Assertio Holdings, Inc.
ASRTDelisted Jul 7, 2026- Industry
- Pharmaceutical Preparations
- SEC CIK
- 0001808665
Assertio Holdings, Inc. was delisted on Jul 7, 2026; its insiders filed their last Form 4 on Jun 16, 2026; 66 institutions reported holding it in 13F filings for Q1 2026, worth $47.6M in total; no superinvestor held it.
13F holders, Q3 2025
Institutional positions in Assertio Holdings, Inc. as of Sep 30, 2025. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 68
- −4 vs. Q2 2025
- Shares held
- 25.2M
- +480.9K (+1.9%) vs. Q2 2025
- Total value
- $22.2M
- +$6.17M (+38.4%) vs. Q2 2025
- New holders
- 5
- 19 more added
- Sold out
- 9
- 16 more reduced
Compare with Q2 2025: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting ASRT on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 1 | $118 |
| Q1 2026 | 66 | $47.6M |
| Q4 2025 | 53 | $18.0M |
| Q3 2025 | 68 | $22.2M |
| Q2 2025 | 72 | $16.1M |
| Q1 2025 | 69 | $17.1M |
| Q4 2024 | 83 | $24.3M |
| Q3 2024 | 85 | $35.1M |
| Q2 2024 | 104 | $44.7M |
| Q1 2024 | 104 | $41.9M |
| Q4 2023 | 117 | $49.8M |
| Q3 2023 | 146 | $119.7M |
| Q2 2023 | 148 | $184.8M |
| Q1 2023 | 120 | $162.4M |
| Q4 2022 | 89 | $75.6M |
| Q3 2022 | 77 | $37.0M |
| Q2 2022 | 66 | $40.1M |
| Q1 2022 | 54 | $27.1M |
| Q4 2021 | 44 | $15.8M |
| Q3 2021 | 38 | $5.72M |
| Q2 2021 | 42 | $13.4M |
| Q1 2021 | 60 | $26.7M |
Institutions, Q3 2025
Shares, value and share of portfolio for each institution holding Assertio Holdings, Inc.; share changes are against Q2 2025.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| CWM, LLC | 2 | $0 | 0.00% | 00.0% | Unchanged |
| Barclays PLC | 4 | $4 | 0.00% | 00.0% | Unchanged |
| Umb Bank N A | 35 | $31 | 0.00% | 00.0% | Unchanged |
| TD Waterhouse Canada Inc. | 41 | $37 | 0.00% | −47−53.4% | Reduced |
| Newbridge Financial Services Group, Inc. | 125 | $110 | 0.00% | 00.0% | Unchanged |
| Main Street Group, LTD | 125 | $110 | 0.00% | 00.0% | Unchanged |
| Advisory Services Network, LLC | 155 | $137 | 0.00% | +155 | New |
| Federation des caisses Desjardins du Quebec | 196 | $173 | 0.00% | 00.0% | Unchanged |
| SOA Wealth Advisors, LLC. | 250 | $220 | 0.00% | 00.0% | Unchanged |
| Allworth Financial LP | 280 | $247 | 0.00% | 00.0% | Unchanged |
| MAI Capital Management | 445 | $392 | 0.00% | 00.0% | Unchanged |
| Key Financial Inc | 445 | $404 | 0.00% | 00.0% | Unchanged |
| CIBC Private Wealth Group, LLC | 534 | $470 | 0.00% | 00.0% | Unchanged |
| SBI Securities Co., Ltd. | 629 | $554 | 0.00% | −32−4.8% | Reduced |
| Darwin Advisors, LLC | 697 | $613 | 0.00% | 00.0% | Unchanged |
| Activest Wealth Management | 750 | $661 | 0.00% | 00.0% | Unchanged |
| SRS Capital Advisors, Inc. | 978 | $861 | 0.00% | +328+50.5% | Added |
| Financial Management Professionals, Inc. | 1,069 | $942 | 0.00% | +1,069 | New |
| BNP Paribas Arbitrage, SA | 1,075 | $947 | 0.00% | 00.0% | Unchanged |
| Wells Fargo & Company | 1,273 | $1.12K | 0.00% | +3+0.2% | Added |
| Advisor Group Holdings, Inc. | 2,684 | $2.24K | 0.00% | +72+2.8% | Added |
| FMR LLC | 2,729 | $2.40K | 0.00% | +14+0.5% | Added |
| JPMorgan Chase & Co | 3,268 | $2.88K | 0.00% | 00.0% | Unchanged |
| Tower Research Capital LLC (TRC) | 4,429 | $3.90K | 0.00% | −1,571−26.2% | Reduced |
| Strategic Investment Solutions, Inc. | 5,250 | $4.63K | 0.00% | 00.0% | Unchanged |
| Bank of America Corp | 5,694 | $5.01K | 0.00% | +4,487+371.7% | Added |
| Williams & Novak, LLC | 10,000 | $8.81K | 0.01% | 00.0% | Unchanged |
| Moneta Group Investment Advisors LLC | 11,706 | $10.3K | 0.00% | 00.0% | Unchanged |
| LPL Financial LLC | 14,412 | $12.7K | 0.00% | −2,376−14.2% | Reduced |
