Assertio Holdings, Inc.
ASRTDelisted Jul 7, 2026- Industry
- Pharmaceutical Preparations
- SEC CIK
- 0001808665
Assertio Holdings, Inc. was delisted on Jul 7, 2026; its insiders filed their last Form 4 on Jun 16, 2026; 66 institutions reported holding it in 13F filings for Q1 2026, worth $47.6M in total; no superinvestor held it.
13F holders, Q1 2024
Institutional positions in Assertio Holdings, Inc. as of Mar 31, 2024. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 104
- −11 vs. Q4 2023
- Shares held
- 43.7M
- −2.79M (−6.0%) vs. Q4 2023
- Total value
- $41.9M
- −$7.82M (−15.7%) vs. Q4 2023
- New holders
- 12
- 28 more added
- Sold out
- 23
- 40 more reduced
2 institutions that held it in Q4 2023 haven't filed for Q1 2024 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q4 2023: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting ASRT on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 1 | $118 |
| Q1 2026 | 66 | $47.6M |
| Q4 2025 | 53 | $18.0M |
| Q3 2025 | 68 | $22.2M |
| Q2 2025 | 72 | $16.1M |
| Q1 2025 | 69 | $17.1M |
| Q4 2024 | 83 | $24.3M |
| Q3 2024 | 85 | $35.1M |
| Q2 2024 | 104 | $44.7M |
| Q1 2024 | 104 | $41.9M |
| Q4 2023 | 117 | $49.8M |
| Q3 2023 | 146 | $119.7M |
| Q2 2023 | 148 | $184.8M |
| Q1 2023 | 120 | $162.4M |
| Q4 2022 | 89 | $75.6M |
| Q3 2022 | 77 | $37.0M |
| Q2 2022 | 66 | $40.1M |
| Q1 2022 | 54 | $27.1M |
| Q4 2021 | 44 | $15.8M |
| Q3 2021 | 38 | $5.72M |
| Q2 2021 | 42 | $13.4M |
| Q1 2021 | 60 | $26.7M |
Institutions, Q1 2024
Shares, value and share of portfolio for each institution holding Assertio Holdings, Inc.; share changes are against Q4 2023.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Capital Advisors, Ltd. LLC | 31 | $0 | 0.00% | +31 | New |
| Larson Financial Group LLC | 9 | $9 | 0.00% | −120−93.0% | Reduced |
| Nelson, Van Denburg & Campbell Wealth Management Group, LLC | 14 | $13 | 0.00% | +14 | New |
| Allworth Financial LP | 35 | $34 | 0.00% | −212−85.8% | Reduced |
| Umb Bank N A | 35 | $34 | 0.00% | 00.0% | Unchanged |
| First Personal Financial Services | 65 | $63 | 0.00% | 00.0% | Unchanged |
| North Star Investment Management Corp. | 100 | $96 | 0.00% | 00.0% | Unchanged |
| Main Street Group, LTD | 125 | $117 | 0.00% | 00.0% | Unchanged |
| Newbridge Financial Services Group, Inc. | 125 | $120 | 0.00% | 00.0% | Unchanged |
| Farther Finance Advisors, LLC | 144 | $135 | 0.00% | +92+176.9% | Added |
| Nisa Investment Advisors, LLC | 162 | $155 | 0.00% | +162 | New |
| Naples Money Management LLC | 178 | $171 | 0.00% | 00.0% | Unchanged |
| Federation des caisses Desjardins du Quebec | 196 | $188 | 0.00% | −89−31.2% | Reduced |
| SOA Wealth Advisors, LLC. | 250 | $240 | 0.00% | 00.0% | Unchanged |
| Key Financial Inc | 445 | $427 | 0.00% | 00.0% | Unchanged |
| CIBC Private Wealth Group, LLC | 534 | $500 | 0.00% | +534 | New |
| Truvestments Capital LLC | 572 | $549 | 0.00% | 00.0% | Unchanged |
| Deutsche Bank AG | 644 | $618 | 0.00% | −2,428−79.0% | Reduced |
| CWM, LLC | 1,048 | $1.00K | 0.00% | +1,046+52,300.0% | Added |
| National Bank of Canada | 1,081 | $1.04K | 0.00% | +1,081 | New |
| Royal Bank of Canada | 2,039 | $2.00K | 0.00% | −30,301−93.7% | Reduced |
