Assertio Holdings, Inc.
ASRTDelisted Jul 7, 2026- Industry
- Pharmaceutical Preparations
- SEC CIK
- 0001808665
Assertio Holdings, Inc. was delisted on Jul 7, 2026; its insiders filed their last Form 4 on Jun 16, 2026; 66 institutions reported holding it in 13F filings for Q1 2026, worth $47.6M in total; no superinvestor held it.
13F holders, Q3 2023
Institutional positions in Assertio Holdings, Inc. as of Sep 30, 2023. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 146
- +1 vs. Q2 2023
- Shares held
- 46.6M
- +13.1M (+39.0%) vs. Q2 2023
- Total value
- $119.7M
- −$61.9M (−34.1%) vs. Q2 2023
- New holders
- 41
- 70 more added
- Sold out
- 40
- 21 more reduced
3 institutions that held it in Q2 2023 haven't filed for Q3 2023 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q2 2023: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting ASRT on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 1 | $118 |
| Q1 2026 | 66 | $47.6M |
| Q4 2025 | 53 | $18.0M |
| Q3 2025 | 68 | $22.2M |
| Q2 2025 | 72 | $16.1M |
| Q1 2025 | 69 | $17.1M |
| Q4 2024 | 83 | $24.3M |
| Q3 2024 | 85 | $35.1M |
| Q2 2024 | 104 | $44.7M |
| Q1 2024 | 104 | $41.9M |
| Q4 2023 | 117 | $49.8M |
| Q3 2023 | 146 | $119.7M |
| Q2 2023 | 148 | $184.8M |
| Q1 2023 | 120 | $162.4M |
| Q4 2022 | 89 | $75.6M |
| Q3 2022 | 77 | $37.0M |
| Q2 2022 | 66 | $40.1M |
| Q1 2022 | 54 | $27.1M |
| Q4 2021 | 44 | $15.8M |
| Q3 2021 | 38 | $5.72M |
| Q2 2021 | 42 | $13.4M |
| Q1 2021 | 60 | $26.7M |
Institutions, Q3 2023
Shares, value and share of portfolio for each institution holding Assertio Holdings, Inc.; share changes are against Q2 2023.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| TownSquare Capital, LLC | 126,766 | $324.5K | 0.01% | +9,202+7.8% | Added |
| Alethea Capital Management, LLC | 133,793 | $342.5K | 0.42% | +133,793 | New |
| Susquehanna International Group, LLP | 138,398 | $354.3K | 0.00% | −138,092−49.9% | Reduced |
| Winton Group Ltd | 148,556 | $380.3K | 0.03% | +79,937+116.5% | Added |
| Prudential Financial Inc | 154,240 | $394.9K | 0.00% | +138,590+885.6% | Added |
| TSP Capital Management Group, LLC | 157,800 | $404.0K | 0.16% | +1,200+0.8% | Added |
| Jane Street Group, LLC | 160,289 | $410.3K | 0.00% | +110,172+219.8% | Added |
| CM Management, LLC | 167,640 | $429.2K | 0.46% | +142,640+570.6% | Added |
| Nuveen Asset Management, LLC | 213,106 | $545.6K | 0.00% | +46,090+27.6% | Added |
| ClariVest Asset Management LLC | 214,901 | $551.0K | 0.03% | 00.0% | Unchanged |
| Millennium Management LLC | 222,742 | $570.2K | 0.00% | −37,528−14.4% | Reduced |
| Worth Venture Partners, LLC | 230,773 | $590.8K | 0.35% | +207,775+903.4% | Added |
| Connor, Clark & Lunn Investment Management Ltd. | 233,431 | $597.6K | 0.00% | +3,947+1.7% | Added |
| UBS Group AG | 243,453 | $623.2K | 0.00% | +37,846+18.4% | Added |
| Invesco Ltd. | 249,704 | $639.2K | 0.00% | +155,128+164.0% | Added |