| Change Path, LLC | 18,000 | $15.9K | 0.00% | 00.0% | Unchanged |
| HighTower Advisors, LLC | 19,295 | $17.0K | 0.00% | +45+0.2% | Added |
| Cambridge Investment Research Advisors, Inc. | 19,034 | $17.0K | 0.00% | 00.0% | Unchanged |
| Jane Street Group, LLC | 24,652 | $21.7K | 0.00% | +8,818+55.7% | Added |
| Royal Bank of Canada | 27,927 | $25.0K | 0.00% | −7,475−21.1% | Reduced |
| Virtu Financial LLC | 29,430 | $26.0K | 0.00% | +29,430 | New |
| Stifel Financial Corp | 31,500 | $27.7K | 0.00% | 00.0% | Unchanged |
| HRT Financial LP | 32,440 | $28.0K | 0.00% | +21,252+190.0% | Added |
| Belpointe Asset Management LLC | 33,195 | $29.2K | 0.00% | −51,734−60.9% | Reduced |
| Summit Wealth Group LLC | 11,667 | $29.9K | 0.00% | +11,667 | New |
| Mindset Wealth Management, LLC | 36,557 | $32.2K | 0.01% | +9,000+32.7% | Added |
| Sonora Investment Management Group, LLC | 44,735 | $39.4K | 0.00% | 00.0% | Unchanged |
| GWM Advisors LLC | 48,575 | $42.8K | 0.00% | 00.0% | Unchanged |
| Captrust Financial Advisors | 57,490 | $50.6K | 0.00% | 00.0% | Unchanged |
| Dimensional Fund Advisors LP | 63,833 | $56.2K | 0.00% | 00.0% | Unchanged |
| Goldman Sachs Group Inc | 80,239 | $70.7K | 0.00% | +33,724+72.5% | Added |
| Mariner, LLC | 80,499 | $70.9K | 0.00% | +80,499 | New |
| Susquehanna International Group, LLP | 94,577 | $83.3K | 0.00% | +43,617+85.6% | Added |
| Invesco Ltd. | 133,609 | $117.7K | 0.00% | −137,120−50.6% | Reduced |
| Northern Trust Corp | 178,860 | $157.5K | 0.00% | −48,357−21.3% | Reduced |
| Bridgeway Capital Management, LLC | 224,321 | $197.6K | 0.00% | +920+0.4% | Added |
| Empowered Funds, LLC | 224,321 | $197.6K | 0.00% | +920+0.4% | Added |
| UBS Group AG | 232,652 | $205.0K | 0.00% | −101,558−30.4% | Reduced |
| TSP Capital Management Group, LLC | 316,875 | $279.1K | 0.07% | – | – |
| Citadel Advisors LLC | 325,507 | $286.7K | 0.00% | +36,669+12.7% | Added |
| Perritt Capital Management Inc | 350,316 | $308.6K | 0.15% | −10,000−2.8% | Reduced |
| State Street Corp | 366,813 | $323.1K | 0.00% | −1110.0% | Reduced |
| AQR Capital Management LLC | 369,891 | $325.8K | 0.00% | −81,011−18.0% | Reduced |
| Two Sigma Investments, LP | 371,429 | $327.2K | 0.00% | −63,941−14.7% | Reduced |
| Gsa Capital Partners LLP | 381,584 | $336.0K | 0.03% | +321,584+536.0% | Added |
| Two Sigma Advisers, LP | 427,534 | $376.6K | 0.00% | −5,000−1.2% | Reduced |
| Morgan Stanley | 597,586 | $526.4K | 0.00% | +159,094+36.3% | Added |
| Millennium Management LLC | 605,983 | $533.8K | 0.00% | −88,542−12.7% | Reduced |
| CM Management, LLC | 724,382 | $638.0K | 0.53% | 00.0% | Unchanged |
| Geode Capital Management, LLC | 1,022,266 | $900.8K | 0.00% | +883+0.1% | Added |
| BlackRock, Inc. | 1,364,701 | $1.20M | 0.00% | −9,960−0.7% | Reduced |
| Renaissance Technologies LLC | 2,942,276 | $2.59M | 0.00% | +120,139+4.3% | Added |
| Vanguard Group Inc | 4,425,543 | $3.90M | 0.00% | +41,332+0.9% | Added |
| Nantahala Capital Management, LLC | 8,810,073 | $7.76M | 0.48% | 00.0% | Unchanged |
| Thurston, Springer, Miller, Herd & Titak, Inc. | 0 | $0 | 0.00% | −67,500−100.0% | Sold out |
| Squarepoint Ops LLC | 0 | $0 | 0.00% | −58,657−100.0% | Sold out |
| Ground Swell Capital, LLC | 0 | $0 | 0.00% | −12,685−100.0% | Sold out |
| XTX Topco Ltd | 0 | $0 | 0.00% | −10,581−100.0% | Sold out |
| Total Investment Management Inc | 0 | $0 | 0.00% | −3,200−100.0% | Sold out |
| Raymond James Financial Inc | 0 | $0 | 0.00% | −197−100.0% | Sold out |
| CBIZ Investment Advisory Services, LLC | 0 | $0 | 0.00% | −17−100.0% | Sold out |
| National Bank of Canada | 0 | $0 | 0.00% | −1−100.0% | Sold out |
| Ameritas Advisory Services, LLC | 0 | $0 | 0.00% | −1−100.0% | Sold out |