Assertio Holdings, Inc.
ASRTDelisted Jul 7, 2026- Industry
- Pharmaceutical Preparations
- SEC CIK
- 0001808665
Assertio Holdings, Inc. was delisted on Jul 7, 2026; its insiders filed their last Form 4 on Jun 16, 2026; 66 institutions reported holding it in 13F filings for Q1 2026, worth $47.6M in total; no superinvestor held it.
13F holders, Q4 2024
Institutional positions in Assertio Holdings, Inc. as of Dec 31, 2024. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 83
- +1 vs. Q3 2024
- Shares held
- 27.9M
- −1.79M (−6.0%) vs. Q3 2024
- Total value
- $24.3M
- −$10.7M (−30.6%) vs. Q3 2024
- New holders
- 18
- 20 more added
- Sold out
- 17
- 23 more reduced
3 institutions that held it in Q3 2024 haven't filed for Q4 2024 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q3 2024: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting ASRT on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 1 | $118 |
| Q1 2026 | 66 | $47.6M |
| Q4 2025 | 53 | $18.0M |
| Q3 2025 | 68 | $22.2M |
| Q2 2025 | 72 | $16.1M |
| Q1 2025 | 69 | $17.1M |
| Q4 2024 | 83 | $24.3M |
| Q3 2024 | 85 | $35.1M |
| Q2 2024 | 104 | $44.7M |
| Q1 2024 | 104 | $41.9M |
| Q4 2023 | 117 | $49.8M |
| Q3 2023 | 146 | $119.7M |
| Q2 2023 | 148 | $184.8M |
| Q1 2023 | 120 | $162.4M |
| Q4 2022 | 89 | $75.6M |
| Q3 2022 | 77 | $37.0M |
| Q2 2022 | 66 | $40.1M |
| Q1 2022 | 54 | $27.1M |
| Q4 2021 | 44 | $15.8M |
| Q3 2021 | 38 | $5.72M |
| Q2 2021 | 42 | $13.4M |
| Q1 2021 | 60 | $26.7M |
Institutions, Q4 2024
Shares, value and share of portfolio for each institution holding Assertio Holdings, Inc.; share changes are against Q3 2024.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| CWM, LLC | 2 | $0 | 0.00% | 00.0% | Unchanged |
| Larson Financial Group LLC | 9 | $8 | 0.00% | 00.0% | Unchanged |
| CBIZ Investment Advisory Services, LLC | 17 | $15 | 0.00% | +17 | New |
| Umb Bank N A | 35 | $30 | 0.00% | 00.0% | Unchanged |
| TD Waterhouse Canada Inc. | 88 | $77 | 0.00% | +1+1.1% | Added |
| SBI Securities Co., Ltd. | 119 | $104 | 0.00% | +119 | New |
| Newbridge Financial Services Group, Inc. | 125 | $109 | 0.00% | 00.0% | Unchanged |
| Main Street Group, LTD | 125 | $109 | 0.00% | 00.0% | Unchanged |
| Federation des caisses Desjardins du Quebec | 196 | $171 | 0.00% | 00.0% | Unchanged |
| Richards, Merrill & Peterson, Inc. | 225 | $196 | 0.00% | +225 | New |
| SOA Wealth Advisors, LLC. | 250 | $218 | 0.00% | 00.0% | Unchanged |
| Allworth Financial LP | 280 | $227 | 0.00% | +245+700.0% | Added |
| Farther Finance Advisors, LLC | 266 | $232 | 0.00% | 00.0% | Unchanged |
| R Squared Ltd | 330 | $287 | 0.00% | +330 | New |
| Key Financial Inc | 445 | $388 | 0.00% | 00.0% | Unchanged |
| MAI Capital Management | 445 | $388 | 0.00% | +445 | New |
| CIBC Private Wealth Group, LLC | 534 | $444 | 0.00% | 00.0% | Unchanged |
| Activest Wealth Management | 750 | $653 | 0.00% | 00.0% | Unchanged |
| Citigroup Inc | 1,050 | $915 | 0.00% | +866+470.7% | Added |
| National Bank of Canada | 1,082 | $942 | 0.00% | 00.0% | Unchanged |
| Rhumbline Advisers | 1,094 | $952 | 0.00% | 00.0% | Unchanged |