| First Trust Advisors LP | 249,793 | $639.5K | 0.00% | +249,793 | New |
| Ameriprise Financial Inc | 277,870 | $711.3K | 0.00% | +3,235+1.2% | Added |
| D. E. Shaw & Co., Inc. | 299,852 | $767.6K | 0.00% | −254,853−45.9% | Reduced |
| AQR Capital Management LLC | 304,354 | $779.1K | 0.00% | +304,354 | New |
| Empowered Funds, LLC | 319,843 | $818.8K | 0.02% | +118,524+58.9% | Added |
| Perritt Capital Management Inc | 362,184 | $927.2K | 0.54% | 00.0% | Unchanged |
| Morgan Stanley | 369,730 | $946.5K | 0.00% | +141,196+61.8% | Added |
| Wells Fargo & Company | 379,554 | $971.7K | 0.00% | +43,522+13.0% | Added |
| Charles Schwab Investment Management Inc | 450,741 | $1.15M | 0.00% | +301,378+201.8% | Added |
| Two Sigma Advisers, LP | 494,134 | $1.26M | 0.00% | +285,900+137.3% | Added |
| Strategic Investment Solutions, Inc. | 330,750 | $1.29M | 0.02% | +325,500+6,200.0% | Added |
| Bank of New York Mellon Corp | 571,072 | $1.46M | 0.00% | +108,720+23.5% | Added |
| Goldman Sachs Group Inc | 575,667 | $1.47M | 0.00% | +306,253+113.7% | Added |
| American Century Companies Inc | 591,420 | $1.51M | 0.00% | −172,664−22.6% | Reduced |
| Squarepoint Ops LLC | 610,092 | $1.56M | 0.01% | +387,479+174.1% | Added |
| Northern Trust Corp | 740,736 | $1.90M | 0.00% | +289,956+64.3% | Added |
| Bridgeway Capital Management, LLC | 752,093 | $1.93M | 0.05% | −38,776−4.9% | Reduced |
| Kennedy Capital Management, Inc. | 794,087 | $2.03M | 0.05% | +61,940+8.5% | Added |
| AIGH Capital Management LLC | 943,857 | $2.42M | 1.14% | +943,857 | New |
| Stonepine Capital Management, LLC | 951,197 | $2.44M | 0.81% | +951,197 | New |
| J. Goldman & Co LP | 1,097,452 | $2.81M | 0.14% | +1,097,452 | New |
| Two Sigma Investments, LP | 1,207,046 | $3.09M | 0.01% | +409,990+51.4% | Added |
| Thompson Siegel & Walmsley LLC | 1,225,233 | $3.14M | 0.05% | +1,017,436+489.6% | Added |
| State Street Corp | 1,374,529 | $3.52M | 0.00% | +422,986+44.5% | Added |
| Geode Capital Management, LLC | 1,881,414 | $4.82M | 0.00% | +778,869+70.6% | Added |
| Continental General Insurance Co | 2,135,764 | $5.46M | 1.72% | −1,602,024−42.9% | Reduced |
| Renaissance Technologies LLC | 2,556,614 | $6.54M | 0.01% | +993,179+63.5% | Added |
| Armistice Capital, LLC | 3,924,000 | $10.0M | 0.30% | +3,924,000 | New |
| Vanguard Group Inc | 4,532,155 | $11.6M | 0.00% | +1,767,730+63.9% | Added |
| Nantahala Capital Management, LLC | 4,670,000 | $12.0M | 1.52% | +4,670,000 | New |
| BlackRock Inc. | 5,943,361 | $15.2M | 0.00% | +2,061,114+53.1% | Added |
| Proequities, Inc. | 0 | $0 | 0.00% | −374−100.0% | Sold out |
| Intrinsic Edge Capital Management LLC | 0 | $0 | 0.00% | −1,200,000−100.0% | Sold out |
| First Eagle Investment Management, LLC | 0 | $0 | 0.00% | −1,037,604−100.0% | Sold out |
| Divisadero Street Capital Management, LP | 0 | $0 | 0.00% | −850,000−100.0% | Sold out |
