M |
| Q2 2025 | 48 | $63.9M |
| Q1 2025 | 46 | $57.4M |
| Q4 2024 | 50 | $63.1M |
| Q3 2024 | 47 | $65.9M |
| Q2 2024 | 53 | $74.1M |
| Q1 2024 | 49 | $74.6M |
| Q4 2023 | 55 | $77.3M |
| Q3 2023 | 59 | $70.5M |
| Q2 2023 | 50 | $73.2M |
| Q1 2023 | 57 | $77.1M |
| Q4 2022 | 57 | $82.5M |
| Q3 2022 | 61 | $77.5M |
| Q2 2022 | 62 | $84.1M |
| Q1 2022 | 65 | $98.6M |
| Q4 2021 | 55 | $97.3M |
| Q3 2021 | 51 | $85.3M |
| Q2 2021 | 49 | $83.1M |
| Q1 2021 | 53 | $71.9M |
Institutions, Q4 2023
Shares, value and share of portfolio for each institution holding Barings Global Short Duration High Yield Fund; share changes are against Q3 2023.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Baystate Wealth Management LLC | 504 | $6.78K | 0.00% | +504 | New |
| FNY Investment Advisers, LLC | 800 | $10.0K | 0.01% | 00.0% | Unchanged |
| CWM, LLC | 971 | $13.0K | 0.00% | 00.0% | Unchanged |
| Northwestern Mutual Wealth Management Co | 1,064 | $14.3K | 0.00% | 00.0% | Unchanged |
| Glen Eagle Advisors, LLC | 1,700 | $22.8K | 0.00% | 00.0% | Unchanged |
| SOA Wealth Advisors, LLC. | 2,292 | $30.8K | 0.01% | +56+2.5% | Added |
| Wolverine Asset Management LLC | 3,590 | $48.2K | 0.00% | −8,469−70.2% | Reduced |
| Advisory Services Network, LLC | 3,733 | $50.2K | 0.00% | −7,417−66.5% | Reduced |
| Carolinas Wealth Consulting LLC | 4,253 | $57.6K | 0.01% | 00.0% | Unchanged |
| Creekmur Asset Management LLC | 4,736 | $63.6K | 0.02% | +4,736 | New |
| Emfo, LLC | 7,349 | $98.8K | 0.09% | 00.0% | Unchanged |
| Elequin Capital LP | 9,501 | $127.7K | 0.04% | +5,451+134.6% | Added |
| Transcend Wealth Collective, LLC | 10,000 | $134.4K | 0.01% | 00.0% | Unchanged |
| Clough Capital Partners L P | 10,261 | $137.9K | 0.02% | 00.0% | Unchanged |
| Quarry LP | 10,261 | $137.9K | 0.07% | 00.0% | Unchanged |
| Raymond James Financial Services Advisors, Inc. | 11,892 | $159.8K | 0.00% | −9,300−43.9% | Reduced |
| Integrated Capital Management, Inc. | 11,919 | $160.2K | 0.14% | −141−1.2% | Reduced |
| Comerica Bank | 12,224 | $164.3K | 0.00% | −374−3.0% | Reduced |
| Barings LLC | 12,575 | $169.0K | 0.01% | +308+2.5% | Added |
| Nomura Holdings Inc | 12,717 | $170.9K | 0.00% | +12,717 | New |
| IFG Advisory, LLC | 14,740 | $198.1K | 0.01% | 00.0% | Unchanged |
| Caldwell Sutter Capital, Inc. | 16,400 | $220.4K | 0.11% | −2,100−11.4% | Reduced |
| UBS Group AG | 17,282 | $232.3K | 0.00% | −7,339−29.8% | Reduced |
| MML Investors Services, LLC | 17,739 | $238.0K | 0.00% | +1,168+7.0% | Added |
| Cetera Advisor Networks LLC | 19,396 | $260.7K | 0.00% | +6,584+51.4% | Added |
| McRae Capital Management Inc | 20,043 | $269.4K | 0.07% | +238+1.2% | Added |
| Baird Financial Group, Inc. | 26,621 | $357.8K | 0.00% | 00.0% | Unchanged |
| First Trust Advisors LP | 31,127 | $418.3K | 0.00% | −2,218−6.7% | Reduced |
