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Athenex, Inc.

ATNXDelisted Jul 10, 2023
Industry
Pharmaceutical Preparations
SEC CIK
0001300699

Athenex, Inc. was delisted on Jul 10, 2023; its insiders filed their last Form 4 on May 8, 2023; 30 institutions reported holding it in 13F filings for Q1 2023, worth $2.43M in total; no superinvestor held it.

13F holders, Q3 2022

Institutional positions in Athenex, Inc. as of Sep 30, 2022. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works

Institutional holders
72
−5 vs. Q2 2022
Shares held
48.1M
+12.4M (+34.9%) vs. Q2 2022
Total value
$13.0M
−$1.70M (−11.6%) vs. Q2 2022
New holders
13
16 more added
Sold out
18
19 more reduced

Compare with Q2 2022: new holders, sold out and not filed yet

Holders and value by quarter

Institutions reporting ATNX on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.

Institutional holdersQ3 2022: 72 institutions
Q1 2021: 122 institutionsQ2 2021: 112 institutionsQ3 2021: 116 institutionsQ4 2021: 103 institutionsQ1 2022: 91 institutionsQ2 2022: 77 institutionsQ3 2022: 72 institutionsQ4 2022: 54 institutionsQ1 2023: 30 institutionsQ2 2023: 4 institutionsQ3 2023: 0 institutionsQ4 2023: 0 institutionsQ1 2024: 0 institutionsQ2 2024: 0 institutionsQ3 2024: 0 institutionsQ4 2024: 0 institutionsQ1 2025: 0 institutionsQ2 2025: 0 institutionsQ3 2025: 0 institutionsQ4 2025: 0 institutionsQ1 2026: 0 institutionsQ2 2026: 0 institutions
Value heldQ3 2022: $13.0M
Q1 2021: $233.5MQ2 2021: $236.1MQ3 2021: $132.0MQ4 2021: $60.9MQ1 2022: $33.8MQ2 2022: $14.7MQ3 2022: $13.0MQ4 2022: $5.93MQ1 2023: $2.43MQ2 2023: $8.93KQ3 2023: $0Q4 2023: $0Q1 2024: $0Q2 2024: $0Q3 2024: $0Q4 2024: $0Q1 2025: $0Q2 2025: $0Q3 2025: $0Q4 2025: $0Q1 2026: $0Q2 2026: $0
Institutions holding ATNX and their total value by quarter
QuarterHoldersValue
Q2 20260$0
Q1 20260$0
Q4 20250$0
Q3 20250$0
Q2 20250$0
Q1 20250$0
Q4 20240$0
Q3 20240$0
Q2 20240$0
Q1 20240$0
Q4 20230$0
Q3 20230$0
Q2 20234$8.93K
Q1 202330$2.43M
Q4 202254$5.93M
Q3 202272$13.0M
Q2 202277$14.7M
Q1 202291$33.8M
Q4 2021103$60.9M
Q3 2021116$132.0M
Q2 2021112$236.1M
Q1 2021122$233.5M

Institutions, Q3 2022

Shares, value and share of portfolio for each institution holding Athenex, Inc.; share changes are against Q2 2022.

