Assertio Holdings, Inc.
ASRTDelisted Jul 7, 2026- Industry
- Pharmaceutical Preparations
- SEC CIK
- 0001808665
Assertio Holdings, Inc. was delisted on Jul 7, 2026; its insiders filed their last Form 4 on Jun 16, 2026; 66 institutions reported holding it in 13F filings for Q1 2026, worth $47.6M in total; no superinvestor held it.
13F holders, Q3 2024
Institutional positions in Assertio Holdings, Inc. as of Sep 30, 2024. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 85
- −18 vs. Q2 2024
- Shares held
- 29.7M
- −4.92M (−14.2%) vs. Q2 2024
- Total value
- $35.1M
- −$7.89M (−18.4%) vs. Q2 2024
- New holders
- 14
- 14 more added
- Sold out
- 32
- 30 more reduced
1 institution that held it in Q2 2024 haven't filed for Q3 2024 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q2 2024: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting ASRT on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 1 | $118 |
| Q1 2026 | 66 | $47.6M |
| Q4 2025 | 53 | $18.0M |
| Q3 2025 | 68 | $22.2M |
| Q2 2025 | 72 | $16.1M |
| Q1 2025 | 69 | $17.1M |
| Q4 2024 | 83 | $24.3M |
| Q3 2024 | 85 | $35.1M |
| Q2 2024 | 104 | $44.7M |
| Q1 2024 | 104 | $41.9M |
| Q4 2023 | 117 | $49.8M |
| Q3 2023 | 146 | $119.7M |
| Q2 2023 | 148 | $184.8M |
| Q1 2023 | 120 | $162.4M |
| Q4 2022 | 89 | $75.6M |
| Q3 2022 | 77 | $37.0M |
| Q2 2022 | 66 | $40.1M |
| Q1 2022 | 54 | $27.1M |
| Q4 2021 | 44 | $15.8M |
| Q3 2021 | 38 | $5.72M |
| Q2 2021 | 42 | $13.4M |
| Q1 2021 | 60 | $26.7M |
Institutions, Q3 2024
Shares, value and share of portfolio for each institution holding Assertio Holdings, Inc.; share changes are against Q2 2024.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| CWM, LLC | 2 | $0 | 0.00% | −151−98.7% | Reduced |
| Larson Financial Group LLC | 9 | $11 | 0.00% | 00.0% | Unchanged |
| Umb Bank N A | 35 | $41 | 0.00% | 00.0% | Unchanged |
| Allworth Financial LP | 35 | $42 | 0.00% | 00.0% | Unchanged |
| First Personal Financial Services | 65 | $77 | 0.00% | 00.0% | Unchanged |
| TD Waterhouse Canada Inc. | 87 | $99 | 0.00% | +40+85.1% | Added |
| SRS Capital Advisors, Inc. | 105 | $124 | 0.00% | 00.0% | Unchanged |
| Newbridge Financial Services Group, Inc. | 125 | $148 | 0.00% | 00.0% | Unchanged |
| Main Street Group, LTD | 125 | $148 | 0.00% | 00.0% | Unchanged |
| GeoWealth Management, LLC | 172 | $203 | 0.00% | +172 | New |
| Naples Money Management LLC | 178 | $210 | 0.00% | 00.0% | Unchanged |
| Citigroup Inc | 184 | $218 | 0.00% | +59+47.2% | Added |
| Federation des caisses Desjardins du Quebec | 196 | $231 | 0.00% | 00.0% | Unchanged |
| SOA Wealth Advisors, LLC. | 250 | $295 | 0.00% | 00.0% | Unchanged |
| Capital Performance Advisors LLP | 250 | $295 | 0.00% | +250 | New |
| Farther Finance Advisors, LLC | 266 | $314 | 0.00% | 00.0% | Unchanged |
| Key Financial Inc | 445 | $525 | 0.00% | 00.0% | Unchanged |
| CIBC Private Wealth Group, LLC | 534 | $630 | 0.00% | 00.0% | Unchanged |
| Activest Wealth Management | 750 | $885 | 0.00% | 00.0% | Unchanged |
| Capital Advisors, Ltd. LLC | 466 | $1.00K | 0.00% | 00.0% | Unchanged |