| Amalgamated Bank | 1,861 | $2.00K | 0.00% | −4,630−71.3% | Reduced |
| Federated Hermes, Inc. | 2,439 | $2.34K | 0.00% | +1,979+430.2% | Added |
| Parallel Advisors, LLC | 2,496 | $2.39K | 0.00% | 00.0% | Unchanged |
| Caption Management, LLC | 2,600 | $2.49K | 0.00% | −41,600−94.1% | Reduced |
| Ameritas Investment Partners, Inc. | 8,159 | $7.83K | 0.00% | 00.0% | Unchanged |
| California State Teachers Retirement System | 9,153 | $8.78K | 0.00% | −5,454−37.3% | Reduced |
| Tower Research Capital LLC (TRC) | 9,216 | $8.84K | 0.00% | +453+5.2% | Added |
| Legal & General Group Plc | 10,196 | $9.78K | 0.00% | 00.0% | Unchanged |
| Sheaff Brock Investment Advisors, LLC | 10,217 | $9.80K | 0.00% | +10,217 | New |
| Principal Financial Group Inc | 10,396 | $9.97K | 0.00% | −771−6.9% | Reduced |
| Janney Montgomery Scott LLC | 10,000 | $10.0K | 0.00% | −2,590−20.6% | Reduced |
| STRS Ohio | 12,200 | $11.0K | 0.00% | −800−6.2% | Reduced |
| Millennium Management LLC | 12,241 | $11.7K | 0.00% | −33,516−73.2% | Reduced |
| Dynamic Advisor Solutions LLC | 12,500 | $12.0K | 0.00% | 00.0% | Unchanged |
| Cornerstone Advisors Asset Management, LLC | 12,575 | $12.1K | 0.00% | +12,575 | New |
| Mission Wealth Management, LP | 12,783 | $12.3K | 0.00% | 00.0% | Unchanged |
| Simplex Trading, LLC | 13,873 | $13.0K | 0.00% | +110+0.8% | Added |
| Williams & Novak, LLC | 12,500 | $13.4K | 0.02% | 00.0% | Unchanged |
| FMR LLC | 14,582 | $14.0K | 0.00% | +7,596+108.7% | Added |
| Citadel Advisors LLC | 14,708 | $14.1K | 0.00% | −103,283−87.5% | Reduced |
| Gotham Asset Management, LLC | 15,358 | $14.7K | 0.00% | −10,918−41.6% | Reduced |
| Savant Capital, LLC | 15,705 | $15.1K | 0.00% | +15,705 | New |
| Manufacturers Life Insurance Company, The | 16,090 | $15.4K | 0.00% | −1,092−6.4% | Reduced |
| ProShare Advisors LLC | 16,360 | $15.7K | 0.00% | +1,673+11.4% | Added |
| HSBC Holdings PLC | 16,386 | $15.7K | 0.00% | +16,386 | New |
| Citigroup Inc | 17,079 | $16.4K | 0.00% | −13,031−43.3% | Reduced |
| Engineers Gate Manager LP | 17,423 | $16.7K | 0.00% | −31,679−64.5% | Reduced |
| HighTower Advisors, LLC | 25,167 | $17.0K | 0.00% | −1,225−4.6% | Reduced |
| New York State Common Retirement Fund | 22,401 | $21.5K | 0.00% | 00.0% | Unchanged |
| Price T Rowe Associates Inc | 22,028 | $22.0K | 0.00% | +1,039+5.0% | Added |
| Advisor Group Holdings, Inc. | 23,740 | $22.8K | 0.00% | +21,438+931.3% | Added |
| Jane Street Group, LLC | 27,838 | $26.7K | 0.00% | −33,074−54.3% | Reduced |
| LPL Financial LLC | 28,909 | $27.7K | 0.00% | −17,015−37.1% | Reduced |
| Virtu Financial LLC | 29,024 | $28.0K | 0.00% | +5,798+25.0% | Added |
| Voya Investment Management LLC | 29,925 | $28.7K | 0.00% | −6,946−18.8% | Reduced |
| SG Americas Securities, LLC | 31,631 | $30.0K | 0.00% | −24,138−43.3% | Reduced |
| Wells Fargo & Company | 33,109 | $31.8K | 0.00% | +3,628+12.3% | Added |
| Cambridge Investment Research Advisors, Inc. | 38,978 | $37.0K | 0.00% | +19,040+95.5% | Added |
| JPMorgan Chase & Co | 40,575 | $38.9K | 0.00% | −20,991−34.1% | Reduced |
| Thurston, Springer, Miller, Herd & Titak, Inc. | 44,144 | $42.3K | 0.02% | +44,144 | New |