| Royal Bank of Canada | 1,273 | $1.00K | 0.00% | +1,273 | New |
| Wells Fargo & Company | 1,262 | $1.10K | 0.00% | +8+0.6% | Added |
| BNP Paribas Arbitrage, SA | 1,330 | $1.16K | 0.00% | +1,330 | New |
| Parallel Advisors, LLC | 2,496 | $2.17K | 0.00% | 00.0% | Unchanged |
| Caption Management, LLC | 2,600 | $2.27K | 0.00% | 00.0% | Unchanged |
| Catherine Avery Investment Management LLC | 3,130 | $2.73K | 0.00% | +3,130 | New |
| JPMorgan Chase & Co | 3,906 | $3.40K | 0.00% | −6,572−62.7% | Reduced |
| Strategic Investment Solutions, Inc. | 5,250 | $4.57K | 0.00% | 00.0% | Unchanged |
| Barclays PLC | 6,395 | $5.57K | 0.00% | 00.0% | Unchanged |
| Advisor Group Holdings, Inc. | 8,023 | $6.98K | 0.00% | +2,927+57.4% | Added |
| Tower Research Capital LLC (TRC) | 8,809 | $7.67K | 0.00% | +8,809 | New |
| Sequoia Financial Advisors, LLC | 10,061 | $8.77K | 0.00% | +10,061 | New |
| Bank of America Corp | 10,952 | $9.54K | 0.00% | −9,038−45.2% | Reduced |
| Moneta Group Investment Advisors LLC | 11,707 | $10.2K | 0.00% | +11,707 | New |
| Williams & Novak, LLC | 12,500 | $10.9K | 0.01% | 00.0% | Unchanged |
| Ground Swell Capital, LLC | 13,768 | $12.0K | 0.03% | +13,768 | New |
| JustInvest LLC | 19,170 | $16.7K | 0.00% | +1,406+7.9% | Added |
| FMR LLC | 19,455 | $16.9K | 0.00% | −11,837−37.8% | Reduced |
| Cambridge Investment Research Advisors, Inc. | 20,176 | $18.0K | 0.00% | −17,820−46.9% | Reduced |
| LPL Financial LLC | 21,099 | $18.4K | 0.00% | −8,456−28.6% | Reduced |
| HighTower Advisors, LLC | 21,641 | $18.9K | 0.00% | −1,401−6.1% | Reduced |
| Mindset Wealth Management, LLC | 21,817 | $19.0K | 0.01% | +1,000+4.8% | Added |
| Captrust Financial Advisors | 28,821 | $25.1K | 0.00% | +6,411+28.6% | Added |
| Stifel Financial Corp | 31,500 | $27.4K | 0.00% | +31,500 | New |
| Wolverine Asset Management LLC | 32,329 | $28.2K | 0.00% | +32,329 | New |
| Susquehanna International Group, LLP | 32,782 | $28.6K | 0.00% | −143,323−81.4% | Reduced |
| Commonwealth Equity Services, LLC | 34,101 | $30.0K | 0.00% | +34,101 | New |
| Sonora Investment Management Group, LLC | 44,735 | $39.0K | 0.00% | +44,735 | New |
| GWM Advisors LLC | 48,575 | $42.3K | 0.00% | −3,400−6.5% | Reduced |
| Point72 Asia (Singapore) Pte. Ltd. | 51,212 | $44.6K | 0.01% | −16,724−24.6% | Reduced |
| XTX Topco Ltd | 51,341 | $44.7K | 0.00% | −120,501−70.1% | Reduced |
| Gsa Capital Partners LLP | 61,968 | $54.0K | 0.00% | −88,000−58.7% | Reduced |
| Group One Trading, L.P. | 62,377 | $54.3K | 0.00% | +46,483+292.5% | Added |
| Dimensional Fund Advisors LP | 64,304 | $56.0K | 0.00% | 00.0% | Unchanged |
| Citadel Advisors LLC | 66,888 | $58.3K | 0.00% | +66,888 | New |
| Thurston, Springer, Miller, Herd & Titak, Inc. | 67,500 | $58.8K | 0.01% | +17,000+33.7% | Added |
| Jane Street Group, LLC | 69,704 | $60.7K | 0.00% | −58,980−45.8% | Reduced |
| Aster Capital Management (DIFC) Ltd | 70,296 | $61.2K | 0.02% | 00.0% | Unchanged |
| Marshall Wace, LLP | 73,909 | $64.3K | 0.00% | +73,909 | New |
| Goldman Sachs Group Inc | 92,877 | $80.9K | 0.00% | +71,381+332.1% | Added |