| National Bank of Canada | 1,082 | $1.28K | 0.00% | +1+0.1% | Added |
| Rhumbline Advisers | 1,094 | $1.29K | 0.00% | −9,594−89.8% | Reduced |
| Wells Fargo & Company | 1,254 | $1.48K | 0.00% | 00.0% | Unchanged |
| Parallel Advisors, LLC | 2,496 | $2.94K | 0.00% | 00.0% | Unchanged |
| Caption Management, LLC | 2,600 | $3.07K | 0.00% | 00.0% | Unchanged |
| Advisor Group Holdings, Inc. | 5,096 | $6.01K | 0.00% | +200+4.1% | Added |
| Strategic Investment Solutions, Inc. | 5,250 | $6.20K | 0.00% | +2,250+75.0% | Added |
| Barclays PLC | 6,395 | $7.55K | 0.00% | −20,522−76.2% | Reduced |
| Cubist Systematic Strategies, LLC | 8,615 | $10.2K | 0.00% | +8,615 | New |
| Janney Montgomery Scott LLC | 10,000 | $12.0K | 0.00% | +10,000 | New |
| JPMorgan Chase & Co | 10,478 | $12.4K | 0.00% | −4,136−28.3% | Reduced |
| Engineers Gate Manager LP | 11,031 | $13.0K | 0.00% | +11,031 | New |
| Algert Global LLC | 11,100 | $13.1K | 0.00% | +11,100 | New |
| Williams & Novak, LLC | 12,500 | $14.8K | 0.01% | 00.0% | Unchanged |
| Abel Hall, LLC | 14,104 | $16.6K | 0.01% | 00.0% | Unchanged |
| Sargent Investment Group, LLC | 15,308 | $18.1K | 0.00% | −641−4.0% | Reduced |
| Group One Trading, L.P. | 15,894 | $18.8K | 0.00% | +15,894 | New |
| HRT Financial LP | 16,461 | $19.0K | 0.00% | −1,752−9.6% | Reduced |
| UBS Group AG | 17,110 | $20.2K | 0.00% | −42,756−71.4% | Reduced |
| JustInvest LLC | 17,764 | $21.0K | 0.00% | −455−2.5% | Reduced |
| HighTower Advisors, LLC | 23,042 | $21.0K | 0.00% | −125−0.5% | Reduced |
| Bank of America Corp | 19,990 | $23.6K | 0.00% | −38,946−66.1% | Reduced |
| Mindset Wealth Management, LLC | 20,817 | $24.6K | 0.01% | +20,817 | New |
| Goldman Sachs Group Inc | 21,496 | $25.4K | 0.00% | −1,098,828−98.1% | Reduced |
| Captrust Financial Advisors | 22,410 | $26.4K | 0.00% | +22,410 | New |
| Catalyst Funds Management Pty Ltd | 23,300 | $27.5K | 0.01% | 00.0% | Unchanged |
| LPL Financial LLC | 29,555 | $34.9K | 0.00% | −1,079−3.5% | Reduced |
| Squarepoint Ops LLC | 30,972 | $36.5K | 0.00% | −12,962−29.5% | Reduced |
| FMR LLC | 31,292 | $36.9K | 0.00% | +1,821+6.2% | Added |
| Cambridge Investment Research Advisors, Inc. | 37,996 | $45.0K | 0.00% | −555−1.4% | Reduced |
| Charles Schwab Investment Management Inc | 40,135 | $47.4K | 0.00% | 00.0% | Unchanged |
| Qube Research & Technologies Ltd | 40,710 | $48.0K | 0.00% | −92,046−69.3% | Reduced |
| Thurston, Springer, Miller, Herd & Titak, Inc. | 50,500 | $59.6K | 0.02% | +38,000+304.0% | Added |
| GWM Advisors LLC | 51,975 | $61.3K | 0.00% | −1,500−2.8% | Reduced |
| AJOVista, LLC | 54,354 | $64.1K | 0.27% | +54,354 | New |
| Dimensional Fund Advisors LP | 64,304 | $75.9K | 0.00% | 00.0% | Unchanged |
| Point72 Asia (Singapore) Pte. Ltd. | 67,936 | $80.2K | 0.02% | −52,152−43.4% | Reduced |
| Aster Capital Management (DIFC) Ltd | 70,296 | $82.9K | 0.02% | +70,296 | New |
| Royce & Associates LP | 75,809 | $89.5K | 0.00% | 00.0% | Unchanged |
| Alethea Capital Management, LLC | 128,448 | $151.6K | 0.11% | 00.0% | Unchanged |
| Jane Street Group, LLC | 128,684 | $151.8K | 0.00% | −277,889−68.3% | Reduced |
