Athenex, Inc.
ATNXDelisted Jul 10, 2023- Industry
- Pharmaceutical Preparations
- SEC CIK
- 0001300699
Athenex, Inc. was delisted on Jul 10, 2023; its insiders filed their last Form 4 on May 8, 2023; 30 institutions reported holding it in 13F filings for Q1 2023, worth $2.43M in total; no superinvestor held it.
13F holders, Q2 2022
Institutional positions in Athenex, Inc. as of Jun 30, 2022. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 77
- −12 vs. Q1 2022
- Shares held
- 35.7M
- −5.35M (−13.0%) vs. Q1 2022
- Total value
- $14.7M
- −$19.1M (−56.6%) vs. Q1 2022
- New holders
- 15
- 18 more added
- Sold out
- 27
- 23 more reduced
2 institutions that held it in Q1 2022 haven't filed for Q2 2022 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q1 2022: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting ATNX on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 0 | $0 |
| Q1 2026 | 0 | $0 |
| Q4 2025 | 0 | $0 |
| Q3 2025 | 0 | $0 |
| Q2 2025 | 0 | $0 |
| Q1 2025 | 0 | $0 |
| Q4 2024 | 0 | $0 |
| Q3 2024 | 0 | $0 |
| Q2 2024 | 0 | $0 |
| Q1 2024 | 0 | $0 |
| Q4 2023 | 0 | $0 |
| Q3 2023 | 0 | $0 |
| Q2 2023 | 4 | $8.93K |
| Q1 2023 | 30 | $2.43M |
| Q4 2022 | 54 | $5.93M |
| Q3 2022 | 72 | $13.0M |
| Q2 2022 | 77 | $14.7M |
| Q1 2022 | 91 | $33.8M |
| Q4 2021 | 103 | $60.9M |
| Q3 2021 | 116 | $132.0M |
| Q2 2021 | 112 | $236.1M |
| Q1 2021 | 122 | $233.5M |
Institutions, Q2 2022
Shares, value and share of portfolio for each institution holding Athenex, Inc.; share changes are against Q1 2022.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| New York State Common Retirement Fund | 698 | $0 | 0.00% | −60,323−98.9% | Reduced |
| Captrust Financial Advisors | 1,000 | $0 | 0.00% | 00.0% | Unchanged |
| CWM, LLC | 1,000 | $0 | 0.00% | 00.0% | Unchanged |
| Aquatic Capital Management LLC | 500 | $0 | 0.00% | −1,000−66.7% | Reduced |
| Toronto Dominion Bank | 164 | $0 | 0.00% | 00.0% | Unchanged |
| Daiwa Securities Group Inc. | 176 | $0 | 0.00% | 00.0% | Unchanged |
| Cutler Group LP | 800 | $0 | 0.00% | −100−11.1% | Reduced |
| Global Wealth Management Investment Advisory, Inc. | 400 | $0 | 0.00% | 00.0% | Unchanged |
| Northwestern Mutual Wealth Management Co | 350 | $0 | 0.00% | +350 | New |
| Ellevest, Inc. | 902 | $0 | 0.00% | +902 | New |
| Citigroup Inc | 2,610 | $1.00K | 0.00% | −3,619−58.1% | Reduced |
| National Bank of Canada | 3,500 | $1.00K | 0.00% | 00.0% | Unchanged |
| TD Waterhouse Canada Inc. | 5,212 | $2.26K | 0.00% | 00.0% | Unchanged |
| JPMorgan Chase & Co | 6,461 | $3.00K | 0.00% | −135,076−95.4% | Reduced |
| Legal & General Group Plc | 6,907 | $3.00K | 0.00% | −1,338−16.2% | Reduced |
| Simplex Trading, LLC | 8,283 | $3.00K | 0.00% | +8,283 | New |
| Running Point Capital Advisors, LLC | 10,000 | $4.00K | 0.00% | 00.0% | Unchanged |
| Victory Capital Management Inc | 10,684 | $4.00K | 0.00% | +169+1.6% | Added |
| Royal Bank of Canada | 11,003 | $5.00K | 0.00% | −8,789−44.4% | Reduced |
| Algert Global LLC | 12,420 | $5.00K | 0.00% | −6,930−35.8% | Reduced |