| Palumbo Wealth Management LLC | 205,598 | $179.1K | 0.07% | +19,637+10.6% | Added |
| TSP Capital Management Group, LLC | 216,625 | $188.7K | 0.06% | 00.0% | Unchanged |
| Northern Trust Corp | 227,217 | $197.9K | 0.00% | +39,906+21.3% | Added |
| Squarepoint Ops LLC | 232,195 | $202.3K | 0.00% | +201,223+649.7% | Added |
| State Street Corp | 366,924 | $319.6K | 0.00% | +27,600+8.1% | Added |
| Perritt Capital Management Inc | 372,899 | $324.8K | 0.17% | −17,250−4.4% | Reduced |
| CM Management, LLC | 400,000 | $348.4K | 0.31% | +75,000+23.1% | Added |
| Russell Investments Group, Ltd. | 424,059 | $369.4K | 0.00% | −237,305−35.9% | Reduced |
| Bridgeway Capital Management, LLC | 455,282 | $396.6K | 0.01% | −43,319−8.7% | Reduced |
| Empowered Funds, LLC | 455,282 | $396.6K | 0.01% | +23,369+5.4% | Added |
| UBS Group AG | 459,669 | $400.4K | 0.00% | +442,559+2,586.6% | Added |
| Invesco Ltd. | 562,747 | $490.2K | 0.00% | −3,674−0.6% | Reduced |
| Morgan Stanley | 618,573 | $538.8K | 0.00% | −87,677−12.4% | Reduced |
| Two Sigma Advisers, LP | 716,134 | $623.8K | 0.00% | −29,200−3.9% | Reduced |
| AQR Capital Management LLC | 902,566 | $786.2K | 0.00% | −357,664−28.4% | Reduced |
| Two Sigma Investments, LP | 910,046 | $792.7K | 0.00% | +34,004+3.9% | Added |
| Geode Capital Management, LLC | 1,095,911 | $955.0K | 0.00% | +21,059+2.0% | Added |
| Millennium Management LLC | 1,101,278 | $959.3K | 0.00% | −84,284−7.1% | Reduced |
| BlackRock, Inc. | 1,399,392 | $1.22M | 0.00% | 00.0% | Unchanged |
| Renaissance Technologies LLC | 2,993,497 | $2.61M | 0.00% | −240,426−7.4% | Reduced |
| Vanguard Group Inc | 4,384,211 | $3.82M | 0.00% | −85,814−1.9% | Reduced |
| Nantahala Capital Management, LLC | 8,148,336 | $7.10M | 0.50% | −800,000−8.9% | Reduced |
| Bank of New York Mellon Corp | 0 | $0 | 0.00% | −289,303−100.0% | Sold out |
| Alethea Capital Management, LLC | 0 | $0 | 0.00% | −128,448−100.0% | Sold out |
| Royce & Associates LP | 0 | $0 | 0.00% | −75,809−100.0% | Sold out |
| Qube Research & Technologies Ltd | 0 | $0 | 0.00% | −40,710−100.0% | Sold out |
| Charles Schwab Investment Management Inc | 0 | $0 | 0.00% | −40,135−100.0% | Sold out |
| Catalyst Funds Management Pty Ltd | 0 | $0 | 0.00% | −23,300−100.0% | Sold out |
| HRT Financial LP | 0 | $0 | 0.00% | −16,461−100.0% | Sold out |
| Sargent Investment Group, LLC | 0 | $0 | 0.00% | −15,308−100.0% | Sold out |
| Abel Hall, LLC | 0 | $0 | 0.00% | −14,104−100.0% | Sold out |
| Algert Global LLC | 0 | $0 | 0.00% | −11,100−100.0% | Sold out |
| Engineers Gate Manager LP | 0 | $0 | 0.00% | −11,031−100.0% | Sold out |
| Janney Montgomery Scott LLC | 0 | $0 | 0.00% | −10,000−100.0% | Sold out |
| Cubist Systematic Strategies, LLC | 0 | $0 | 0.00% | −8,615−100.0% | Sold out |
| Capital Advisors, Ltd. LLC | 0 | $0 | 0.00% | −466−100.0% | Sold out |
| Capital Performance Advisors LLP | 0 | $0 | 0.00% | −250−100.0% | Sold out |
| GeoWealth Management, LLC | 0 | $0 | 0.00% | −172−100.0% | Sold out |
| SRS Capital Advisors, Inc. | 0 | $0 | 0.00% | −105−100.0% | Sold out |