| Gsa Capital Partners LLP | 149,968 | $177.0K | 0.01% | +149,968 | New |
| XTX Topco Ltd | 171,842 | $202.8K | 0.01% | +171,842 | New |
| Susquehanna International Group, LLP | 176,105 | $207.8K | 0.00% | −314,152−64.1% | Reduced |
| Palumbo Wealth Management LLC | 185,961 | $219.4K | 0.09% | +15,863+9.3% | Added |
| Northern Trust Corp | 187,311 | $221.0K | 0.00% | −511,632−73.2% | Reduced |
| TSP Capital Management Group, LLC | 216,625 | $255.6K | 0.08% | −1,700−0.8% | Reduced |
| Bank of New York Mellon Corp | 289,303 | $341.4K | 0.00% | −62,418−17.7% | Reduced |
| CM Management, LLC | 325,000 | $383.5K | 0.31% | −25,000−7.1% | Reduced |
| State Street Corp | 339,324 | $400.4K | 0.00% | 00.0% | Unchanged |
| Perritt Capital Management Inc | 390,149 | $460.4K | 0.24% | −36,701−8.6% | Reduced |
| Empowered Funds, LLC | 431,913 | $509.7K | 0.01% | +21,976+5.4% | Added |
| Bridgeway Capital Management, LLC | 498,601 | $588.3K | 0.01% | +88,664+21.6% | Added |
| Invesco Ltd. | 566,421 | $668.4K | 0.00% | +2,291+0.4% | Added |
| Russell Investments Group, Ltd. | 661,364 | $780.4K | 0.00% | −1,534,480−69.9% | Reduced |
| Morgan Stanley | 706,250 | $833.4K | 0.00% | +113,917+19.2% | Added |
| Two Sigma Advisers, LP | 745,334 | $879.5K | 0.00% | −229,200−23.5% | Reduced |
| Two Sigma Investments, LP | 876,042 | $1.03M | 0.00% | −83,860−8.7% | Reduced |
| Geode Capital Management, LLC | 1,074,852 | $1.27M | 0.00% | +42,750+4.1% | Added |
| Millennium Management LLC | 1,185,562 | $1.40M | 0.00% | −574,021−32.6% | Reduced |
| AQR Capital Management LLC | 1,260,230 | $1.49M | 0.00% | −1,047,619−45.4% | Reduced |
| BlackRock, Inc. | 1,399,392 | $1.65M | 0.00% | +1,399,392 | New |
| Renaissance Technologies LLC | 3,233,923 | $3.82M | 0.01% | +856,309+36.0% | Added |
| Vanguard Group Inc | 4,470,025 | $5.27M | 0.00% | 00.0% | Unchanged |
| Nantahala Capital Management, LLC | 8,948,336 | $10.6M | 0.89% | −322,500−3.5% | Reduced |
| Citadel Advisors LLC | 0 | $0 | 0.00% | −284,039−100.0% | Sold out |
| First Trust Advisors LP | 0 | $0 | 0.00% | −267,269−100.0% | Sold out |
| Centiva Capital, LP | 0 | $0 | 0.00% | −188,500−100.0% | Sold out |
| SummerHaven Investment Management, LLC | 0 | $0 | 0.00% | −161,171−100.0% | Sold out |
| Paloma Partners Management Co | 0 | $0 | 0.00% | −107,307−100.0% | Sold out |
| Y-Intercept (Hong Kong) Ltd | 0 | $0 | 0.00% | −81,634−100.0% | Sold out |
| US Bancorp | 0 | $0 | 0.00% | −69,384−100.0% | Sold out |
| Los Angeles Capital Management LLC | 0 | $0 | 0.00% | −61,992−100.0% | Sold out |
| Marshall Wace, LLP | 0 | $0 | 0.00% | −56,500−100.0% | Sold out |
| Mirae Asset Global ETFs Holdings Ltd. | 0 | $0 | 0.00% | −45,556−100.0% | Sold out |
| State of Wyoming | 0 | $0 | 0.00% | −44,342−100.0% | Sold out |
| Two Sigma Securities, LLC | 0 | $0 | 0.00% | −41,956−100.0% | Sold out |
| Point72 (DIFC) Ltd | 0 | $0 | 0.00% | −31,929−100.0% | Sold out |
| Schonfeld Strategic Advisors LLC | 0 | $0 | 0.00% | −29,500−100.0% | Sold out |
| Virtu Financial LLC | 0 | $0 | 0.00% | −24,470−100.0% | Sold out |