| Eaton Vance Management | 12,000 | $5.00K | 0.00% | 00.0% | Unchanged |
| Dopkins Wealth Management, LLC | 12,107 | $5.00K | 0.01% | 00.0% | Unchanged |
| Washington Trust Bank | 11,111 | $5.00K | 0.00% | 00.0% | Unchanged |
| Ingalls & Snyder LLC | 15,000 | $6.00K | 0.00% | −5,000−25.0% | Reduced |
| HBK Sorce Advisory LLC | 15,720 | $6.00K | 0.00% | 00.0% | Unchanged |
| Federated Hermes, Inc. | 14,142 | $6.00K | 0.00% | +786+5.9% | Added |
| Y-Intercept (Hong Kong) Ltd | 15,531 | $6.00K | 0.00% | +15,531 | New |
| Tower Research Capital LLC (TRC) | 17,495 | $7.00K | 0.00% | +3,059+21.2% | Added |
| Balyasny Asset Management LLC | 17,281 | $7.00K | 0.00% | +17,281 | New |
| BNP Paribas Arbitrage, SA | 19,190 | $7.86K | 0.00% | +11,302+143.3% | Added |
| Wells Fargo & Company | 25,574 | $10.0K | 0.00% | −50,155−66.2% | Reduced |
| Sterling Investment Counsel, LLC | 23,938 | $10.0K | 0.01% | 00.0% | Unchanged |
| Brinker Capital Investments, LLC | 27,688 | $11.0K | 0.00% | +27,688 | New |
| D. E. Shaw & Co., Inc. | 29,409 | $12.0K | 0.00% | +29,409 | New |
| Verition Fund Management LLC | 32,489 | $13.0K | 0.00% | +32,489 | New |
| HRT Financial LP | 32,985 | $13.0K | 0.00% | +32,985 | New |
| Bank of New York Mellon Corp | 40,296 | $16.0K | 0.00% | −237,708−85.5% | Reduced |
| Advisor Group Holdings, Inc. | 37,163 | $16.0K | 0.00% | +2,000+5.7% | Added |
| Courier Capital LLC | 42,000 | $17.0K | 0.00% | +10,000+31.3% | Added |
| LMR Partners LLP | 41,124 | $17.0K | 0.00% | +41,124 | New |
| Deltec Asset Management LLC | 44,665 | $18.0K | 0.00% | −3,000−6.3% | Reduced |
| Jaffetilchin Investment Partners, LLC | 44,972 | $18.0K | 0.00% | 00.0% | Unchanged |
| Group One Trading, L.P. | 50,160 | $21.0K | 0.00% | −64,483−56.2% | Reduced |
| Virtu Financial LLC | 63,097 | $26.0K | 0.00% | +63,097 | New |
| Prudential Financial Inc | 65,350 | $27.0K | 0.00% | +65,350 | New |
| Macquarie Group Ltd | 70,000 | $29.0K | 0.00% | 00.0% | Unchanged |
| Qube Research & Technologies Ltd | 75,856 | $31.0K | 0.00% | +75,856 | New |
| FMR LLC | 95,061 | $39.0K | 0.00% | −1,526−1.6% | Reduced |
| AQR Capital Management LLC | 109,447 | $45.0K | 0.00% | +58,793+116.1% | Added |
| Schonfeld Strategic Advisors LLC | 114,000 | $46.0K | 0.00% | −100−0.1% | Reduced |
| Bank of America Corp | 123,088 | $50.0K | 0.00% | +24,217+24.5% | Added |
| Dimensional Fund Advisors LP | 124,709 | $51.0K | 0.00% | 00.0% | Unchanged |
| Acadian Asset Management LLC | 123,098 | $51.0K | 0.00% | +123,098 | New |
| Greenleaf Trust | 130,000 | $53.0K | 0.00% | 00.0% | Unchanged |
| Northern Trust Corp | 134,722 | $55.0K | 0.00% | −572,306−80.9% | Reduced |
| Seneca Financial Advisors LLC | 137,495 | $56.3K | 0.04% | 00.0% | Unchanged |
| Man Group plc | – | $59.0K | 0.00% | – | – |
| Occudo Quantitative Strategies LP | 151,987 | $62.0K | 0.01% | 00.0% | Unchanged |
| Susquehanna International Group, LLP | 175,661 | $72.0K | 0.00% | +154,960+748.6% | Added |
| Morgan Stanley | 234,025 | $96.0K | 0.00% | +61,458+35.6% | Added |
| Goldman Sachs Group Inc | 269,248 | $110.0K | 0.00% | +114,903+74.4% | Added |