| Sargent Investment Group, LLC | 44,864 | $43.0K | 0.01% | 00.0% | Unchanged |
| American International Group, Inc. | 44,873 | $43.0K | 0.00% | +763+1.7% | Added |
| Alliancebernstein L.P. | 45,310 | $43.5K | 0.00% | 00.0% | Unchanged |
| GWM Advisors LLC | 55,675 | $53.4K | 0.00% | 00.0% | Unchanged |
| Squarepoint Ops LLC | 60,585 | $58.1K | 0.00% | −19,170−24.0% | Reduced |
| Dimensional Fund Advisors LP | 65,997 | $63.3K | 0.00% | 00.0% | Unchanged |
| US Bancorp | 69,384 | $66.6K | 0.00% | 00.0% | Unchanged |
| Barclays PLC | 69,535 | $66.7K | 0.00% | −59,534−46.1% | Reduced |
| Royce & Associates LP | 75,809 | $72.7K | 0.00% | +64,279+557.5% | Added |
| Bank of America Corp | 79,559 | $76.3K | 0.00% | −119,111−60.0% | Reduced |
| UBS Group AG | 103,207 | $99.0K | 0.00% | −96,176−48.2% | Reduced |
| Rhumbline Advisers | 119,261 | $114.4K | 0.00% | −27,138−18.5% | Reduced |
| Alethea Capital Management, LLC | 128,448 | $123.2K | 0.10% | −5,345−4.0% | Reduced |
| Susquehanna International Group, LLP | 135,444 | $129.9K | 0.00% | +22,890+20.3% | Added |
| Palumbo Wealth Management LLC | 143,628 | $137.8K | 0.06% | +143,628 | New |
| SummerHaven Investment Management, LLC | 145,392 | $139.5K | 0.09% | +10,034+7.4% | Added |
| D. E. Shaw & Co., Inc. | 151,162 | $145.0K | 0.00% | −148,690−49.6% | Reduced |
| Denali Advisors LLC | 165,200 | $158.5K | 0.05% | +122,500+286.9% | Added |
| State of Wyoming | 168,208 | $161.4K | 0.03% | +130,496+346.0% | Added |
| TSP Capital Management Group, LLC | 214,500 | $205.8K | 0.07% | +33,550+18.5% | Added |
| Nuveen Asset Management, LLC | 216,641 | $207.8K | 0.00% | 00.0% | Unchanged |
| Charles Schwab Investment Management Inc | 244,818 | $234.9K | 0.00% | 00.0% | Unchanged |
| First Trust Advisors LP | 268,266 | $257.3K | 0.00% | +8,113+3.1% | Added |
| CM Management, LLC | 345,000 | $331.0K | 0.28% | 00.0% | Unchanged |
| Perritt Capital Management Inc | 367,517 | $352.6K | 0.19% | −5,667−1.5% | Reduced |
| Bridgeway Capital Management, LLC | 380,417 | $364.9K | 0.01% | −269,791−41.5% | Reduced |
| Empowered Funds, LLC | 380,417 | $364.9K | 0.01% | +28,809+8.2% | Added |
| Morgan Stanley | 484,408 | $464.7K | 0.00% | −77,234−13.8% | Reduced |
| Bank of New York Mellon Corp | 582,125 | $558.4K | 0.00% | −86,199−12.9% | Reduced |
| Goldman Sachs Group Inc | 634,609 | $608.8K | 0.00% | −553,156−46.6% | Reduced |
| Northern Trust Corp | 731,578 | $701.8K | 0.00% | −39,329−5.1% | Reduced |
| Invesco Ltd. | 756,206 | $725.4K | 0.00% | +650,350+614.4% | Added |
| Two Sigma Investments, LP | 1,001,278 | $960.5K | 0.00% | −259,951−20.6% | Reduced |
| Two Sigma Advisers, LP | 1,129,534 | $1.08M | 0.00% | −90,881−7.4% | Reduced |
| State Street Corp | 1,533,867 | $1.47M | 0.00% | +8,218+0.5% | Added |
| Cowen and Company, LLC | 1,584,164 | $1.52M | 0.06% | +1,584,164 | New |
| Geode Capital Management, LLC | 2,046,336 | $1.96M | 0.00% | +43,942+2.2% | Added |
| Renaissance Technologies LLC | 2,091,959 | $2.01M | 0.00% | −1,050,555−33.4% | Reduced |
| Russell Investments Group, Ltd. | 2,347,024 | $2.25M | 0.00% | +2,336,450+22,096.2% | Added |