| Royal Bank of Canada | 31,651 | $426.0K | 0.00% | −1,242−3.8% | Reduced |
| Landscape Capital Management, L.L.C. | 35,556 | $477.9K | 0.04% | +35,556 | New |
| Thrivent Financial for Lutherans | 42,891 | $576.0K | 0.00% | 00.0% | Unchanged |
| Cetera Investment Advisers | 51,044 | $686.0K | 0.01% | +6,853+15.5% | Added |
| GWM Advisors LLC | 52,855 | $722.3K | 0.01% | +5,917+12.6% | Added |
| Jefferies Financial Group Inc. | 55,721 | $748.9K | 0.01% | +11,405+25.7% | Added |
| Advisor Group Holdings, Inc. | 57,749 | $776.2K | 0.00% | −31,485−35.3% | Reduced |
| Consolidated Portfolio Review Corp | 57,780 | $776.6K | 0.18% | +57,780 | New |
| Park Avenue Securities LLC | 73,672 | $990.0K | 0.01% | +2,676+3.8% | Added |
| Bank of America Corp | 74,413 | $1.00M | 0.00% | +14,198+23.6% | Added |
| CNH Partners LLC | 75,669 | $1.02M | 0.04% | +53,739+245.0% | Added |
| RFG Advisory, LLC | 85,768 | $1.15M | 0.04% | +33,845+65.2% | Added |
| Envestnet Asset Management Inc | 86,750 | $1.17M | 0.00% | +3,825+4.6% | Added |
| Camelot Portfolios, LLC | 93,940 | $1.26M | 0.75% | +27,878+42.2% | Added |
| Shaker Financial Services, LLC | 94,154 | $1.28M | 0.52% | +58,465+163.8% | Added |
| Vivaldi Capital Management, LLC | 102,663 | $1.44M | 0.43% | −57,211−35.8% | Reduced |
| Raymond James & Associates | 144,832 | $1.95M | 0.00% | +21,580+17.5% | Added |
| Capital Investment Advisors, LLC | 191,917 | $2.58M | 0.06% | +16,244+9.2% | Added |
| Cohen & Steers, Inc. | 254,171 | $3.42M | 0.01% | 00.0% | Unchanged |
| Hennion & Walsh Asset Management, Inc. | 286,490 | $3.85M | 0.22% | −30,136−9.5% | Reduced |
| Invesco Ltd. | 301,386 | $4.05M | 0.00% | −10,115−3.2% | Reduced |
| Guggenheim Capital LLC | 347,190 | $4.67M | 0.04% | +20,021+6.1% | Added |
| TSP Capital Management Group, LLC | 390,986 | $5.25M | 1.82% | −14,456−3.6% | Reduced |
| Wells Fargo & Company | 462,826 | $6.22M | 0.00% | −51,382−10.0% | Reduced |
| Rivernorth Capital Management, LLC | 537,361 | $7.22M | 0.35% | −1,881−0.3% | Reduced |
| Morgan Stanley | 580,392 | $7.80M | 0.00% | −12,177−2.1% | Reduced |
| Sit Investment Associates Inc | 878,242 | $11.8M | 0.29% | +157,568+21.9% | Added |
| Lazard Asset Management LLC | 0 | $0 | 0.00% | – | Sold out |
| Susquehanna International Group, LLP | 0 | $0 | 0.00% | −11,253−100.0% | Sold out |
| We Are One Seven, LLC | 0 | $0 | 0.00% | −10,938−100.0% | Sold out |
| Stifel Financial Corp | 0 | $0 | 0.00% | −10,471−100.0% | Sold out |
| Ignite Planners, LLC | 0 | $0 | 0.00% | −10,311−100.0% | Sold out |
| Sound Income Strategies, LLC | 0 | $0 | 0.00% | −2,200−100.0% | Sold out |
| RVW Wealth, LLC | 0 | $0 | 0.00% | −1,775−100.0% | Sold out |
| Householder Group Estate & Retirement Specialist, LLC | 0 | $0 | 0.00% | −1,251−100.0% | Sold out |
| Tower Research Capital LLC (TRC) | 0 | $0 | 0.00% | −146−100.0% | Sold out |