| State Street Corp | 286,962 | $117.0K | 0.00% | −1,329,823−82.3% | Reduced |
| National Asset Management, Inc. | 393,475 | $162.0K | 0.01% | −2,750−0.7% | Reduced |
| Ergoteles LLC | 422,100 | $173.0K | 0.01% | +422,100 | New |
| Gsa Capital Partners LLP | 476,534 | $195.0K | 0.03% | +244,693+105.5% | Added |
| UBS Group AG | 547,668 | $224.0K | 0.00% | −4,142−0.8% | Reduced |
| Geode Capital Management, LLC | 561,640 | $229.0K | 0.00% | −686,680−55.0% | Reduced |
| Citadel Advisors LLC | 585,191 | $240.0K | 0.00% | +485,628+487.8% | Added |
| Deutsche Bank AG | 837,899 | $343.0K | 0.00% | +437,079+109.0% | Added |
| Credit Suisse AG | 874,147 | $358.0K | 0.00% | −3,771−0.4% | Reduced |
| HighTower Advisors, LLC | 996,513 | $408.0K | 0.00% | +135,273+15.7% | Added |
| Renaissance Technologies LLC | 1,953,486 | $800.0K | 0.00% | +731,247+59.8% | Added |
| BlackRock Inc. | 2,106,753 | $863.0K | 0.00% | −4,366,345−67.5% | Reduced |
| Millennium Management LLC | 4,578,195 | $1.87M | 0.00% | +2,335,225+104.1% | Added |
| Vanguard Group Inc | 4,620,805 | $1.89M | 0.00% | +721,291+18.5% | Added |
| Perceptive Advisors LLC | 13,532,467 | $5.54M | 0.17% | 00.0% | Unchanged |
| IFP Advisors, Inc | 35 | – | – | −35−50.0% | Reduced |
| Jacobs Levy Equity Management, Inc | 0 | $0 | 0.00% | −2,008,968−100.0% | Sold out |
| STRS Ohio | 0 | $0 | 0.00% | −584,100−100.0% | Sold out |
| Hennion & Walsh Asset Management, Inc. | 0 | $0 | 0.00% | −205,442−100.0% | Sold out |
| Charles Schwab Investment Management Inc | 0 | $0 | 0.00% | −193,599−100.0% | Sold out |
| Public Employees Retirement System of Ohio | 0 | $0 | 0.00% | −112,758−100.0% | Sold out |
| Rhumbline Advisers | 0 | $0 | 0.00% | −107,038−100.0% | Sold out |
| Alliancebernstein L.P. | 0 | $0 | 0.00% | −82,700−100.0% | Sold out |
| Ikarian Capital, LLC | 0 | $0 | 0.00% | −80,039−100.0% | Sold out |
| Connor, Clark & Lunn Investment Management Ltd. | 0 | $0 | 0.00% | −62,985−100.0% | Sold out |
| Rafferty Asset Management, LLC | 0 | $0 | 0.00% | −55,039−100.0% | Sold out |
| Mirabella Financial Services LLP | 0 | $0 | 0.00% | −44,900−100.0% | Sold out |
| American International Group, Inc. | 0 | $0 | 0.00% | −42,932−100.0% | Sold out |
| California State Teachers Retirement System | 0 | $0 | 0.00% | −37,728−100.0% | Sold out |
| Russell Investments Group, Ltd. | 0 | $0 | 0.00% | −38,915−100.0% | Sold out |
| Invesco Ltd. | 0 | $0 | 0.00% | −29,816−100.0% | Sold out |
| Voya Investment Management LLC | 0 | $0 | 0.00% | −30,193−100.0% | Sold out |
| State Board of Administration of Florida Retirement System | 0 | $0 | 0.00% | −28,060−100.0% | Sold out |
| ProShare Advisors LLC | 0 | $0 | 0.00% | −27,583−100.0% | Sold out |
| Principal Financial Group Inc | 0 | $0 | 0.00% | −23,397−100.0% | Sold out |
| Allspring Global Investments Holdings, LLC | 0 | $0 | 0.00% | −16,309−100.0% | Sold out |
| Barclays PLC | 0 | $0 | 0.00% | −14,038−100.0% | Sold out |
| Amalgamated Bank | 0 | $0 | 0.00% | −12,767−100.0% | Sold out |
| State of Wyoming | 0 | $0 | 0.00% | −12,339−100.0% | Sold out |