Institutions holding ATNX in Q3 2022
InstitutionSharesValue% of portfolioChange in sharesAction
Royal Bank of Canada1,644$00.00%−9,359−85.1%Reduced
Daiwa Securities Group Inc.176$00.00%00.0%Unchanged
Cutler Group LP800$00.00%00.0%Unchanged
CWM, LLC1,000$00.00%00.0%Unchanged
China Universal Asset Management Co., Ltd.1,471$00.00%+1,471New
Simplex Trading, LLC4,921$1.00K0.00%−3,362−40.6%Reduced
Citigroup Inc1,914$1.00K0.00%−696−26.7%Reduced
National Bank of Canada3,500$1.00K0.00%00.0%Unchanged
TD Waterhouse Canada Inc.5,212$1.41K0.00%00.0%Unchanged
BNP Paribas Arbitrage, SA10,712$2.89K0.00%−8,478−44.2%Reduced
Federated Hermes, Inc.12,733$3.00K0.00%−1,409−10.0%Reduced
Washington Trust Bank11,111$3.00K0.00%00.0%Unchanged
Eaton Vance Management12,000$3.00K0.00%00.0%Unchanged
Running Point Capital Advisors, LLC10,000$3.00K0.00%00.0%Unchanged
JPMorgan Chase & Co9,604$3.00K0.00%+3,143+48.6%Added
Two Sigma Securities, LLC11,161$3.00K0.00%+11,161New
Bayesian Capital Management, LP12,200$3.00K0.00%+12,200New
McCollum Christoferson Group LLC10,000$3.00K0.00%+10,000New
Virtu Financial LLC14,803$4.00K0.00%−48,294−76.5%Reduced
Ingalls & Snyder LLC15,000$4.00K0.00%00.0%Unchanged
HBK Sorce Advisory LLC15,720$4.00K0.00%00.0%Unchanged
ProShare Advisors LLC13,212$4.00K0.00%+13,212New
Tower Research Capital LLC (TRC)18,846$5.00K0.00%+1,351+7.7%Added
Sterling Investment Counsel, LLC23,938$6.00K0.00%00.0%Unchanged
Deltec Asset Management LLC24,665$7.00K0.00%−20,000−44.8%Reduced
Balyasny Asset Management LLC29,756$8.00K0.00%+12,475+72.2%Added
Verition Fund Management LLC32,489$9.00K0.00%00.0%Unchanged
Advisor Group Holdings, Inc.39,163$10.0K0.00%+2,000+5.4%Added
Warberg Asset Management LLC35,500$10.0K0.00%+35,500New
LMR Partners LLP41,124$11.0K0.00%00.0%Unchanged
Bank of New York Mellon Corp40,297$11.0K0.00%+10.0%Added
Group One Trading, L.P.42,769$12.0K0.00%−7,391−14.7%Reduced
Jaffetilchin Investment Partners, LLC44,972$12.0K0.00%00.0%Unchanged
Wells Fargo & Company50,715$14.0K0.00%+25,141+98.3%Added
Goldman Sachs Group Inc55,597$15.0K0.00%−213,651−79.4%Reduced
Courier Capital LLC55,000$15.0K0.00%+13,000+31.0%Added
Bank of America Corp62,422$17.0K0.00%−60,666−49.3%Reduced
Qube Research & Technologies Ltd70,638$19.0K0.00%−5,218−6.9%Reduced
Macquarie Group Ltd70,000$19.0K0.00%00.0%Unchanged
Citadel Advisors LLC77,162$20.0K0.00%−508,029−86.8%Reduced
Dimensional Fund Advisors LP77,795$21.0K0.00%−46,914−37.6%Reduced
Morgan Stanley130,446$35.0K0.00%−103,579−44.3%Reduced
Greenleaf Trust130,000$35.0K0.00%00.0%Unchanged
Northern Trust Corp134,722$36.0K0.00%00.0%Unchanged
Man Group plc136,107$37.0K0.00%––
Seneca Financial Advisors LLC137,495$37.0K0.03%00.0%Unchanged
Occudo Quantitative Strategies LP151,987$41.0K0.00%00.0%Unchanged
Ergoteles LLC160,573$43.0K0.00%−261,527−62.0%Reduced
Tudor Investment Corp Et Al228,105$61.0K0.00%+228,105New
Worth Venture Partners, LLC248,832$67.0K0.04%+248,832New
State Street Corp284,030$77.0K0.00%−2,932−1.0%Reduced
Acadian Asset Management LLC371,289$99.0K0.00%+248,191+201.6%Added
National Asset Management, Inc.414,549$112.0K0.00%+21,074+5.4%Added
Credit Suisse AG500,147$135.0K0.00%−374,000−42.8%Reduced
Endurant Capital Management LP526,651$142.0K0.05%+526,651New
Geode Capital Management, LLC561,640$151.0K0.00%00.0%Unchanged
Deutsche Bank AG837,899$225.0K0.00%00.0%Unchanged
Renaissance Technologies LLC861,563$232.0K0.00%−1,091,923−55.9%Reduced
HighTower Advisors, LLC996,513$269.0K0.00%00.0%Unchanged
AIGH Capital Management LLC1,000,134$269.0K0.11%+1,000,134New
Schonfeld Strategic Advisors LLC1,182,126$319.0K0.00%+1,068,126+937.0%Added
Empery Asset Management, LP1,452,103$391.0K2.33%+1,452,103New
Gsa Capital Partners LLP1,461,761$394.0K0.05%+985,227+206.7%Added
UBS Group AG1,496,764$403.0K0.00%+949,096+173.3%Added
Victory Capital Management Inc1,616,203$435.0K0.00%+1,605,519+15,027.3%Added
Alyeska Investment Group, L.P.2,000,000$539.0K0.01%+2,000,000New
BlackRock Inc.2,338,312$629.0K0.00%+231,559+11.0%Added
CVI Holdings, LLC2,626,943$708.0K0.05%+2,626,943New
Millennium Management LLC4,169,818$1.12M0.00%−408,377−8.9%Reduced
Vanguard Group Inc5,361,906$1.45M0.00%+741,101+16.0%Added
Perceptive Advisors LLC15,532,467$4.18M0.12%+2,000,000+14.8%Added
IFP Advisors, Inc35––00.0%Unchanged
Susquehanna International Group, LLP0$00.00%−175,661−100.0%Sold out
AQR Capital Management LLC0$00.00%−109,447−100.0%Sold out
FMR LLC0$00.00%−95,061−100.0%Sold out
Prudential Financial Inc0$00.00%−65,350−100.0%Sold out
HRT Financial LP0$00.00%−32,985−100.0%Sold out
D. E. Shaw & Co., Inc.0$00.00%−29,409−100.0%Sold out
Brinker Capital Investments, LLC0$00.00%−27,688−100.0%Sold out
Y-Intercept (Hong Kong) Ltd0$00.00%−15,531−100.0%Sold out
Algert Global LLC0$00.00%−12,420−100.0%Sold out
Dopkins Wealth Management, LLC0$00.00%−12,107−100.0%Sold out
Legal & General Group Plc0$00.00%−6,907−100.0%Sold out
New York State Common Retirement Fund0$00.00%−698−100.0%Sold out
Toronto Dominion Bank0$00.00%−164−100.0%Sold out
Northwestern Mutual Wealth Management Co0$00.00%−350−100.0%Sold out
Captrust Financial Advisors0$00.00%−1,000−100.0%Sold out
Ellevest, Inc.0$00.00%−902−100.0%Sold out
Global Wealth Management Investment Advisory, Inc.0$00.00%−400−100.0%Sold out
Aquatic Capital Management LLC0$00.00%−500−100.0%Sold out