| Arrowstreet Capital, Limited Partnership | 0 | $0 | 0.00% | −784,940−100.0% | Sold out |
| G2 Investment Partners Management LLC | 0 | $0 | 0.00% | −742,861−100.0% | Sold out |
| Point72 Asset Management, L.P. | 0 | $0 | 0.00% | −585,405−100.0% | Sold out |
| Marshall Wace, LLP | 0 | $0 | 0.00% | −538,139−100.0% | Sold out |
| Millrace Asset Group, Inc. | 0 | $0 | 0.00% | −379,161−100.0% | Sold out |
| Atria Wealth Solutions, Inc. | 0 | $0 | 0.00% | −320,851−100.0% | Sold out |
| Stratos Wealth Partners, LTD. | 0 | $0 | 0.00% | −278,653−100.0% | Sold out |
| EAM Investors, LLC | 0 | $0 | 0.00% | −214,330−100.0% | Sold out |
| Apis Capital Advisors, LLC | 0 | $0 | 0.00% | −180,000−100.0% | Sold out |
| Acadian Asset Management LLC | 0 | $0 | 0.00% | −172,496−100.0% | Sold out |
| Occudo Quantitative Strategies LP | 0 | $0 | 0.00% | −142,845−100.0% | Sold out |
| Kestra Advisory Services, LLC | 0 | $0 | 0.00% | −110,170−100.0% | Sold out |
| XTX Topco Ltd | 0 | $0 | 0.00% | −83,953−100.0% | Sold out |
| Cubist Systematic Strategies, LLC | 0 | $0 | 0.00% | −76,357−100.0% | Sold out |
| Ziegler Capital Management, LLC | 0 | $0 | 0.00% | −73,488−100.0% | Sold out |
| Calamos Advisors LLC | 0 | $0 | 0.00% | −70,851−100.0% | Sold out |
| Campbell & CO Investment Adviser LLC | 0 | $0 | 0.00% | −64,802−100.0% | Sold out |
| Prairiewood Capital, LLC | 0 | $0 | 0.00% | −56,195−100.0% | Sold out |
| Ergoteles LLC | 0 | $0 | 0.00% | −45,010−100.0% | Sold out |
| Caxton Associates LP | 0 | $0 | 0.00% | −34,228−100.0% | Sold out |
| Schonfeld Strategic Advisors LLC | 0 | $0 | 0.00% | −33,900−100.0% | Sold out |
| Nebula Research & Development LLC | 0 | $0 | 0.00% | −29,868−100.0% | Sold out |
| Alpine Global Management, LLC | 0 | $0 | 0.00% | −23,655−100.0% | Sold out |
| Mandatum Life Insurance Co Ltd | 0 | $0 | 0.00% | −20,000−100.0% | Sold out |
| Bayesian Capital Management, LP | 0 | $0 | 0.00% | −19,329−100.0% | Sold out |
| Stokes Family Office, LLC | 0 | $0 | 0.00% | −17,213−100.0% | Sold out |
| Lazard Asset Management LLC | 0 | $0 | 0.00% | −14,991−100.0% | Sold out |
| Morgan Dempsey Capital Management LLC | 0 | $0 | 0.00% | −13,990−100.0% | Sold out |
| State of Wisconsin Investment Board | 0 | $0 | 0.00% | −13,100−100.0% | Sold out |
| Cetera Advisors LLC | 0 | $0 | 0.00% | −11,910−100.0% | Sold out |
| Capstone Financial Advisors, Inc. | 0 | $0 | 0.00% | −11,775−100.0% | Sold out |
| DFPG Investments, LLC | 0 | $0 | 0.00% | −10,992−100.0% | Sold out |
| Silver Oak Securities, Inc | 0 | $0 | 0.00% | −10,000−100.0% | Sold out |
| State of Wyoming | 0 | $0 | 0.00% | −4,671−100.0% | Sold out |
| Tucker Asset Management LLC | 0 | $0 | 0.00% | −1,104−100.0% | Sold out |
| Huntington National Bank | 0 | $0 | 0.00% | −35−100.0% | Sold out |
| Tekla Capital Management LLC | – | – | – | – | Not filed |
| EA Series Trust | – | – | – | – | Not filed |
| BDO Wealth Advisors, LLC | – | – | – | – | Not filed |